ESOP · DOL Form 5500 · 2022

E. T. Clauss & Co., Inc. ESOP

Data updated 2026-08-25

$539K
Total assets Small plan by assets
8
Participants Small participant base
19th
Percentile by assets National rank
$67,381
Avg per participant Below avg balance/head
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Official DOL plan name: E. T. Clauss & Co., Inc. Employee Stock Ownership Plan · Sponsored by E. T. Clauss & Co., Inc. · New York · Finance & Insurance

$539K in assets, 8 participants

E. T. Clauss & Co., Inc.'s E. T. Clauss & Co., Inc. Employee Stock Ownership Plan reported $539K in total assets and 8 participants in its 2022 DOL Form 5500 filing, ranking in the 19th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,115 in Finance & Insurance (9,261 peers)

What the 2022 filing shows

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan holds $539K for 8 participants - about $67,381 per participant, among the smaller plans by assets on file.

#1,115
in Finance & Insurance (9,261 peers)
+3.7%
assets growth YoY

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan among the smaller filed plans by assets

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$539,049 19th percentile higher than 19% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan among micro filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. E. T. Clauss & Co., Inc. Employee Stock Ownership Plan is a micro filing (8 participants), the leftmost band.

EBSA filing schedule strip

Filing strip 160729659 · E. T. Clauss & Co., Inc. PY 2022 · ESOP

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan · $539K · 8 · 19th

  • PCT $539K
  • EIN 8
  • RANK 19th
  • PHOTO ESOP
  • IND near Bland & Associates Employee Stock Ownership Plan and Trust
  • EOY ind #1115

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan in the asset neighbourhood

E. T. Clauss & Co., Inc. Employee Stock Ownership PlanE. T. Clauss & Co., Inc. Emp…$539KBland & Associates Employee Stock Ownership Plan and TrustBland & Associates Employee …$539KPhoenix I Restoration and Construction Employee Stock Owenership PlanPhoenix I Restoration and Co…$539KWarwick Plumbing and Heating Corporation Employee Stock Ownership PlanWarwick Plumbing and Heating…$540KAcidizing Technology Services Holdings, Inc. Employee Stock Ownership PlanAcidizing Technology Service…$540K
End-of-year total assets ($M) among E. T. Clauss & Co., Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

Filing particulars (2022)

Total Assets (Beginning of Year)$520K
Net Assets (End of Year)$539K
Net Income$19K
Employer EIN160729659
Plan Effective Date1964-09-30
Filing StatusFILING RECEIVED

Sponsor Plan History (E. T. Clauss & Co., Inc.)

Sponsor-wide plan assets over time

All E. T. Clauss & Co., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
N/A
2023 filing year
$0M$0.2M$0.4M$0.6M 20222023 $0.54M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 8 $539K
2023 1 N/A N/A

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -100001000200030004000 -20002004006008001000 Total assets ($M) Participants E. T. Clauss & Co., Inc. Employee Stock Ownership Plan, Total assets ($M): 0.539049 · Participants: 8E. T. Clauss & Co., Inc. Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 781.613108 · Participants: 3443Stewart's Shops Corp Employee Stock Ownership PlanLewis Tree Service Employee Stock Ownership Plan, Total assets ($M): 384.275596 · Participants: 3307Lewis Tree Service Employee Stock Ownership PlanH.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 293.053093 · Participants: 118H.C. Wainwright & Co. Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 207.331837 · Participants: 1611Greenman-Pedersen, Inc. Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 183.683651 · Participants: 3775Griffon Corporation Employee Stock Ownership Plan
E. T. Clauss & Co., Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare E. T. Clauss & Co., Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

E. T. Clauss & Co., Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is Bland & Associates Employee Stock Ownership Plan and Trust in NE ($539K); by covered participants it is Ament, Inc. Employee Stock Ownership Plan in IA (8 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (8 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did E. T. Clauss & Co., Inc. Employee Stock Ownership Plan assets move in 2022? ▼
E. T. Clauss & Co., Inc. Employee Stock Ownership Plan edged up modestly - up 3.7% during 2022, from $520K to $539K. Reported net income was $19K.
Where does E. T. Clauss & Co., Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
E. T. Clauss & Co., Inc. Employee Stock Ownership Plan ranks in the 19th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (among the smaller plans by assets on file).
Which ESOP plans are similar in size to E. T. Clauss & Co., Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Bland & Associates Employee Stock Ownership Plan and Trust in NE ($539K, 64 participants).
Which ESOP plans cover a similar participant headcount to E. T. Clauss & Co., Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Ament, Inc. Employee Stock Ownership Plan in IA (8 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 160729659.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.