401(k) · DOL Form 5500 · 2022

James B. Oswald Company 401(k) Plan

Data updated 2026-08-25

$169M
Total assets Near avg plan size
380
Participants Below avg headcount
95th
Percentile by assets National rank
$444,792
Avg per participant High balance/head
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Official DOL plan name: The James B. Oswald Co. 401(k) Plan & Trust · Sponsored by James B. Oswald Company · Ohio · Finance & Insurance

$169M in assets, 380 participants

James B. Oswald Company's The James B. Oswald Co. 401(k) Plan & Trust reported $169M in total assets and 380 participants in its 2022 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,493 in Finance & Insurance (9,261 peers)

Coverage in Ohio

The James B. Oswald Co. 401(k) Plan & Trust covers 380 participants in Ohio, about 50% of the average Ohio filer (state average ~765 per filing). Assets: $169M.

#8,493
in Finance & Insurance (9,261 peers)
+20.6%
assets growth YoY
1.7×
vs typical plan assets (national mean)

The plan reported a net loss of $24M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

The James B. Oswald Co. 401(k) Plan & Trust's outsized position by total assets

The James B. Oswald Co. 401(k) Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$169,021,148 Top 5% higher than 95% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

The James B. Oswald Co. 401(k) Plan & Trust among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The James B. Oswald Co. 401(k) Plan & Trust sits mid-pack in the medium band (380 participants).

DOL schedule card

Filing strip 340445620 · James B. Oswald Company PY 2022 · 401(k)

The James B. Oswald Co. 401(k) Plan & Trust · $169M · 380 · 95th

  • TYPE $169M
  • NET 380
  • BOOK 95th
  • VS-ST 401(k)
  • BOY near Ferrara Candy Company 401(k) Plan
  • SCH ind #8493

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Ohio →

The James B. Oswald Co. 401(k) Plan & Trust in the asset neighbourhood

Ferrara Candy Company 401(k) PlanFerrara Candy Company 401(k)…$169MCoesia North America 401(k) Retirement Savings PlanCoesia North America 401(k) …$169MThe James B. Oswald Co. 401(k) Plan & TrustThe James B. Oswald Co. 401(…$169MNow Inc. 401(k) and Retirement Savings PlanNow Inc. 401(k) and Retireme…$169MBankunited 401(k) Plan$169M
End-of-year total assets ($M) among The James B. Oswald Co. 401(k) Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Ohio filing particulars

Total Assets (Beginning of Year)$140M
Net Assets (End of Year)$169M
Net Income-$24M
Employer EIN340445620
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (James B. Oswald Company)

Sponsor-wide plan assets over time

All James B. Oswald Company plans reported in each filing year

Latest sponsor-wide plan assets
$212M 25.4044144819085% vs 2022
2024 filing year
$160M$180M$200M$220M 202220232024 $169M $212M ▲ +25.4%
Year Plans Participants Total Assets
2022 1 380 $169M
2023 1 618 $196M
2024 1 747 $212M

Nearby 401(k) Plans in Ohio

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The James B. Oswald Co. 401(k) Plan & Trust vs. nearby 401(k) plans in Ohio, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20246810 Total assets ($B) Participants The James B. Oswald Co. 401(k) Plan & Trust, Total assets ($B): 0.169021148 · Participants: 380The James B. Oswald Co. 401(k) Plan & TrustThe Sherwin-Williams Company 401(k) Plan, Total assets ($B): 8.343834208 · Participants: 44890The Sherwin-Williams Company 401(k) PlanThe Progressive 401(k) Plan, Total assets ($B): 7.60950811 · Participants: 50299The Progressive 401(k) PlanThe Kroger Co. 401(k) Retirement Savings Account Plan, Total assets ($B): 7.311555 · Participants: 116133The Kroger Co. 401(k) Retirement Savings Account PlanNationwide Savings Plan, Total assets ($B): 6.73672335 · Participants: 24278Nationwide Savings PlanMarathon Petroleum Thrift Plan, Total assets ($B): 6.371480588 · Participants: 17666Marathon Petroleum Thrift Plan
The James B. Oswald Co. 401(k) Plan & Trust vs. nearby 401(k) plans in Ohio, assets vs. participants
Compare The James B. Oswald Co. 401(k) Plan & Trust side-by-side with 3 peers →

The James B. Oswald Co. 401(k) Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside Ohio, the nearest 401(k) by assets is Ferrara Candy Company 401(k) Plan in IL ($169M); by covered participants it is The Healthalliance Hospital - Broadway Campus 401(k) Savings Plan in NY (380 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($169M here).

Similar participant headcount

Nearest other-state filings by covered participants (380 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The James B. Oswald Co. 401(k) Plan & Trust assets move in 2022? ▼
The James B. Oswald Co. 401(k) Plan & Trust grew sharply - up 20.6% during 2022, from $140M to $169M. Reported net income was -$24M.
How have James B. Oswald Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), James B. Oswald Company's sponsor-wide assets grew 25.4%, from $169M to $212M.
Where does The James B. Oswald Co. 401(k) Plan & Trust rank by assets among Form 5500 filers? ▼
The James B. Oswald Co. 401(k) Plan & Trust ranks in the 95th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to The James B. Oswald Co. 401(k) Plan & Trust? ▼
Among 401(k) plans in other states, the closest by assets is Ferrara Candy Company 401(k) Plan in IL ($169M, 3,343 participants).
Which 401(k) plans cover a similar participant headcount to The James B. Oswald Co. 401(k) Plan & Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is The Healthalliance Hospital - Broadway Campus 401(k) Savings Plan in NY (380 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 340445620.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.