401(k)
2023 plan-year 401(k) DOL Form 5500

JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

JOHNSON CONTROLS, INC.

This 401(k) plan holds $6.2B in total assets and serves 28,904 participants as of 2023. It is sponsored by JOHNSON CONTROLS, INC. in Wisconsin. The plan reported positive net income of $611M for the year.

Total Assets (2023)
$6.2B
Participants
28,904
State
Industry
Manufacturing

What the Filing Says About JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN

JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN is a 401(k) retirement plan sponsored by JOHNSON CONTROLS, INC., headquartered in Wisconsin. As of the 2023 Form 5500 filing, the plan reports $6.2B in total end-of-year assets and covers 28,904 participants across the Manufacturing industry. The sponsor's EIN on file with the U.S. Department of Labor is 390380010, and the plan has been effective since 2017-12-31. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $5.5B at the beginning of 2023 to $6.2B at year-end — a gain of 11.0%. Net assets (after liabilities) closed the year at $6.2B, with reported net income of $611M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$5.5B
Total Assets (End of Year)$6.2B
Net Assets (End of Year)$6.2B
Net Income$611M
Plan Type401(k)
Employer EIN390380010
Plan Effective Date2017-12-31
Filing StatusFILING RECEIVED

Sponsor Plan History (JOHNSON CONTROLS, INC.)

Year Plans Participants Total Assets
2022 4 41,696 $7.8B
2023 4 49,559 $8.4B
2024 2 31,807 $8.6B

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN?
As of the 2023 Form 5500 filing, JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN holds $6.2B in total assets with 28,904 participants. It is sponsored by JOHNSON CONTROLS, INC..
What type of plan is JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN?
JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN is a 401(k) plan. It has been effective since 2017-12-31. The plan is filed with the U.S. Department of Labor under EIN 390380010.
Who sponsors the JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN?
JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN is sponsored by JOHNSON CONTROLS, INC., located in Wisconsin. The sponsor's EIN is 390380010 and the plan operates in the Manufacturing industry.
How did JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN perform in 2023?
JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN grew by 11.0% during 2023, moving from $5.5B to $6.2B in total assets. Net income was $611M.
Where can I find official filings for JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN?
Official Form 5500 filings for JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 390380010 or plan name at efast.dol.gov.
How does JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN compare to other plans?
You can compare JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN against other 401(k) plans on the plan type page, or view plans in Wisconsin on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 390380010.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from official public datasets. See our methodology for details.