ESOP · DOL Form 5500 · 2023

S.H. Smith & Company, Incorporated ESOP

Data updated 2026-08-25

$2M
Total assets Small plan by assets
36
Participants Small participant base
32nd
Percentile by assets National rank
$64,965
Avg per participant Low balance/head
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Official DOL plan name: S.H. Smith & Company, Incorporated Employee Stock Ownership Trust · Sponsored by S.H. Smith & Company, Incorporated · Missouri · Professional & Technical Services

$2M in assets, 36 participants

S.H. Smith & Company, Incorporated's S.H. Smith & Company, Incorporated Employee Stock Ownership Trust reported $2M in total assets and 36 participants in its 2023 DOL Form 5500 filing, ranking in the 32nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,813 in Professional & Technical Services (20,321 peers)

S.H. Smith & Company, Incorporated multi-year trail

S.H. Smith & Company, Incorporated's plans moved +29.3% in assets from 2022 to 2024; this filing shows S.H. Smith & Company, Incorporated Employee Stock Ownership Trust at $2M / 36 participants.

#5,813
in Professional & Technical Services (20,321 peers)
+6.2%
assets growth YoY

S.H. Smith & Company, Incorporated Employee Stock Ownership Trust among the smaller filed plans by assets

S.H. Smith & Company, Incorporated Employee Stock Ownership Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,338,737 32nd percentile higher than 32% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

S.H. Smith & Company, Incorporated Employee Stock Ownership Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. S.H. Smith & Company, Incorporated Employee Stock Ownership Trust is a small filing (36 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • S.H. Smith & Company, Incorporated Employee Stock Ownership Trust reported net income fell from $217K in the plan year 2022 filing to $137K in the plan year 2023 filing.
  • S.H. Smith & Company, Incorporated Employee Stock Ownership Trust reported participants rose from 32 in the plan year 2022 filing to 36 in the plan year 2023 filing.
  • S.H. Smith & Company, Incorporated Employee Stock Ownership Trust end-of-year assets rose from $2M in the plan year 2022 filing to $2M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 431214721 · S.H. Smith & Company, Incorporated PY 2023 · ESOP

S.H. Smith & Company, Incorporated Employee Stock Ownership Trust · $2M · 36 · 32nd

  • EIN $2M
  • EIN 36
  • EIN 32nd
  • EIN ESOP
  • EIN near Tank Industry Consultants, Inc. Employee Stock Ownership Plan
  • EIN ind #5813

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Missouri →

S.H. Smith & Company, Incorporated Employee Stock Ownership Trust in the asset neighbourhood

S.H. Smith & Company, Incorporated Employee Stock Ownership TrustS.H. Smith & Company, Incorp…$2MTank Industry Consultants, Inc. Employee Stock Ownership PlanTank Industry Consultants, I…$2MDay Surgical Products, Inc Employee Stock Ownership PlanDay Surgical Products, Inc E…$2MAdleta Corporation Employee Stock Ownership PlanAdleta Corporation Employee …$2MNorthern Ohio Roofing Employee Stock Ownership PlanNorthern Ohio Roofing Employ…$2M
End-of-year total assets ($M) among S.H. Smith & Company, Incorporated Employee Stock Ownership Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

S.H. Smith & Company, Incorporated multi-year asset trail

Sponsor-wide plan assets over time

All S.H. Smith & Company, Incorporated plans reported in each filing year

Latest sponsor-wide plan assets
$3M 29.34672051947273% vs 2022
2024 filing year
$2M$2.2M$2.4M$2.6M$2.8M$3M 202220232024 $2.2M $2.85M ▲ +29.5%
Year Plans Participants Total Assets
2022 1 32 $2M
2023 1 36 $2M
2024 1 39 $3M

S.H. Smith & Company, Incorporated filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$137K
Employer EIN431214721
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Missouri

Peer ESOP plans, same state, same plan type, ranked by total assets.

S.H. Smith & Company, Incorporated Employee Stock Ownership Trust vs. nearby ESOP plans in Missouri, assets vs. participants Scatter plot of 6 data points. -20000200040006000800010000 -20246 Total assets ($B) Participants S.H. Smith & Company, Incorporated Employee Stock Ownership Trust, Total assets ($B): 0.002338737 · Participants: 36S.H. Smith & Company, Incorporated Employee Stock Ownership TrustBurns & Mcdonnell, Inc. Employee Stock Ownership Plan, Total assets ($B): 4.708605759 · Participants: 8553Burns & Mcdonnell, Inc. Employee Stock Ownership PlanMccarthy Employee Stock Ownership Plan, Total assets ($B): 1.489427066 · Participants: 3651Mccarthy Employee Stock Ownership PlanArco DB Companies, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.442677383 · Participants: 560Arco DB Companies, Inc. Employee Stock Ownership PlanJe Dunn Employee Stock Ownership Plan and Trust, Total assets ($B): 0.429385855 · Participants: 2457Je Dunn Employee Stock Ownership Plan and TrustEmery Sapp Employee Stock Ownership Plan, Total assets ($B): 0.312725972 · Participants: 1947Emery Sapp Employee Stock Ownership Plan
S.H. Smith & Company, Incorporated Employee Stock Ownership Trust vs. nearby ESOP plans in Missouri, assets vs. participants
Compare S.H. Smith & Company, Incorporated Employee Stock Ownership Trust side-by-side with 3 peers →

S.H. Smith & Company, Incorporated Employee Stock Ownership Trust's out-of-state ESOP peers by assets and headcount

Outside Missouri, the nearest ESOP by assets is Tank Industry Consultants, Inc. Employee Stock Ownership Plan in IN ($2M); by covered participants it is Hydro-Chem Systems, Inc. Employee Stock Ownership Plan in MI (36 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (36 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did S.H. Smith & Company, Incorporated Employee Stock Ownership Trust assets move in 2023? ▼
S.H. Smith & Company, Incorporated Employee Stock Ownership Trust grew at a solid clip - up 6.2% during 2023, from $2M to $2M. Reported net income was $137K.
How have S.H. Smith & Company, Incorporated plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), S.H. Smith & Company, Incorporated's sponsor-wide assets grew 29.3%, from $2M to $3M.
Which ESOP plans are similar in size to S.H. Smith & Company, Incorporated Employee Stock Ownership Trust? ▼
Among ESOP plans in other states, the closest by assets is Tank Industry Consultants, Inc. Employee Stock Ownership Plan in IN ($2M, 32 participants).
Which ESOP plans cover a similar participant headcount to S.H. Smith & Company, Incorporated Employee Stock Ownership Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Hydro-Chem Systems, Inc. Employee Stock Ownership Plan in MI (36 participants, $6M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 431214721.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.