ESOP · DOL Form 5500 · 2022
United Asset Strategies, Inc. ESOP
Data updated 2026-08-25
- $7M
- Total assets Small plan by assets
- 29
- Participants Small participant base
- 59th
- Percentile by assets National rank
- $254,724
- Avg per participant Above avg balance/head
Official DOL plan name: United Asset Strategies, Inc. Employee Stock Ownership Plan · Sponsored by United Asset Strategies, Inc. · New York · Finance & Insurance
$7M in assets, 29 participants
United Asset Strategies, Inc.'s United Asset Strategies, Inc. Employee Stock Ownership Plan reported $7M in total assets and 29 participants in its 2022 DOL Form 5500 filing, ranking in the 59th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #3,898 in Finance & Insurance (9,261 peers)
United Asset Strategies, Inc. multi-year trail
United Asset Strategies, Inc.'s plans moved +64.0% in assets from 2022 to 2024; this filing shows United Asset Strategies, Inc. Employee Stock Ownership Plan at $7M / 29 participants.
- #3,898
- in Finance & Insurance (9,261 peers)
- -4.8%
- assets change YoY
The plan reported a net loss of $372K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
United Asset Strategies, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Finance & Insurance and all filers
United Asset Strategies, Inc. Employee Stock Ownership Plan vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$7,386,996 Top 41% higher than 59% of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
United Asset Strategies, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. United Asset Strategies, Inc. Employee Stock Ownership Plan is a small filing (29 participants) on this national headcount ladder.
Published 5500 schedule card
Filing strip 113104524 · United Asset Strategies, Inc. PY 2022 · ESOP
United Asset Strategies, Inc. Employee Stock Ownership Plan · $7M · 29 · 59th
- IND $7M
- EOY 29
- 5500 59th
- ASSETS ESOP
- PCT near Somerset Trust Company Employee Stock Ownership Plan
- EIN ind #3898
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →
United Asset Strategies, Inc. Employee Stock Ownership Plan in the asset neighbourhood
United Asset Strategies, Inc. multi-year asset trail
Sponsor-wide plan assets over time
All United Asset Strategies, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $12M 64.03892732580334% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 29 | $7M |
| 2023 | 1 | 32 | $10M |
| 2024 | 1 | 31 | $12M |
United Asset Strategies, Inc. filing trail (2022)
| Total Assets (Beginning of Year) | $8M |
|---|---|
| Net Assets (End of Year) | $7M |
| Net Income | -$372K |
| Employer EIN | 113104524 |
| Plan Effective Date | 2010-01-01 |
| Filing Status | FILING RECEIVED |
Nearby ESOP Plans in New York
Peer ESOP plans, same state, same plan type, ranked by total assets.
- Stewart's Shops Corp Employee Stock Ownership Plan $782M · 3,443
- Lewis Tree Service Employee Stock Ownership Plan $384M · 3,307
- H.C. Wainwright & Co. Employee Stock Ownership Plan $293M · 118
- Greenman-Pedersen, Inc. Employee Stock Ownership Plan $207M · 1,611
- Griffon Corporation Employee Stock Ownership Plan $184M · 3,775
United Asset Strategies, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount
Outside New York, the nearest ESOP by assets is Somerset Trust Company Employee Stock Ownership Plan in PA ($7M); by covered participants it is Mckenna Enigineering & Equipment Company, Inc. Employee Stock Ownership Plan in CA (29 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($7M here).
Similar participant headcount
Nearest other-state filings by covered participants (29 participants); asset peers above are excluded.
- Mckenna Enigineering & Equipment Company, Inc. Employee Stock Ownership Plan (CA) 29 · 0 off
- Albert Arno, Incorporated Employee Stock Ownership Plan (MO) 29 · 0 off
- ESOP for Employees of Bank of the Panhandle (OK) 29 · 0 off
- Electro-Sensors, Inc. Employee Stock Ownership Plan and Trust (MN) 29 · 0 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.