401(k)
2022 plan-year 401(k) DOL Form 5500

O'BRIEN AND WEST DMD PLLC 401(K) PLAN

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

O'BRIEN AND WEST DMD, PLLC

This 401(k) plan holds $766K in total assets and serves 130 participants as of 2022. It is sponsored by O'BRIEN AND WEST DMD, PLLC in North Carolina. The plan reported a net loss of $242K for the year.

Total Assets (2023)
$766K
Participants
130
Industry
Healthcare & Social Assistance

What the Filing Says About O'BRIEN AND WEST DMD PLLC 401(K) PLAN

O'BRIEN AND WEST DMD PLLC 401(K) PLAN is a 401(k) retirement plan sponsored by O'BRIEN AND WEST DMD, PLLC, headquartered in North Carolina. As of the 2022 Form 5500 filing, the plan reports $766K in total end-of-year assets and covers 130 participants across the Healthcare & Social Assistance industry. The sponsor's EIN on file with the U.S. Department of Labor is 465562525, and the plan has been effective since 2014-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $1M at the beginning of 2022 to $766K at year-end — a decline of 24.0%. Net assets (after liabilities) closed the year at $766K, with reported net income of $-242,083 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$1M
Total Assets (End of Year)$766K
Net Assets (End of Year)$766K
Net Income$-242,083
Plan Type401(k)
Employer EIN465562525
Plan Effective Date2014-01-01
Filing StatusFILING RECEIVED

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Frequently Asked Questions

How much money is in the O'BRIEN AND WEST DMD PLLC 401(K) PLAN?
As of the 2022 Form 5500 filing, O'BRIEN AND WEST DMD PLLC 401(K) PLAN holds $766K in total assets with 130 participants. It is sponsored by O'BRIEN AND WEST DMD, PLLC.
What type of plan is O'BRIEN AND WEST DMD PLLC 401(K) PLAN?
O'BRIEN AND WEST DMD PLLC 401(K) PLAN is a 401(k) plan. It has been effective since 2014-01-01. The plan is filed with the U.S. Department of Labor under EIN 465562525.
Who sponsors the O'BRIEN AND WEST DMD PLLC 401(K) PLAN?
O'BRIEN AND WEST DMD PLLC 401(K) PLAN is sponsored by O'BRIEN AND WEST DMD, PLLC, located in North Carolina. The sponsor's EIN is 465562525 and the plan operates in the Healthcare & Social Assistance industry.
How did O'BRIEN AND WEST DMD PLLC 401(K) PLAN perform in 2022?
O'BRIEN AND WEST DMD PLLC 401(K) PLAN declined by 24.0% during 2022, moving from $1M to $766K in total assets. Net income was $-242,083.
Where can I find official filings for O'BRIEN AND WEST DMD PLLC 401(K) PLAN?
Official Form 5500 filings for O'BRIEN AND WEST DMD PLLC 401(K) PLAN are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 465562525 or plan name at efast.dol.gov.
How does O'BRIEN AND WEST DMD PLLC 401(K) PLAN compare to other plans?
You can compare O'BRIEN AND WEST DMD PLLC 401(K) PLAN against other 401(k) plans on the plan type page, or view plans in North Carolina on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 465562525.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from official public datasets. See our methodology for details.