401(k) · DOL Form 5500 · 2023

Saba Capital Management, L.P. 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
40
Participants Small participant base
61st
Percentile by assets National rank
$277,588
Avg per participant High balance/head
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Official DOL plan name: Saba Capital Management, L.P. 401(k) Plan · Sponsored by Saba Capital Management, L.P. · New York · Finance & Insurance

$11M in assets, 40 participants

Saba Capital Management, L.P.'s Saba Capital Management, L.P. 401(k) Plan reported $11M in total assets and 40 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,046 in Finance & Insurance (8,869 peers)

Saba Capital Management, L.P. multi-year trail

Saba Capital Management, L.P.'s plans moved +50.3% in assets from 2022 to 2024; this filing shows Saba Capital Management, L.P. 401(k) Plan at $11M / 40 participants.

#4,046
in Finance & Insurance (8,869 peers)
+27.6%
assets growth YoY

Saba Capital Management, L.P. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Saba Capital Management, L.P. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$11,103,504 Top 39% higher than 61% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Saba Capital Management, L.P. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Saba Capital Management, L.P. 401(k) Plan is a small filing (40 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Saba Capital Management, L.P. 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Saba Capital Management, L.P. 401(k) Plan end-of-year assets rose from $9M in the plan year 2022 filing to $11M in the plan year 2023 filing.
  • Saba Capital Management, L.P. 401(k) Plan reported participants rose from 39 in the plan year 2022 filing to 40 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 800361690 · Saba Capital Management, L.P. PY 2023 · 401(k)

Saba Capital Management, L.P. 401(k) Plan · $11M · 40 · 61st

  • IND $11M
  • EOY 40
  • 5500 61st
  • ASSETS 401(k)
  • PCT near Smart Source 401(k) & Profit Sharing Plan
  • EIN ind #4046

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Saba Capital Management, L.P. 401(k) Plan in the asset neighbourhood

Saba Capital Management, L.P. 401(k) PlanSaba Capital Management, L.P…$11MSmart Source 401(k) & Profit Sharing PlanSmart Source 401(k) & Profit…$11MKnickerbocker Group Employee Stock Ownership 401(k) PlanKnickerbocker Group Employee…$11MFisher Holdings, Inc. 401(k) PlanFisher Holdings, Inc. 401(k)…$11MNts Communications LLC Dba Vexus 401(k) PlanNts Communications LLC Dba V…$11M
End-of-year total assets ($M) among Saba Capital Management, L.P. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Saba Capital Management, L.P. multi-year asset trail

Sponsor-wide plan assets over time

All Saba Capital Management, L.P. plans reported in each filing year

Latest sponsor-wide plan assets
$13M 50.30051832761352% vs 2022
2024 filing year
$8M$10M$12M$14M 202220232024 $8.7M $13.1M ▲ +50.3%
Year Plans Participants Total Assets
2022 1 39 $9M
2023 1 40 $11M
2024 1 49 $13M

Saba Capital Management, L.P. filing trail (2023)

Total Assets (Beginning of Year)$9M
Net Assets (End of Year)$11M
Net Income$2M
Employer EIN800361690
Plan Effective Date2009-11-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Saba Capital Management, L.P. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Saba Capital Management, L.P. 401(k) Plan, Total assets ($B): 0.011103504 · Participants: 40Saba Capital Management, L.P. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Saba Capital Management, L.P. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Saba Capital Management, L.P. 401(k) Plan side-by-side with 3 peers →

Saba Capital Management, L.P. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Smart Source 401(k) & Profit Sharing Plan in GA ($11M); by covered participants it is Specialized Products Company 401(k) Profit Sharing Plan in TX (40 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (40 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Saba Capital Management, L.P. 401(k) Plan assets move in 2023? ▼
Saba Capital Management, L.P. 401(k) Plan grew sharply - up 27.6% during 2023, from $9M to $11M. Reported net income was $2M.
How have Saba Capital Management, L.P. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Saba Capital Management, L.P.'s sponsor-wide assets grew 50.3%, from $9M to $13M.
Which 401(k) plans are similar in size to Saba Capital Management, L.P. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Smart Source 401(k) & Profit Sharing Plan in GA ($11M, 263 participants).
Which 401(k) plans cover a similar participant headcount to Saba Capital Management, L.P. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Specialized Products Company 401(k) Profit Sharing Plan in TX (40 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 800361690.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.