401(k) · DOL Form 5500 · 2022

Rosenthal & Rosenthal Inc. 401(k) Plan

Data updated 2026-08-25

$42M
Total assets Below avg plan size
198
Participants Below avg headcount
86th
Percentile by assets National rank
$210,212
Avg per participant Above avg balance/head
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Official DOL plan name: Rosenthal & Rosenthal, Inc. 401(k) Plan · Sponsored by Rosenthal & Rosenthal Inc. · New York · Finance & Insurance

$42M in assets, 198 participants

Rosenthal & Rosenthal Inc.'s Rosenthal & Rosenthal, Inc. 401(k) Plan reported $42M in total assets and 198 participants in its 2022 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,244 in Finance & Insurance (9,261 peers)

Coverage in New York

Rosenthal & Rosenthal, Inc. 401(k) Plan covers 198 participants in New York, about 25% of the average New York filer (state average ~798 per filing). Assets: $42M.

#7,244
in Finance & Insurance (9,261 peers)
-20.3%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $11M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rosenthal & Rosenthal, Inc. 401(k) Plan's outsized position by total assets

Rosenthal & Rosenthal, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$41,622,055 Top 14% higher than 86% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Rosenthal & Rosenthal, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rosenthal & Rosenthal, Inc. 401(k) Plan sits mid-pack in the medium band (198 participants).

Published 5500 schedule card

Filing strip 131238943 · Rosenthal & Rosenthal Inc. PY 2022 · 401(k)

Rosenthal & Rosenthal, Inc. 401(k) Plan · $42M · 198 · 86th

  • PART $42M
  • TYPE 198
  • NET 86th
  • BOOK 401(k)
  • VS-ST near Driehaus Companies 401(k) Plan and Trust
  • BOY ind #7244

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Rosenthal & Rosenthal, Inc. 401(k) Plan in the asset neighbourhood

Oneblood Defined Contribution Retirement PlanOneblood Defined Contributio…$42MRosenthal & Rosenthal, Inc. 401(k) PlanRosenthal & Rosenthal, Inc. …$42MDriehaus Companies 401(k) Plan and TrustDriehaus Companies 401(k) Pl…$42MHanford Guards Union Local 21 Savings PlanHanford Guards Union Local 2…$42MEs3 401(k) Plan$42M
End-of-year total assets ($M) among Rosenthal & Rosenthal, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$52M
Net Assets (End of Year)$42M
Net Income-$11M
Employer EIN131238943
Plan Effective Date1987-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rosenthal & Rosenthal Inc.)

Sponsor-wide plan assets over time

All Rosenthal & Rosenthal Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$57M 37.161992602239366% vs 2022
2024 filing year
$40M$45M$50M$55M$60M 202220232024 $41.6M $57.1M ▲ +37.2%
Year Plans Participants Total Assets
2022 1 198 $42M
2023 1 206 $49M
2024 1 209 $57M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rosenthal & Rosenthal, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Rosenthal & Rosenthal, Inc. 401(k) Plan, Total assets ($B): 0.041622055 · Participants: 198Rosenthal & Rosenthal, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Rosenthal & Rosenthal, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rosenthal & Rosenthal, Inc. 401(k) Plan side-by-side with 3 peers →

Rosenthal & Rosenthal, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Driehaus Companies 401(k) Plan and Trust in IL ($42M); by covered participants it is Carparts Distribution Center, Inc. Profit Sharing Plan in NH (198 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($42M here).

Similar participant headcount

Nearest other-state filings by covered participants (198 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rosenthal & Rosenthal, Inc. 401(k) Plan assets move in 2022? ▼
Rosenthal & Rosenthal, Inc. 401(k) Plan declined sharply - down 20.3% during 2022, from $52M to $42M. Reported net income was -$11M.
How have Rosenthal & Rosenthal Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rosenthal & Rosenthal Inc.'s sponsor-wide assets grew 37.2%, from $42M to $57M.
Where does Rosenthal & Rosenthal, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Rosenthal & Rosenthal, Inc. 401(k) Plan ranks in the 86th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rosenthal & Rosenthal, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Driehaus Companies 401(k) Plan and Trust in IL ($42M, 153 participants).
Which 401(k) plans cover a similar participant headcount to Rosenthal & Rosenthal, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Carparts Distribution Center, Inc. Profit Sharing Plan in NH (198 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 131238943.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.