401(k) · DOL Form 5500 · 2023

Filtration Systems, Inc. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets: N/A
Participants Small participant base: 42nd
Percentile by assets National rank

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Official DOL plan name: Filtration Systems, Inc. Employee Stock Ownership Plan and Trust · Sponsored by Filtration Systems, Inc. · Minnesota · Wholesale Trade

$4M in assets, N/A participants

Filtration Systems, Inc.'s Filtration Systems, Inc. Employee Stock Ownership Plan and Trust reported $4M in total assets and N/A participants in its 2023 DOL Form 5500 filing, ranking in the 42nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#1,934 in Wholesale Trade (6,309 peers)

2023 asset change

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust declined sharply 16.3% in 2023 ($5M → $4M) for N/A participants.

#1,934
in Wholesale Trade (6,309 peers): -16.3%
assets change YoY

The plan reported a net loss of $838K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust's mid-pack asset rank among Wholesale Trade and all filers

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,306,440 42nd percentile higher than 42% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Filed plans by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust reported net income fell from -$15K in the plan year 2022 filing to -$838K in the plan year 2023 filing.
Filtration Systems, Inc. Employee Stock Ownership Plan and Trust reported participants fell from 5 in the plan year 2022 filing to N/A in the plan year 2023 filing.
Filtration Systems, Inc. Employee Stock Ownership Plan and Trust end-of-year assets fell from $5M in the plan year 2022 filing to $4M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 411389727 · Filtration Systems, Inc. PY 2023 · 401(k)

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust · $4M · N/A · 42nd

BOY $4M
BOY N/A
BOY 42nd
BOY 401(k)
BOY near Brooke Hikade Wyatt Dmd LLC 401(k) Profit Sharing Plan
BOY ind #1934

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Minnesota →

End-of-year total assets ($M) among Filtration Systems, Inc. Employee Stock Ownership Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filtration Systems, Inc. years around the 2023 move

Latest sponsor-wide plan assets: N/A; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	5	$5M
2023	1	N/A	$4M
2024	1	N/A	N/A

2023 asset-move particulars

Total Assets (Beginning of Year)	$5M
Net Assets (End of Year)	$4M
Net Income	-$838K
Employer EIN	411389727
Plan Effective Date	1998-01-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Minnesota

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust vs. nearby 401(k) plans in Minnesota, assets vs. participants

Unitedhealth Group 401(k) Savings Plan $22.4B · 198,972
Target Corporation 401(k) Plan $13.0B · 432,617
Medtronic Savings and Investment Plan $12.9B · 44,342
3M Voluntary Investment Plan and Employee Stock Ownership Plan $12.0B · 36,049
U.S. Bank 401(k) Savings Plan $10.3B · 75,272

Compare Filtration Systems, Inc. Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust's closest out-of-state 401(k) peers by assets

Outside Minnesota, the nearest 401(k) by end-of-year assets is Brooke Hikade Wyatt Dmd LLC 401(k) Profit Sharing Plan in OR at $4M (this filing: $4M).

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($4M here).

Brooke Hikade Wyatt Dmd LLC 401(k) Profit Sharing Plan (OR) $4M · 10
Ramey-Estep Homes, Inc. 401(k) Retirement Savings Plan (KY) $4M · 212
Eaze Technologies, Inc. Retirement Trust (CA) $4M · 128
Wintergreen Corporation 401(k) Plan (GA) $4M · 39

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Filtration Systems, Inc. Employee Stock Ownership Plan and Trust assets move in 2023? ▼

Filtration Systems, Inc. Employee Stock Ownership Plan and Trust declined sharply - down 16.3% during 2023, from $5M to $4M. Reported net income was -$838K.

Which 401(k) plans are similar in size to Filtration Systems, Inc. Employee Stock Ownership Plan and Trust? ▼

Among 401(k) plans in other states, the closest by assets is Brooke Hikade Wyatt Dmd LLC 401(k) Profit Sharing Plan in OR ($4M, 10 participants).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 411389727.