401(k) · DOL Form 5500 · 2023

Heartland Advisors, Inc. 401(k) Plan

Data updated 2026-08-25

$22M
Total assets Small plan by assets
29
Participants Small participant base
74th
Percentile by assets National rank
$757,146
Avg per participant High balance/head
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Official DOL plan name: Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust · Sponsored by Heartland Advisors, Inc. · Wisconsin · Finance & Insurance

$22M in assets, 29 participants

Heartland Advisors, Inc.'s Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust reported $22M in total assets and 29 participants in its 2023 DOL Form 5500 filing, ranking in the 74th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,442 in Finance & Insurance (8,869 peers)

What the 2023 filing shows

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust holds $22M for 29 participants - about $757,146 per participant, above the median plan by assets.

#5,442
in Finance & Insurance (8,869 peers)
+1.8%
assets growth YoY

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust's outsized position by total assets

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$21,957,224 Top 26% higher than 74% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust is a small filing (29 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust reported net income rose from -$2M in the plan year 2022 filing to $397K in the plan year 2023 filing.
  • Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust end-of-year assets rose from $22M in the plan year 2022 filing to $22M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 391078128 · Heartland Advisors, Inc. PY 2023 · 401(k)

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust · $22M · 29 · 74th

  • EBSA $22M
  • EBSA 29
  • EBSA 74th
  • EBSA 401(k)
  • EBSA near Scott-Macon, Ltd. 401(k) Plan
  • EBSA ind #5442

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust in the asset neighbourhood

Heartland Advisors Employees Profit Sharing/401(k) Plan and TrustHeartland Advisors Employees…$22MG & W Equipment, Inc. 401(k) Profit Sharing Plan and TrustG & W Equipment, Inc. 401(k)…$22MScott-Macon, Ltd. 401(k) Plan$22MVectra Ai, Inc. 401(k) Plan$22MWillson, Jones, Carter & Baxley, P.a. 401(k) PlanWillson, Jones, Carter & Bax…$22M
End-of-year total assets ($M) among Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$22M
Net Assets (End of Year)$22M
Net Income$397K
Employer EIN391078128
Plan Effective Date1990-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Heartland Advisors, Inc.)

Sponsor-wide plan assets over time

All Heartland Advisors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$23M 4.573012961464216% vs 2022
2024 filing year
$21M$21.5M$22M$22.5M$23M 202220232024 $21.6M $22.6M ▲ +4.6%
Year Plans Participants Total Assets
2022 1 29 $22M
2023 1 29 $22M
2024 1 26 $23M

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -50510 Total assets ($B) Participants Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust, Total assets ($B): 0.021957224 · Participants: 29Heartland Advisors Employees Profit Sharing/401(k) Plan and TrustAdvocate Aurora Health 401(k) Plan, Total assets ($B): 9.125723544 · Participants: 76956Advocate Aurora Health 401(k) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 6.160116767 · Participants: 28904Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.81171463 · Participants: 25280Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.550761 · Participants: 11236Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.62235882 · Participants: 8877Rockwell Automation Retirement Savings Plan
Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust side-by-side with 3 peers →

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Scott-Macon, Ltd. 401(k) Plan in NY ($22M); by covered participants it is Kizer Pharmacy, LLC Safe Harbor 401(k) Plan in TN (29 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (29 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust assets move in 2023? ▼
Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust edged up modestly - up 1.8% during 2023, from $22M to $22M. Reported net income was $397K.
How have Heartland Advisors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Heartland Advisors, Inc.'s sponsor-wide assets grew 4.6%, from $22M to $23M.
Which 401(k) plans are similar in size to Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Scott-Macon, Ltd. 401(k) Plan in NY ($22M, 154 participants).
Which 401(k) plans cover a similar participant headcount to Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Kizer Pharmacy, LLC Safe Harbor 401(k) Plan in TN (29 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 391078128.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.