401(k) · DOL Form 5500 · 2023

Knickerbocker Group, Inc. 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
87
Participants Small participant base
61st
Percentile by assets National rank
$127,622
Avg per participant Near avg balance/head
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Official DOL plan name: Knickerbocker Group Employee Stock Ownership 401(k) Plan · Sponsored by Knickerbocker Group, Inc. · Maine · Construction

$11M in assets, 87 participants

Knickerbocker Group, Inc.'s Knickerbocker Group Employee Stock Ownership 401(k) Plan reported $11M in total assets and 87 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,351 in Construction (9,030 peers)

Knickerbocker Group, Inc. multi-year trail

Knickerbocker Group, Inc.'s plans moved +24.4% in assets from 2022 to 2024; this filing shows Knickerbocker Group Employee Stock Ownership 401(k) Plan at $11M / 87 participants.

#5,351
in Construction (9,030 peers)
+21.1%
assets growth YoY

Knickerbocker Group Employee Stock Ownership 401(k) Plan's mid-pack asset rank among Construction and all filers

Knickerbocker Group Employee Stock Ownership 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$11,103,117 Top 39% higher than 61% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Knickerbocker Group Employee Stock Ownership 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Knickerbocker Group Employee Stock Ownership 401(k) Plan is a small filing (87 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Knickerbocker Group Employee Stock Ownership 401(k) Plan reported net income rose from -$365K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Knickerbocker Group Employee Stock Ownership 401(k) Plan end-of-year assets rose from $9M in the plan year 2022 filing to $11M in the plan year 2023 filing.
  • Knickerbocker Group Employee Stock Ownership 401(k) Plan reported participants rose from 82 in the plan year 2022 filing to 87 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 010389577 · Knickerbocker Group, Inc. PY 2023 · 401(k)

Knickerbocker Group Employee Stock Ownership 401(k) Plan · $11M · 87 · 61st

  • IND $11M
  • EOY 87
  • 5500 61st
  • ASSETS 401(k)
  • PCT near Fisher Holdings, Inc. 401(k) Plan
  • EIN ind #5351

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Construction retirement plans → · Plans in Maine →

Knickerbocker Group Employee Stock Ownership 401(k) Plan in the asset neighbourhood

Knickerbocker Group Employee Stock Ownership 401(k) PlanKnickerbocker Group Employee…$11MFisher Holdings, Inc. 401(k) PlanFisher Holdings, Inc. 401(k)…$11MSmart Source 401(k) & Profit Sharing PlanSmart Source 401(k) & Profit…$11MNts Communications LLC Dba Vexus 401(k) PlanNts Communications LLC Dba V…$11MSaba Capital Management, L.P. 401(k) PlanSaba Capital Management, L.P…$11M
End-of-year total assets ($M) among Knickerbocker Group Employee Stock Ownership 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Knickerbocker Group, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Knickerbocker Group, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$11M 24.425553929846842% vs 2022
2024 filing year
$8M$9M$10M$11M$12M 202220232024 $9.17M $11.4M ▲ +24.3%
Year Plans Participants Total Assets
2022 1 82 $9M
2023 1 87 $11M
2024 1 115 $11M

Knickerbocker Group, Inc. filing trail (2023)

Total Assets (Beginning of Year)$9M
Net Assets (End of Year)$11M
Net Income$2M
Employer EIN010389577
Plan Effective Date2017-04-03
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Maine

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Knickerbocker Group Employee Stock Ownership 401(k) Plan vs. nearby 401(k) plans in Maine, assets vs. participants Scatter plot of 6 data points. -10000010000200003000040000 -20246 Total assets ($B) Participants Knickerbocker Group Employee Stock Ownership 401(k) Plan, Total assets ($B): 0.011103117 · Participants: 87Knickerbocker Group Employee Stock Ownership 401(k) PlanTd 401(k) Retirement Plan, Total assets ($B): 4.942173822 · Participants: 30094Td 401(k) Retirement PlanUnum Group 401(k) Retirement Plan, Total assets ($B): 2.163858906 · Participants: 9604Unum Group 401(k) Retirement PlanIdexx Retirement and Incentive Savings Plan, Total assets ($B): 1.048053529 · Participants: 6594Idexx Retirement and Incentive Savings PlanHannaford Bros. Co. 401(k) Plan, Total assets ($B): 0.986043827 · Participants: 29370Hannaford Bros. Co. 401(k) PlanL.L. Bean 401(k) Retirement Savings Plan, Total assets ($B): 0.721305706 · Participants: 7173L.L. Bean 401(k) Retirement Savings Plan
Knickerbocker Group Employee Stock Ownership 401(k) Plan vs. nearby 401(k) plans in Maine, assets vs. participants
Compare Knickerbocker Group Employee Stock Ownership 401(k) Plan side-by-side with 3 peers →

Knickerbocker Group Employee Stock Ownership 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Maine, the nearest 401(k) by assets is Fisher Holdings, Inc. 401(k) Plan in CA ($11M); by covered participants it is Landrum & Brown 401(k) and Profit Sharing Plan in OH (87 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($11M here).

Similar participant headcount

Nearest other-state filings by covered participants (87 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Knickerbocker Group Employee Stock Ownership 401(k) Plan assets move in 2023? ▼
Knickerbocker Group Employee Stock Ownership 401(k) Plan grew sharply - up 21.1% during 2023, from $9M to $11M. Reported net income was $2M.
How have Knickerbocker Group, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Knickerbocker Group, Inc.'s sponsor-wide assets grew 24.4%, from $9M to $11M.
Which 401(k) plans are similar in size to Knickerbocker Group Employee Stock Ownership 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Fisher Holdings, Inc. 401(k) Plan in CA ($11M, 343 participants).
Which 401(k) plans cover a similar participant headcount to Knickerbocker Group Employee Stock Ownership 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Landrum & Brown 401(k) and Profit Sharing Plan in OH (87 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 010389577.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.