401(k)
2022 plan-year 401(k) DOL Form 5500

Energy Harbor 401(k) & Retirement Contribution Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Energy Harbor Corp. · Ohio · Utilities

What the 2023 filing shows

Energy Harbor 401(k) & Retirement Contribution Plan holds $630M for 2,359 participants — about $267,129 per participant, down 15.8% over the 2022 plan year.

$630M
total plan assets (2022 EOY)
2,359
covered participants
$267,129
avg assets per participant
-15.8%
assets change YoY

The plan reported a net loss of $118M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$630M
Participants
2,359
State
Industry
Utilities

What the Filing Says About Energy Harbor 401(k) & Retirement Contribution Plan

Energy Harbor 401(k) & Retirement Contribution Plan is a 401(k) retirement plan sponsored by Energy Harbor Corp., headquartered in Ohio. As of the 2022 Form 5500 filing, the plan reports $630M in total end-of-year assets and covers 2,359 participants across the Utilities industry. The sponsor's EIN on file with the U.S. Department of Labor is 843992199, and the plan has been effective since 2020-02-27. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $748M at the beginning of 2022 to $630M at year-end — a decline of 15.8%. Net assets (after liabilities) closed the year at $630M, with reported net income of $-118,111,644 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$748M
Total Assets (End of Year)$630M
Net Assets (End of Year)$630M
Net Income$-118,111,644
Plan Type401(k)
Employer EIN843992199
Plan Effective Date2020-02-27
Filing StatusFILING RECEIVED

Sponsor Plan History (Energy Harbor Corp.)

Year Plans Participants Total Assets
2022 2 3,170 $648M
2023 2 3,021 $701M
2024 1 2,051 N/A

Nearby 401(k) Plans in Ohio

Peer 401(k) plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the Energy Harbor 401(k) & Retirement Contribution Plan?
As of the 2022 Form 5500 filing, Energy Harbor 401(k) & Retirement Contribution Plan holds $630M in total assets with 2,359 participants. It is sponsored by Energy Harbor Corp..
What type of plan is Energy Harbor 401(k) & Retirement Contribution Plan?
Energy Harbor 401(k) & Retirement Contribution Plan is a 401(k) plan. It has been effective since 2020-02-27. The plan is filed with the U.S. Department of Labor under EIN 843992199.
Who sponsors the Energy Harbor 401(k) & Retirement Contribution Plan?
Energy Harbor 401(k) & Retirement Contribution Plan is sponsored by Energy Harbor Corp., located in Ohio. The sponsor's EIN is 843992199 and the plan operates in the Utilities industry.
How did Energy Harbor 401(k) & Retirement Contribution Plan perform in 2022?
Energy Harbor 401(k) & Retirement Contribution Plan declined by 15.8% during 2022, moving from $748M to $630M in total assets. Net income was $-118,111,644.
Where can I find official filings for Energy Harbor 401(k) & Retirement Contribution Plan?
Official Form 5500 filings for Energy Harbor 401(k) & Retirement Contribution Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 843992199 or plan name at efast.dol.gov.
How does Energy Harbor 401(k) & Retirement Contribution Plan compare to other plans?
You can compare Energy Harbor 401(k) & Retirement Contribution Plan against other 401(k) plans on the plan type page, or view plans in Ohio on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 843992199.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.