YUM BRANDS 401K PLAN
ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.
YUM BRANDS, INC.
This 401(k) plan holds $911M in total assets and serves 21,365 participants as of 2023. It is sponsored by YUM BRANDS, INC. in Kentucky. The plan reported positive net income of $102M for the year.
What the Filing Says About YUM BRANDS 401K PLAN
YUM BRANDS 401K PLAN is a 401(k) retirement plan sponsored by YUM BRANDS, INC., headquartered in Kentucky. As of the 2023 Form 5500 filing, the plan reports $911M in total end-of-year assets and covers 21,365 participants across the Food Services & Accommodation industry. The sponsor's EIN on file with the U.S. Department of Labor is 133951308, and the plan has been effective since 1997-10-07. Its filing status is currently FILING RECEIVED.
Year over year, total assets moved from $810M at the beginning of 2023 to $911M at year-end — a gain of 12.5%. Net assets (after liabilities) closed the year at $911M, with reported net income of $102M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.
Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.
Financial Summary (2023)
| Total Assets (Beginning of Year) | $810M |
| Total Assets (End of Year) | $911M |
| Net Assets (End of Year) | $911M |
| Net Income | $102M |
| Plan Type | 401(k) |
| Employer EIN | 133951308 |
| Plan Effective Date | 1997-10-07 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (YUM BRANDS, INC.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 24,797 | $1.6B |
| 2023 | 2 | 25,199 | $1.6B |
| 2024 | 2 | 24,832 | $1.7B |
Nearby 401(k) Plans in Kentucky
Peer 401(k) plans — same state, same plan type — ranked by total assets.
- COMMONSPIRIT HEALTH 401(K) RETIREMENT SAVINGS PLAN $7.9B · 86,688
- HUMANA RETIREMENT SAVINGS PLAN $7.4B · 45,938
- COMMONSPIRIT HEALTH ERISA 403(B) PLAN $2.6B · 28,336
- SCIONHEALTH 401(K) PLAN $1.2B · 33,226
- LEXMARK SAVINGS PLAN $1.2B · 1,968
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Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.
Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 133951308.
Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.
Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.
Read our methodology — how this data is sourced, computed, and verified.