401(k) · DOL Form 5500 · 2023

Dubuque Orthopaedic Surgeons, P.C. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
15
Participants Small participant base
42nd
Percentile by assets National rank
$293,902
Avg per participant High balance/head
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Official DOL plan name: Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust · Sponsored by Dubuque Orthopaedic Surgeons, P.C. · Iowa · Healthcare & Social Assistance

$4M in assets, 15 participants

Dubuque Orthopaedic Surgeons, P.C.'s Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust reported $4M in total assets and 15 participants in its 2023 DOL Form 5500 filing, ranking in the 42nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,019 in Healthcare & Social Assistance (17,684 peers)

Dubuque Orthopaedic Surgeons, P.C. multi-year trail

Dubuque Orthopaedic Surgeons, P.C.'s plans moved +20.8% in assets from 2022 to 2023; this filing shows Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust at $4M / 15 participants.

#8,019
in Healthcare & Social Assistance (17,684 peers)
+20.8%
assets growth YoY

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust's mid-pack asset rank among Healthcare & Social Assistance and all filers

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,408,532 42nd percentile higher than 42% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust is a small filing (15 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust reported net income rose from -$526K in the plan year 2022 filing to $758K in the plan year 2023 filing.
  • Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust reported participants fell from 19 in the plan year 2022 filing to 15 in the plan year 2023 filing.
  • Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust end-of-year assets rose from $4M in the plan year 2022 filing to $4M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 421028543 · Dubuque Orthopaedic Surgeons, P.C. PY 2023 · 401(k)

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust · $4M · 15 · 42nd

  • EBSA $4M
  • EBSA 15
  • EBSA 42nd
  • EBSA 401(k)
  • EBSA near Stepworks 401(k) Plan
  • EBSA ind #8019

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Iowa →

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust in the asset neighbourhood

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & TrustDubuque Orthopaedic Surgeons…$4MStepworks 401(k) Plan$4MStates Newsroom 401(k) Profit Sharing Plan & TrustStates Newsroom 401(k) Profi…$4MRestaurant Management, Inc. Employees' Profit Sharing PlanRestaurant Management, Inc. …$4MGary Rome Auto Group 401(k) Profit Sharing PlanGary Rome Auto Group 401(k) …$4M
End-of-year total assets ($M) among Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Dubuque Orthopaedic Surgeons, P.C. multi-year asset trail

Sponsor-wide plan assets over time

All Dubuque Orthopaedic Surgeons, P.C. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 20.771176648171476% vs 2022
2023 filing year
$3.5M$4M$4.5M 20222023 $3.65M $4.41M ▲ +20.8%
Year Plans Participants Total Assets
2022 1 19 $4M
2023 1 15 $4M

Dubuque Orthopaedic Surgeons, P.C. filing trail (2023)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$4M
Net Income$758K
Employer EIN421028543
Plan Effective Date1975-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Iowa

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust vs. nearby 401(k) plans in Iowa, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -1012345 Total assets ($B) Participants Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust, Total assets ($B): 0.004408532 · Participants: 15Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & TrustThe Principal Select Savings Plan, Total assets ($B): 4.134174305 · Participants: 12827The Principal Select Savings PlanIowa Health System Section 401(k) Retirement Savings Plan, Total assets ($B): 2.955731563 · Participants: 28959Iowa Health System Section 401(k) Retirement Savings PlanThe Hy-Vee and Affiliates 401(k) Plan, Total assets ($B): 2.941182172 · Participants: 56181The Hy-Vee and Affiliates 401(k) PlanThe Rsm US LLP Retirement Plan, Total assets ($B): 2.890404508 · Participants: 14720The Rsm US LLP Retirement PlanTransamerica 401(k) Retirement Savings Plan, Total assets ($B): 2.425600114 · Participants: 6999Transamerica 401(k) Retirement Savings Plan
Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust vs. nearby 401(k) plans in Iowa, assets vs. participants
Compare Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust side-by-side with 3 peers →

Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside Iowa, the nearest 401(k) by assets is Stepworks 401(k) Plan in KY ($4M); by covered participants it is Ear Nose and Throat of Northwest Georgia PC Profit Sharing Plan in GA (15 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (15 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust assets move in 2023? ▼
Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust grew sharply - up 20.8% during 2023, from $4M to $4M. Reported net income was $758K.
How have Dubuque Orthopaedic Surgeons, P.C. plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Dubuque Orthopaedic Surgeons, P.C.'s sponsor-wide assets grew 20.8%, from $4M to $4M.
Which 401(k) plans are similar in size to Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust? ▼
Among 401(k) plans in other states, the closest by assets is Stepworks 401(k) Plan in KY ($4M, 82 participants).
Which 401(k) plans cover a similar participant headcount to Dubuque Orthopaedic Surgeons, P.C. 401(k) P/S Plan & Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Ear Nose and Throat of Northwest Georgia PC Profit Sharing Plan in GA (15 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 421028543.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.