401(k) · DOL Form 5500 · 2022

Tower Research Capital, LLC 401(k) Plan

Data updated 2026-08-25

$106M
Total assets Near avg plan size
442
Participants Below avg headcount
93rd
Percentile by assets National rank
$239,606
Avg per participant Above avg balance/head
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Official DOL plan name: Tower Research Capital Group 401(k) Plan · Sponsored by Tower Research Capital, LLC · New York · Finance & Insurance

$106M in assets, 442 participants

Tower Research Capital, LLC's Tower Research Capital Group 401(k) Plan reported $106M in total assets and 442 participants in its 2022 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,229 in Finance & Insurance (9,261 peers)

Where Tower Research Capital Group 401(k) Plan sits by assets

Tower Research Capital Group 401(k) Plan sits in the top 10% of all filed plans by assets, $106M for 442 participants (~$239,606/participant), down 9.7% in 2022.

#8,229
in Finance & Insurance (9,261 peers)
-9.7%
assets change YoY
1.1×
vs typical plan assets (national mean)

The plan reported a net loss of $11M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Tower Research Capital Group 401(k) Plan's outsized position by total assets

Tower Research Capital Group 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$105,905,800 Top 7% higher than 93% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Tower Research Capital Group 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Tower Research Capital Group 401(k) Plan sits mid-pack in the medium band (442 participants).

DOL schedule card

Filing strip 133994895 · Tower Research Capital, LLC PY 2022 · 401(k)

Tower Research Capital Group 401(k) Plan · $106M · 442 · 93rd

  • EBSA $106M
  • PART 442
  • TYPE 93rd
  • NET 401(k)
  • BOOK near Pixelle Specialty Solutions 401(k) Savings Plan
  • VS-ST ind #8229

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Tower Research Capital Group 401(k) Plan in the asset neighbourhood

Tower Research Capital Group 401(k) PlanTower Research Capital Group…$106MRothschild & Co North America, Inc. 401(k) and Profit Sharing PlanRothschild & Co North Americ…$106MPixelle Specialty Solutions 401(k) Savings PlanPixelle Specialty Solutions …$106MThe H.T. Hackney Co. Employees Profit Sharing Retirement PlanThe H.T. Hackney Co. Employe…$106MUct Retirement Savings Plan$106M
End-of-year total assets ($M) among Tower Research Capital Group 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$117M
Net Assets (End of Year)$106M
Net Income-$11M
Employer EIN133994895
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Tower Research Capital, LLC)

Sponsor-wide plan assets over time

All Tower Research Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$167M 58.087997069093475% vs 2022
2024 filing year
$80M$100M$120M$140M$160M$180M 202220232024 $106M $167M ▲ +58.1%
Year Plans Participants Total Assets
2022 1 442 $106M
2023 1 449 $136M
2024 1 497 $167M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Tower Research Capital Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Tower Research Capital Group 401(k) Plan, Total assets ($B): 0.1059058 · Participants: 442Tower Research Capital Group 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Tower Research Capital Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Tower Research Capital Group 401(k) Plan side-by-side with 3 peers →

Tower Research Capital Group 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Pixelle Specialty Solutions 401(k) Savings Plan in PA ($106M); by covered participants it is Miller Transportation 401(k) Plan and Trust in KY (442 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (442 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Tower Research Capital Group 401(k) Plan assets move in 2022? ▼
Tower Research Capital Group 401(k) Plan pulled back noticeably - down 9.7% during 2022, from $117M to $106M. Reported net income was -$11M.
How have Tower Research Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Tower Research Capital, LLC's sponsor-wide assets grew 58.1%, from $106M to $167M.
Where does Tower Research Capital Group 401(k) Plan rank by assets among Form 5500 filers? ▼
Tower Research Capital Group 401(k) Plan ranks in the 93rd percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Tower Research Capital Group 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Pixelle Specialty Solutions 401(k) Savings Plan in PA ($106M, 482 participants).
Which 401(k) plans cover a similar participant headcount to Tower Research Capital Group 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Miller Transportation 401(k) Plan and Trust in KY (442 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133994895.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.