401(k) · DOL Form 5500 · 2022

Rothschild & Co. North America Inc. 401(k) Plan

Data updated 2026-08-25

$106M
Total assets Near avg plan size
415
Participants Below avg headcount
93rd
Percentile by assets National rank
$255,214
Avg per participant Above avg balance/head
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Official DOL plan name: Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan · Sponsored by Rothschild & Co. North America Inc. · North Carolina · Finance & Insurance

$106M in assets, 415 participants

Rothschild & Co. North America Inc.'s Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan reported $106M in total assets and 415 participants in its 2022 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,230 in Finance & Insurance (9,261 peers)

Where Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan sits by assets

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan sits in the top 10% of all filed plans by assets, $106M for 415 participants (~$255,214/participant), down 12.1% in 2022.

#8,230
in Finance & Insurance (9,261 peers)
-12.1%
assets change YoY
1.1×
vs typical plan assets (national mean)

The plan reported a net loss of $15M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan's outsized position by total assets

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$105,913,967 Top 7% higher than 93% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan sits mid-pack in the medium band (415 participants).

Form 5500 schedule snapshot

Filing strip 133438524 · Rothschild & Co. North America Inc. PY 2022 · 401(k)

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan · $106M · 415 · 93rd

  • RANK $106M
  • PHOTO 415
  • IND 93rd
  • EOY 401(k)
  • 5500 near Tower Research Capital Group 401(k) Plan
  • ASSETS ind #8230

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in North Carolina →

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan in the asset neighbourhood

Rothschild & Co North America, Inc. 401(k) and Profit Sharing PlanRothschild & Co North Americ…$106MTower Research Capital Group 401(k) PlanTower Research Capital Group…$106MPixelle Specialty Solutions 401(k) Savings PlanPixelle Specialty Solutions …$106MThe H.T. Hackney Co. Employees Profit Sharing Retirement PlanThe H.T. Hackney Co. Employe…$106MUct Retirement Savings Plan$106M
End-of-year total assets ($M) among Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$120M
Net Assets (End of Year)$106M
Net Income-$15M
Employer EIN133438524
Plan Effective Date1968-08-15
Filing StatusFILING RECEIVED

Sponsor Plan History (Rothschild & Co. North America Inc.)

Sponsor-wide plan assets over time

All Rothschild & Co. North America Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$156M 46.85238118899241% vs 2022
2024 filing year
$100M$120M$140M$160M$180M 202220232024 $107M $156M ▲ +46.9%
Year Plans Participants Total Assets
2022 2 421 $107M
2023 2 507 $126M
2024 2 491 $156M

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -200204060 Total assets ($B) Participants Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan, Total assets ($B): 0.105913967 · Participants: 415Rothschild & Co North America, Inc. 401(k) and Profit Sharing PlanThe Bank of America 401(k) Plan, Total assets ($B): 47.134026012 · Participants: 169036The Bank of America 401(k) PlanHoneywell 401(k) Plan, Total assets ($B): 14.565715066 · Participants: 39007Honeywell 401(k) PlanDuke Energy Retirement Savings Plan, Total assets ($B): 9.364902 · Participants: 27731Duke Energy Retirement Savings PlanTruist Financial Corporation 401(k) Savings Plan, Total assets ($B): 8.965353965 · Participants: 51871Truist Financial Corporation 401(k) Savings PlanLowes 401(k) Plan, Total assets ($B): 7.355936526 · Participants: 284864Lowes 401(k) Plan
Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants
Compare Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan side-by-side with 3 peers →

Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside North Carolina, the nearest 401(k) by assets is Tower Research Capital Group 401(k) Plan in NY ($106M); by covered participants it is Peak Event Services 401(k) Retirement Plan in MA (415 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($106M here).

Similar participant headcount

Nearest other-state filings by covered participants (415 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan assets move in 2022? ▼
Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan pulled back noticeably - down 12.1% during 2022, from $120M to $106M. Reported net income was -$15M.
How have Rothschild & Co. North America Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rothschild & Co. North America Inc.'s sponsor-wide assets grew 46.9%, from $107M to $156M.
Where does Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan ranks in the 93rd percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Tower Research Capital Group 401(k) Plan in NY ($106M, 442 participants).
Which 401(k) plans cover a similar participant headcount to Rothschild & Co North America, Inc. 401(k) and Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Peak Event Services 401(k) Retirement Plan in MA (415 participants, $12M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133438524.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.