401(k) · DOL Form 5500 · 2023

Ott, Inc. 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
14
Participants Small participant base
30th
Percentile by assets National rank
$140,078
Avg per participant Near avg balance/head
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Official DOL plan name: Ott, Inc. 401(k) Plan · Sponsored by Ott, Inc. · Minnesota · Professional & Technical Services

$2M in assets, 14 participants

Ott, Inc.'s Ott, Inc. 401(k) Plan reported $2M in total assets and 14 participants in its 2023 DOL Form 5500 filing, ranking in the 30th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,305 in Professional & Technical Services (20,321 peers)

Ott, Inc. multi-year trail

Ott, Inc.'s plans moved +80.7% in assets from 2022 to 2024; this filing shows Ott, Inc. 401(k) Plan at $2M / 14 participants.

#5,305
in Professional & Technical Services (20,321 peers)
+35.1%
assets growth YoY

Ott, Inc. 401(k) Plan among the smaller filed plans by assets

Ott, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,961,085 30th percentile higher than 30% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Ott, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ott, Inc. 401(k) Plan is a small filing (14 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Ott, Inc. 401(k) Plan reported net income rose from -$134K in the plan year 2022 filing to $509K in the plan year 2023 filing.
  • Ott, Inc. 401(k) Plan end-of-year assets rose from $1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Ott, Inc. 401(k) Plan reported participants rose from 11 in the plan year 2022 filing to 14 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 411809365 · Ott, Inc. PY 2023 · 401(k)

Ott, Inc. 401(k) Plan · $2M · 14 · 30th

  • TYPE $2M
  • TYPE 14
  • TYPE 30th
  • TYPE 401(k)
  • TYPE near Shareef Jandali Plastic Surger 401(k) Profit Sharing Plan & Trust
  • TYPE ind #5305

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Minnesota →

Ott, Inc. 401(k) Plan in the asset neighbourhood

Ott, Inc. 401(k) Plan$2MShareef Jandali Plastic Surger 401(k) Profit Sharing Plan & TrustShareef Jandali Plastic Surg…$2MGrace Management Group, LLC 401(k) PlanGrace Management Group, LLC …$2MNewrest USA Holdings, Inc. 401(k) PlanNewrest USA Holdings, Inc. 4…$2MEuro Vat Refund, Inc. 401(k) P/S PlanEuro Vat Refund, Inc. 401(k)…$2M
End-of-year total assets ($M) among Ott, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Ott, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Ott, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$3M 80.7358341391118% vs 2022
2024 filing year
$1M$1.5M$2M$2.5M$3M 202220232024 $1.45M $2.62M ▲ +80.7%
Year Plans Participants Total Assets
2022 1 11 $1M
2023 1 14 $2M
2024 1 13 $3M

Ott, Inc. filing trail (2023)

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$2M
Net Income$509K
Employer EIN411809365
Plan Effective Date2010-03-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Minnesota

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ott, Inc. 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000500000 -50510152025 Total assets ($B) Participants Ott, Inc. 401(k) Plan, Total assets ($B): 0.001961085 · Participants: 14Ott, Inc. 401(k) PlanUnitedhealth Group 401(k) Savings Plan, Total assets ($B): 22.432100178 · Participants: 198972Unitedhealth Group 401(k) Savings PlanTarget Corporation 401(k) Plan, Total assets ($B): 13.008265857 · Participants: 432617Target Corporation 401(k) PlanMedtronic Savings and Investment Plan, Total assets ($B): 12.931979 · Participants: 44342Medtronic Savings and Investment Plan3M Voluntary Investment Plan and Employee Stock Ownership Plan, Total assets ($B): 12.04661588 · Participants: 360493M Voluntary Investment Plan and Employee Stock Ownership PlanU.S. Bank 401(k) Savings Plan, Total assets ($B): 10.271161911 · Participants: 75272U.S. Bank 401(k) Savings Plan
Ott, Inc. 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants
Compare Ott, Inc. 401(k) Plan side-by-side with 3 peers →

Ott, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Minnesota, the nearest 401(k) by assets is Shareef Jandali Plastic Surger 401(k) Profit Sharing Plan & Trust in CT ($2M); by covered participants it is Gibbs Maintenance, Profit Sharing Plan and Trust in CA (14 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (14 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ott, Inc. 401(k) Plan assets move in 2023? ▼
Ott, Inc. 401(k) Plan surged - up 35.1% during 2023, from $1M to $2M. Reported net income was $509K.
How have Ott, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Ott, Inc.'s sponsor-wide assets grew 80.7%, from $1M to $3M.
Which 401(k) plans are similar in size to Ott, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Shareef Jandali Plastic Surger 401(k) Profit Sharing Plan & Trust in CT ($2M, 14 participants).
Which 401(k) plans cover a similar participant headcount to Ott, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Gibbs Maintenance, Profit Sharing Plan and Trust in CA (14 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 411809365.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.