401(k) · DOL Form 5500 · 2023

Vaughan & Co. Securities, Inc. 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
6
Participants Small participant base
36th
Percentile by assets National rank
$494,287
Avg per participant High balance/head
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Official DOL plan name: Vaughan & Co. Securities, Inc. Profit Sharing Plan · Sponsored by Vaughan & Co. Securities, Inc. · New Jersey · Professional & Technical Services

$3M in assets, 6 participants

Vaughan & Co. Securities, Inc.'s Vaughan & Co. Securities, Inc. Profit Sharing Plan reported $3M in total assets and 6 participants in its 2023 DOL Form 5500 filing, ranking in the 36th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,567 in Professional & Technical Services (20,321 peers)

Vaughan & Co. Securities, Inc. multi-year trail

Vaughan & Co. Securities, Inc.'s plans moved +20.1% in assets from 2022 to 2024; this filing shows Vaughan & Co. Securities, Inc. Profit Sharing Plan at $3M / 6 participants.

#6,567
in Professional & Technical Services (20,321 peers)
+10.0%
assets growth YoY

Vaughan & Co. Securities, Inc. Profit Sharing Plan's mid-pack asset rank among Professional & Technical Services and all filers

Vaughan & Co. Securities, Inc. Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,965,719 36th percentile higher than 36% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Vaughan & Co. Securities, Inc. Profit Sharing Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Vaughan & Co. Securities, Inc. Profit Sharing Plan is a micro filing (6 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Vaughan & Co. Securities, Inc. Profit Sharing Plan reported net income rose from -$522K in the plan year 2022 filing to $270K in the plan year 2023 filing.
  • Vaughan & Co. Securities, Inc. Profit Sharing Plan end-of-year assets rose from $3M in the plan year 2022 filing to $3M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 222578806 · Vaughan & Co. Securities, Inc. PY 2023 · 401(k)

Vaughan & Co. Securities, Inc. Profit Sharing Plan · $3M · 6 · 36th

  • RANK $3M
  • PHOTO 6
  • IND 36th
  • EOY 401(k)
  • 5500 near Jel Sert Retirement Income and Savings Plan
  • ASSETS ind #6567

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New Jersey →

Vaughan & Co. Securities, Inc. Profit Sharing Plan in the asset neighbourhood

Vaughan & Co. Securities, Inc. Profit Sharing PlanVaughan & Co. Securities, In…$3MJel Sert Retirement Income and Savings PlanJel Sert Retirement Income a…$3MOneida Airport Hotel Corporation 401(k) PlanOneida Airport Hotel Corpora…$3MAmerican Oak Preserving Co., Inc. Employees' Profit Sharing Plan and TrustAmerican Oak Preserving Co.,…$3MExpress Design Group, Inc. - 401(k) / PspExpress Design Group, Inc. -…$3M
End-of-year total assets ($M) among Vaughan & Co. Securities, Inc. Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Vaughan & Co. Securities, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Vaughan & Co. Securities, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$3M 20.067930432885866% vs 2022
2024 filing year
$2.6M$2.8M$3M$3.2M$3.4M 202220232024 $2.7M $3.24M ▲ +20.0%
Year Plans Participants Total Assets
2022 1 6 $3M
2023 1 6 $3M
2024 1 5 $3M

Vaughan & Co. Securities, Inc. filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income$270K
Employer EIN222578806
Plan Effective Date1974-04-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Vaughan & Co. Securities, Inc. Profit Sharing Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -1001020304050 Total assets ($B) Participants Vaughan & Co. Securities, Inc. Profit Sharing Plan, Total assets ($B): 0.002965719 · Participants: 6Vaughan & Co. Securities, Inc. Profit Sharing PlanJPMorgan Chase 401(k) Savings Plan, Total assets ($B): 44.552237022 · Participants: 176610JPMorgan Chase 401(k) Savings PlanVerizon Savings Plan for Management Employees, Total assets ($B): 27.825640157 · Participants: 78072Verizon Savings Plan for Management EmployeesJohnson and Johnson Savings Plan, Total assets ($B): 22.177853595 · Participants: 41291Johnson and Johnson Savings PlanErnst & Young Retirement Savings Plan, Total assets ($B): 15.543526764 · Participants: 59346Ernst & Young Retirement Savings PlanMerck US Savings Plan, Total assets ($B): 13.424416176 · Participants: 26850Merck US Savings Plan
Vaughan & Co. Securities, Inc. Profit Sharing Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants
Compare Vaughan & Co. Securities, Inc. Profit Sharing Plan side-by-side with 3 peers →

Vaughan & Co. Securities, Inc. Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New Jersey, the nearest 401(k) by assets is Jel Sert Retirement Income and Savings Plan in IL ($3M); by covered participants it is Gears Over Gravity, Inc. 401(k) Plan in CA (6 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (6 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Vaughan & Co. Securities, Inc. Profit Sharing Plan assets move in 2023? ▼
Vaughan & Co. Securities, Inc. Profit Sharing Plan grew at a solid clip - up 10.0% during 2023, from $3M to $3M. Reported net income was $270K.
How have Vaughan & Co. Securities, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Vaughan & Co. Securities, Inc.'s sponsor-wide assets grew 20.1%, from $3M to $3M.
Which 401(k) plans are similar in size to Vaughan & Co. Securities, Inc. Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Jel Sert Retirement Income and Savings Plan in IL ($3M, 750 participants).
Which 401(k) plans cover a similar participant headcount to Vaughan & Co. Securities, Inc. Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Gears Over Gravity, Inc. 401(k) Plan in CA (6 participants, $234K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 222578806.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.