401(k) · DOL Form 5500 · 2022

Dubuque Bank and Trust Company 401(k) Plan

Data updated 2026-08-11

$281M
Total assets
2,218
Participants
97th
Percentile by assets
$126,682
Avg per participant
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Official DOL plan name: Htlf Retirement Plan · Sponsored by Dubuque Bank and Trust Company · Iowa · Finance & Insurance

$281M in assets, 2,218 participants

Dubuque Bank and Trust Company's Htlf Retirement Plan reported $281M in total assets and 2,218 participants in its 2022 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 97th percentile by assets (of 139,126 plans)
  • #8,718 in Finance & Insurance (9,261 peers)

Coverage in Iowa

Htlf Retirement Plan covers 2,218 participants in Iowa, 3.6x the typical Iowa plan (state average ~609 per filing). Assets: $281M.

$281M
total plan assets (2022 EOY)
2,218
covered participants
97th
percentile by assets (of 139,126 plans)
$126,682
avg assets per participant

The plan reported a net loss of $74M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

State

Participants vs Iowa filers

In Iowa, the average filing covers about 609 participants across 1,246 plans. Htlf Retirement Plan reports 2,218 participants - 3.6x that state average ($281M EOY assets).

Iowa filing particulars

Total Assets (Beginning of Year)$355M
Net Assets (End of Year)$281M
Net Income-$74M
Employer EIN421405748
Plan Effective Date1964-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Dubuque Bank and Trust Company)

$260M$280M$300M$320M$340M 202220232024 $281M $318M ▲ +13.2%
Total plan assets by year, all Dubuque Bank and Trust Company plans on file
Year Plans Participants Total Assets
2022 1 2,218 $281M
2023 1 2,025 $304M
2024 1 2,000 $318M

Nearby 401(k) Plans in Iowa

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Htlf Retirement Plan vs. nearby 401(k) plans in Iowa, assets vs. participants

Htlf Retirement Plan vs. nearby 401(k) plans in Iowa, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 01234 Total assets ($B) Participants Htlf Retirement PlanThe Principal Select…Iowa Health System S…The Hy-Vee and Affil…The Rsm US LLP Retir…Transamerica 401(k) …
Htlf Retirement Plan vs. nearby 401(k) plans in Iowa, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Htlf Retirement Plan by total assets, not by location.

Frequently Asked Questions

How did Htlf Retirement Plan assets move in 2022?
Htlf Retirement Plan declined sharply - down 20.9% during 2022, from $355M to $281M. Reported net income was -$74M.
How have Dubuque Bank and Trust Company plan assets changed over time?
Across 3 plan years on file (2022-2024), Dubuque Bank and Trust Company's sponsor-wide assets grew 13.2%, from $281M to $318M.
Where does Htlf Retirement Plan rank by assets among Form 5500 filers?
Htlf Retirement Plan ranks in the 97th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Htlf Retirement Plan?
Among 401(k) plans in other states, the closest by assets is Murphy-Hoffman Company Employee Profit Sharing Plan in KS ($281M, 3,753 participants).

Filing takeaways

Ways to act on Htlf Retirement Plan's numbers.