401(k) · DOL Form 5500 · 2023

Johnson Controls, Inc. 401(k) Plan

Data updated 2026-08-25

$6.2B
Total assets Very large vs avg
28,904
Participants Very large workforce
100th
Percentile by assets National rank
$213,123
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Johnson Controls Retirement Savings and Investment Plan · Sponsored by Johnson Controls, Inc. · Wisconsin · Manufacturing

$6.2B in assets, 28,904 participants

Johnson Controls, Inc.'s Johnson Controls Retirement Savings and Investment Plan reported $6.2B in total assets and 28,904 participants in its 2023 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,633 in Manufacturing (18,722 peers)

Coverage in Wisconsin

Johnson Controls Retirement Savings and Investment Plan covers 28,904 participants in Wisconsin, 51x the typical Wisconsin plan (state average ~563 per filing). Assets: $6.2B.

#18,633
in Manufacturing (18,722 peers)
+11.0%
assets growth YoY
62×
vs typical plan assets (national mean)

Johnson Controls Retirement Savings and Investment Plan's outsized position by total assets

Johnson Controls Retirement Savings and Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$6,160,116,767 Highest reported value at or above every one of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Johnson Controls Retirement Savings and Investment Plan's mega-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Johnson Controls Retirement Savings and Investment Plan is a mega filing (28,904 participants), the rightmost band on the breakdown.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Johnson Controls Retirement Savings and Investment Plan reported net income rose from -$1.2B in the plan year 2022 filing to $611M in the plan year 2023 filing.
  • Johnson Controls Retirement Savings and Investment Plan end-of-year assets rose from $5.5B in the plan year 2022 filing to $6.2B in the plan year 2023 filing.
  • Johnson Controls Retirement Savings and Investment Plan reported participants rose from 28,701 in the plan year 2022 filing to 28,904 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 390380010 · Johnson Controls, Inc. PY 2023 · 401(k)

Johnson Controls Retirement Savings and Investment Plan · $6.2B · 28,904 · 100th

  • BOY $6.2B
  • BOY 28,904
  • BOY 100th
  • BOY 401(k)
  • BOY near Trane Technologies Employee Savings Plan (Esp)
  • BOY ind #18633

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Wisconsin →

Johnson Controls Retirement Savings and Investment Plan in the asset neighbourhood

Aon Savings Plan$6.2BJohnson Controls Retirement Savings and Investment PlanJohnson Controls Retirement …$6.2BTrane Technologies Employee Savings Plan (Esp)Trane Technologies Employee …$6.2BNtess Savings and Income Plan$6.1BParamount Global 401(k) Plan (Fka Viacomcbs 401(k) Plan)Paramount Global 401(k) Plan…$6.1B
End-of-year total assets ($B) among Johnson Controls Retirement Savings and Investment Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Wisconsin filing particulars

Total Assets (Beginning of Year)$5.5B
Net Assets (End of Year)$6.2B
Net Income$611M
Employer EIN390380010
Plan Effective Date2017-12-31
Filing StatusFILING RECEIVED

Sponsor Plan History (Johnson Controls, Inc.)

Sponsor-wide plan assets over time

All Johnson Controls, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$8.6B 10.81260739222597% vs 2022
2024 filing year
$7.5B$8B$8.5B$9B 202220232024 $7.78B $8.63B ▲ +10.9%
Year Plans Participants Total Assets
2022 4 41,696 $7.8B
2023 4 49,559 $8.4B
2024 2 31,807 $8.6B

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Johnson Controls Retirement Savings and Investment Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. 020000400006000080000100000 246810 Total assets ($B) Participants Johnson Controls Retirement Savings and Investment Plan, Total assets ($B): 6.160116767 · Participants: 28904Johnson Controls Retirement Savings and Investment PlanAdvocate Aurora Health 401(k) Plan, Total assets ($B): 9.125723544 · Participants: 76956Advocate Aurora Health 401(k) PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.81171463 · Participants: 25280Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.550761 · Participants: 11236Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.62235882 · Participants: 8877Rockwell Automation Retirement Savings PlanThe Northwestern Mutual Employee Savings Plan, Total assets ($B): 2.651025594 · Participants: 8299The Northwestern Mutual Employee Savings Plan
Johnson Controls Retirement Savings and Investment Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Johnson Controls Retirement Savings and Investment Plan side-by-side with 3 peers →

Scale composition for Johnson Controls Retirement Savings and Investment Plan

Johnson Controls Retirement Savings and Investment Plan reports $6.2B in end-of-year assets across 28,904 participants (0.050% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.031% of 93,925,755 covered participants) - about $213,123 per participant (1.5x the national average assets-per-participant) . Net income for plan year 2023 was $611M.

This plan identity (EIN 390380010, plan #026) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $5.5B to $7.2B (+29.6%) while covered participants moved from 28,701 to 28,489 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 28,701 $5.5B Open filing
2023 28,904 $6.2B This page
2024 · index core 28,489 $7.2B Open filing

The same sponsor also keeps 2 other index-core plans on PlainRetire:

Johnson Controls Retirement Savings and Investment Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Trane Technologies Employee Savings Plan (Esp) in NC ($6.2B); by covered participants it is Iowa Health System Section 401(k) Retirement Savings Plan in IA (28,959 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($6.2B here).

Similar participant headcount

Nearest other-state filings by covered participants (28,904 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Johnson Controls Retirement Savings and Investment Plan assets move in 2023? ▼
Johnson Controls Retirement Savings and Investment Plan grew at a solid clip - up 11.0% during 2023, from $5.5B to $6.2B. Reported net income was $611M.
How have Johnson Controls, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Johnson Controls, Inc.'s sponsor-wide assets grew 10.8%, from $7.8B to $8.6B.
Where does Johnson Controls Retirement Savings and Investment Plan rank by assets among Form 5500 filers? ▼
Johnson Controls Retirement Savings and Investment Plan ranks in the 100th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Johnson Controls Retirement Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by assets is Trane Technologies Employee Savings Plan (Esp) in NC ($6.2B, 18,144 participants).
Which 401(k) plans cover a similar participant headcount to Johnson Controls Retirement Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Iowa Health System Section 401(k) Retirement Savings Plan in IA (28,959 participants, $3.0B in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 390380010.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.