401(k) · DOL Form 5500 · 2023

Yum Brands, Inc. 401(k) Plan

Data updated 2026-08-11

$911M
Total assets
21,365
Participants
98th
Percentile by assets
$42,643
Avg per participant
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Official DOL plan name: Yum Brands 401(k) Plan · Sponsored by Yum Brands, Inc. · Kentucky · Food Services & Accommodation

$911M in assets, 21,365 participants

Yum Brands, Inc.'s Yum Brands 401(k) Plan reported $911M in total assets and 21,365 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 98th percentile by assets (of 127,072 plans)
  • #3,818 in Food Services & Accommodation (3,828 peers)

Coverage in Kentucky

Yum Brands 401(k) Plan covers 21,365 participants in Kentucky, 33x the typical Kentucky plan (state average ~647 per filing). Assets: $911M.

$911M
total plan assets (2023 EOY)
21,365
covered participants
98th
percentile by assets (of 127,072 plans)
$42,643
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Yum Brands 401(k) Plan reported net income rose from -$129M in the plan year 2022 filing to $102M in the plan year 2023 filing.
  • Yum Brands 401(k) Plan end-of-year assets rose from $810M in the plan year 2022 filing to $911M in the plan year 2023 filing.
  • Yum Brands 401(k) Plan reported participants rose from 20,258 in the plan year 2022 filing to 21,365 in the plan year 2023 filing.

See the national 2023→2024 release diff →

State
Kentucky
Industry
Food Services & Accommodation

Participants vs Kentucky filers

In Kentucky, the average filing covers about 647 participants across 1,300 plans. Yum Brands 401(k) Plan reports 21,365 participants - 33x that state average ($911M EOY assets).

Kentucky filing particulars

Total Assets (Beginning of Year)$810M
Net Assets (End of Year)$911M
Net Income$102M
Employer EIN133951308
Plan Effective Date1997-10-07
Filing StatusFILING RECEIVED

Sponsor Plan History (Yum Brands, Inc.)

$1.5B$1.55B$1.6B$1.65B$1.7B$1.75B 202220232024 $1.56B $1.7B ▲ +9.0%
Total plan assets by year, all Yum Brands, Inc. plans on file
Year Plans Participants Total Assets
2022 2 24,797 $1.6B
2023 2 25,199 $1.6B
2024 2 24,832 $1.7B

Nearby 401(k) Plans in Kentucky

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Yum Brands 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants

Yum Brands 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 0246810 Total assets ($B) Participants Yum Brands 401(k) PlanCommonspirit Health …Humana Retirement Sa…UPS/Ipa 401(k) Savin…Scionhealth 401(k) P…Lexmark Savings Plan
Yum Brands 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants
Compare Yum Brands 401(k) Plan side-by-side with 3 peers →

Scale composition for Yum Brands 401(k) Plan

Yum Brands 401(k) Plan reports $911M in end-of-year assets across 21,365 participants (0.007% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.023% of 93,925,755 covered participants) - about $42,643 per participant (31% of the national average assets-per-participant) . Net income for plan year 2023 was $102M.

This plan identity (EIN 133951308, plan #003) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $810M to $990M (+22.2%) while covered participants moved from 20,258 to 22,260 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 20,258 $810M Open filing
2023 21,365 $911M This page
2024 · index core 22,260 $990M Open filing

The same sponsor also keeps 2 other index-core plans on PlainRetire:

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Yum Brands 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Yum Brands 401(k) Plan assets move in 2023? ▼
Yum Brands 401(k) Plan grew at a solid clip - up 12.5% during 2023, from $810M to $911M. Reported net income was $102M.
How have Yum Brands, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Yum Brands, Inc.'s sponsor-wide assets grew 8.8%, from $1.6B to $1.7B.
Where does Yum Brands 401(k) Plan rank by assets among Form 5500 filers? ▼
Yum Brands 401(k) Plan ranks in the 98th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Yum Brands 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Guardian Retirement Investment Plan in NY ($911M, 5,762 participants).

Next read for Yum Brands 401(k) Plan

Filing takeaways

Ways to act on Yum Brands 401(k) Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133951308.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.