401(k) · DOL Form 5500 · 2022

Johnson Controls, Inc. 401(k) Plan

Data updated 2026-08-25

$5.5B
Total assets Very large vs avg
28,701
Participants Very large workforce
100th
Percentile by assets National rank
$193,332
Avg per participant Above avg balance/head
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Official DOL plan name: Johnson Controls Retirement Savings and Investment Plan · Sponsored by Johnson Controls, Inc. · Wisconsin · Manufacturing

$5.5B in assets, 28,701 participants

Johnson Controls, Inc.'s Johnson Controls Retirement Savings and Investment Plan reported $5.5B in total assets and 28,701 participants in its 2022 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #20,513 in Manufacturing (20,602 peers)

Coverage in Wisconsin

Johnson Controls Retirement Savings and Investment Plan covers 28,701 participants in Wisconsin, 51x the typical Wisconsin plan (state average ~563 per filing). Assets: $5.5B.

#20,513
in Manufacturing (20,602 peers)
-18.1%
assets change YoY
56×
vs typical plan assets (national mean)

The plan reported a net loss of $1.2B for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Johnson Controls Retirement Savings and Investment Plan's outsized position by total assets

Johnson Controls Retirement Savings and Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$5,548,820,507 Highest reported value at or above every one of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Johnson Controls Retirement Savings and Investment Plan's mega-plan peer group by participant headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Johnson Controls Retirement Savings and Investment Plan is a mega filing (28,701 participants), the rightmost band on the breakdown.

Plan-year Form 5500 strip

Filing strip 390380010 · Johnson Controls, Inc. PY 2022 · 401(k)

Johnson Controls Retirement Savings and Investment Plan · $5.5B · 28,701 · 100th

  • IND $5.5B
  • IND 28,701
  • IND 100th
  • IND 401(k)
  • IND near The Hartford Investment and Savings Plan
  • IND ind #20513

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Wisconsin →

Johnson Controls Retirement Savings and Investment Plan in the asset neighbourhood

The Hartford Investment and Savings PlanThe Hartford Investment and …$5.6BJohnson Controls Retirement Savings and Investment PlanJohnson Controls Retirement …$5.5BAecom Retirement & Savings PlanAecom Retirement & Savings P…$5.5BNextera Energy, Inc. Employee Retirement Savings PlanNextera Energy, Inc. Employe…$5.4BAon Savings Plan$5.4B
End-of-year total assets ($B) among Johnson Controls Retirement Savings and Investment Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Wisconsin filing particulars

Total Assets (Beginning of Year)$6.8B
Net Assets (End of Year)$5.5B
Net Income-$1.2B
Employer EIN390380010
Plan Effective Date2017-12-31
Filing StatusFILING RECEIVED

Sponsor Plan History (Johnson Controls, Inc.)

Sponsor-wide plan assets over time

All Johnson Controls, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$8.6B 10.81260739222597% vs 2022
2024 filing year
$7.5B$8B$8.5B$9B 202220232024 $7.78B $8.63B ▲ +10.9%
Year Plans Participants Total Assets
2022 4 41,696 $7.8B
2023 4 49,559 $8.4B
2024 2 31,807 $8.6B

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Johnson Controls Retirement Savings and Investment Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. 50001000015000200002500030000 123456 Total assets ($B) Participants Johnson Controls Retirement Savings and Investment Plan, Total assets ($B): 5.548820507 · Participants: 28701Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.339639169 · Participants: 26610Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 3.978902 · Participants: 11034Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.151693798 · Participants: 8032Rockwell Automation Retirement Savings PlanNm Employee Savings Plan, Total assets ($B): 2.385991887 · Participants: 7423Nm Employee Savings PlanGundersen Lutheran Employees' Retirement Plan, Total assets ($B): 2.159979493 · Participants: 7026Gundersen Lutheran Employees' Retirement Plan
Johnson Controls Retirement Savings and Investment Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants

Scale composition for Johnson Controls Retirement Savings and Investment Plan

Johnson Controls Retirement Savings and Investment Plan reports $5.5B in end-of-year assets across 28,701 participants (0.045% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.031% of 93,925,755 covered participants) - about $193,332 per participant (1.4x the national average assets-per-participant) . Net income for plan year 2022 was -$1.2B.

This plan identity (EIN 390380010, plan #026) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $5.5B to $7.2B (+29.6%) while covered participants moved from 28,701 to 28,489 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 28,701 $5.5B This page
2023 28,904 $6.2B Open filing
2024 · index core 28,489 $7.2B Open filing

The same sponsor also keeps 2 other index-core plans on PlainRetire:

Johnson Controls Retirement Savings and Investment Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is The Hartford Investment and Savings Plan in CT ($5.6B); by covered participants it is St. Joseph and Covenant Health Systems 401(k) Plan in WA (28,697 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($5.5B here).

Similar participant headcount

Nearest other-state filings by covered participants (28,701 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Johnson Controls Retirement Savings and Investment Plan assets move in 2022?
Johnson Controls Retirement Savings and Investment Plan declined sharply - down 18.1% during 2022, from $6.8B to $5.5B. Reported net income was -$1.2B.
How have Johnson Controls, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Johnson Controls, Inc.'s sponsor-wide assets grew 10.8%, from $7.8B to $8.6B.
Where does Johnson Controls Retirement Savings and Investment Plan rank by assets among Form 5500 filers?
Johnson Controls Retirement Savings and Investment Plan ranks in the 100th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Johnson Controls Retirement Savings and Investment Plan?
Among 401(k) plans in other states, the closest by assets is The Hartford Investment and Savings Plan in CT ($5.6B, 17,724 participants).
Which 401(k) plans cover a similar participant headcount to Johnson Controls Retirement Savings and Investment Plan?
Among 401(k) plans in other states, the closest by covered participants is St. Joseph and Covenant Health Systems 401(k) Plan in WA (28,697 participants, $3.3B in assets).