401(k) · DOL Form 5500 · 2022

Yum Brands, Inc. 401(k) Plan

Data updated 2026-08-25

$810M
Total assets Above avg plan size
20,258
Participants Very large workforce
99th
Percentile by assets National rank
$39,977
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Yum Brands 401(k) Plan · Sponsored by Yum Brands, Inc. · Kentucky · Food Services & Accommodation

$810M in assets, 20,258 participants

Yum Brands, Inc.'s Yum Brands 401(k) Plan reported $810M in total assets and 20,258 participants in its 2022 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,580 in Food Services & Accommodation (4,592 peers)

Coverage in Kentucky

Yum Brands 401(k) Plan covers 20,258 participants in Kentucky, 31x the typical Kentucky plan (state average ~647 per filing). Assets: $810M.

#4,580
in Food Services & Accommodation (4,592 peers)
-13.0%
assets change YoY
8.1×
vs typical plan assets (national mean)

The plan reported a net loss of $129M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Yum Brands 401(k) Plan's outsized position by total assets

Yum Brands 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$809,852,032 Top 1% higher than 99% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Yum Brands 401(k) Plan's mega-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Yum Brands 401(k) Plan is a mega filing (20,258 participants), the rightmost band on the breakdown.

DOL schedule card

Filing strip 133951308 · Yum Brands, Inc. PY 2022 · 401(k)

Yum Brands 401(k) Plan · $810M · 20,258 · 99th

  • NET $810M
  • BOOK 20,258
  • VS-ST 99th
  • BOY 401(k)
  • SCH near Retirement Plan of Research Triangle Institute
  • EBSA ind #4580

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in Kentucky →

Yum Brands 401(k) Plan in the asset neighbourhood

Coca-Cola Consolidated, Inc. 401(k) PlanCoca-Cola Consolidated, Inc.…$810MYum Brands 401(k) Plan$810MRetirement Plan of Research Triangle InstituteRetirement Plan of Research …$809MIndependence Blue Cross Blue Chip Retirement Savings PlanIndependence Blue Cross Blue…$809MOrrick, Herrington & Sutcliffe LLP Retirement PlanOrrick, Herrington & Sutclif…$808M
End-of-year total assets ($M) among Yum Brands 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Kentucky filing particulars

Total Assets (Beginning of Year)$931M
Net Assets (End of Year)$809M
Net Income-$129M
Employer EIN133951308
Plan Effective Date1997-10-07
Filing StatusFILING RECEIVED

Sponsor Plan History (Yum Brands, Inc.)

Sponsor-wide plan assets over time

All Yum Brands, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$1.7B 8.798905557809519% vs 2022
2024 filing year
$1.5B$1.55B$1.6B$1.65B$1.7B$1.75B 202220232024 $1.56B $1.7B ▲ +9.0%
Year Plans Participants Total Assets
2022 2 24,797 $1.6B
2023 2 25,199 $1.6B
2024 2 24,832 $1.7B

Nearby 401(k) Plans in Kentucky

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Yum Brands 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 02468 Total assets ($B) Participants Yum Brands 401(k) Plan, Total assets ($B): 0.809852032 · Participants: 20258Yum Brands 401(k) PlanHumana Retirement Savings Plan, Total assets ($B): 6.44425797 · Participants: 44930Humana Retirement Savings PlanCommonspirit Health 401(k) Retirement Savings Plan, Total assets ($B): 6.066519058 · Participants: 85671Commonspirit Health 401(k) Retirement Savings PlanUPS/Ipa 401 (K) Savings Plan, Total assets ($B): 1.16367227 · Participants: 2992UPS/Ipa 401 (K) Savings PlanLexmark Savings Plan, Total assets ($B): 1.059618486 · Participants: 1811Lexmark Savings PlanKindred 401 (K) Plan, Total assets ($B): 0.969290029 · Participants: 22132Kindred 401 (K) Plan
Yum Brands 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants
Compare Yum Brands 401(k) Plan side-by-side with 3 peers →

Scale composition for Yum Brands 401(k) Plan

Yum Brands 401(k) Plan reports $810M in end-of-year assets across 20,258 participants (0.007% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.022% of 93,925,755 covered participants) - about $39,977 per participant (29% of the national average assets-per-participant) . Net income for plan year 2022 was -$129M.

This plan identity (EIN 133951308, plan #003) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $810M to $990M (+22.2%) while covered participants moved from 20,258 to 22,260 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 20,258 $810M This page
2023 21,365 $911M Open filing
2024 · index core 22,260 $990M Open filing

The same sponsor also keeps 2 other index-core plans on PlainRetire:

Yum Brands 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Kentucky, the nearest 401(k) by assets is Retirement Plan of Research Triangle Institute in NC ($809M); by covered participants it is Pilot Travel Centers LLC 401(k) Plan in TN (20,266 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (20,258 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Yum Brands 401(k) Plan assets move in 2022? ▼
Yum Brands 401(k) Plan pulled back noticeably - down 13.0% during 2022, from $931M to $810M. Reported net income was -$129M.
How have Yum Brands, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Yum Brands, Inc.'s sponsor-wide assets grew 8.8%, from $1.6B to $1.7B.
Where does Yum Brands 401(k) Plan rank by assets among Form 5500 filers? ▼
Yum Brands 401(k) Plan ranks in the 99th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Yum Brands 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Retirement Plan of Research Triangle Institute in NC ($809M, 3,369 participants).
Which 401(k) plans cover a similar participant headcount to Yum Brands 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pilot Travel Centers LLC 401(k) Plan in TN (20,266 participants, $314M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133951308.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.