ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST
ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.
ESSEX MANAGEMENT LLC
This 401(k) plan holds $17M in total assets and serves 123 participants as of 2022. It is sponsored by ESSEX MANAGEMENT LLC in Vermont. The plan reported a net loss of $2M for the year.
What the Filing Says About ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST
ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST is a 401(k) retirement plan sponsored by ESSEX MANAGEMENT LLC, headquartered in Vermont. As of the 2022 Form 5500 filing, the plan reports $17M in total end-of-year assets and covers 123 participants across the Other Services industry. The sponsor's EIN on file with the U.S. Department of Labor is 264228149, and the plan has been effective since 2006-01-01. Its filing status is currently FILING RECEIVED.
Year over year, total assets moved from $19M at the beginning of 2022 to $17M at year-end — a decline of 11.2%. Net assets (after liabilities) closed the year at $17M, with reported net income of $-2,188,648 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 1 prior plan-year filing from the same sponsor shown below.
Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.
Financial Summary (2023)
| Total Assets (Beginning of Year) | $19M |
| Total Assets (End of Year) | $17M |
| Net Assets (End of Year) | $17M |
| Net Income | $-2,188,648 |
| Plan Type | 401(k) |
| Employer EIN | 264228149 |
| Plan Effective Date | 2006-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (ESSEX MANAGEMENT LLC)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 123 | $17M |
| 2023 | 1 | 133 | N/A |
Nearby 401(k) Plans in Vermont
Peer 401(k) plans — same state, same plan type — ranked by total assets.
- THE UNIVERSITY OF VERMONT MEDICAL CENTER 403(B) PLAN $2.0B · 11,162
- NATIONAL LIFE GROUP 401(K) PLAN $298M · 1,219
- GREEN MOUNTAIN POWER CORPORATION EMPLOYEE SAVINGS AND INVESTMENT PLAN AND TRUST $220M · 519
- HUSKY RETIREMENT SAVINGS $153M · 551
- INCENTIVE RETIREMENT PLAN FOR EMPLOYEES OF PC CONSTRUCTION COMPANY $136M · 442
Related Data
Guides
Frequently Asked Questions
How much money is in the ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST? ▼
What type of plan is ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST? ▼
Who sponsors the ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST? ▼
How did ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST perform in 2022? ▼
Where can I find official filings for ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST? ▼
How does ESSEX MANAGEMENT LLC 401(K) PROFIT SHARING PLAN AND TRUST compare to other plans? ▼
Explore PlainRetire
Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.
Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 264228149.
Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.
Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.
Read our methodology — how this data is sourced, computed, and verified.