401(k) · DOL Form 5500 · 2023

97th Floor 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
111
Participants Small participant base
36th
Percentile by assets National rank
$27,938
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: 97th Floor 401(k) Plan · Sponsored by 97th Floor · Utah · Wholesale Trade

$3M in assets, 111 participants

97th Floor's 97th Floor 401(k) Plan reported $3M in total assets and 111 participants in its 2023 DOL Form 5500 filing, ranking in the 36th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,596 in Wholesale Trade (6,309 peers)

Coverage in Utah

97th Floor 401(k) Plan covers 111 participants in Utah, about 19% of the average Utah filer (state average ~592 per filing). Assets: $3M.

#1,596
in Wholesale Trade (6,309 peers)
+36.2%
assets growth YoY

97th Floor 401(k) Plan's mid-pack asset rank among Wholesale Trade and all filers

97th Floor 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,101,108 36th percentile higher than 36% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

97th Floor 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 97th Floor 401(k) Plan sits mid-pack in the medium band (111 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • 97th Floor 401(k) Plan reported net income rose from -$45K in the plan year 2022 filing to $825K in the plan year 2023 filing.
  • 97th Floor 401(k) Plan end-of-year assets rose from $2M in the plan year 2022 filing to $3M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 542186389 · 97th Floor PY 2023 · 401(k)

97th Floor 401(k) Plan · $3M · 111 · 36th

  • EBSA $3M
  • PART 111
  • TYPE 36th
  • NET 401(k)
  • BOOK near The Cottage Gardens, Inc. 401(k) Plan
  • VS-ST ind #1596

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Utah →

97th Floor 401(k) Plan in the asset neighbourhood

97th Floor 401(k) Plan$3MThe Cottage Gardens, Inc. 401(k) PlanThe Cottage Gardens, Inc. 40…$3MPeter Boulware Toyota 401(k) PlanPeter Boulware Toyota 401(k)…$3MSunrise Management Group 401(k) Safe Harbor PlanSunrise Management Group 401…$3MOak Craft, Inc. Employee Profit Sharing PlanOak Craft, Inc. Employee Pro…$3M
End-of-year total assets ($M) among 97th Floor 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Utah filing particulars

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$3M
Net Income$825K
Employer EIN542186389
Plan Effective Date2014-02-20
Filing StatusFILING RECEIVED

Sponsor Plan History (97th Floor)

Sponsor-wide plan assets over time

All 97th Floor plans reported in each filing year

Latest sponsor-wide plan assets
$4M 58.281711303247576% vs 2022
2024 filing year
$2M$2.5M$3M$3.5M$4M 202220232024 $2.28M $3.6M ▲ +57.9%
Year Plans Participants Total Assets
2022 1 111 $2M
2023 1 111 $3M
2024 1 99 $4M

Nearby 401(k) Plans in Utah

Peer 401(k) plans, same state, same plan type, ranked by total assets.

97th Floor 401(k) Plan vs. nearby 401(k) plans in Utah, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -202468 Total assets ($B) Participants 97th Floor 401(k) Plan, Total assets ($B): 0.003101108 · Participants: 11197th Floor 401(k) PlanIntermountain Healthcare Savings Plus 401(k) Plan, Total assets ($B): 6.015479 · Participants: 46680Intermountain Healthcare Savings Plus 401(k) PlanDeseret 401(k) Plan, Total assets ($B): 5.481729272 · Participants: 24292Deseret 401(k) PlanZions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership Plan, Total assets ($B): 1.662904822 · Participants: 10088Zions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership PlanSkywest, Inc. Employees' Retirement Plan, Total assets ($B): 1.192769515 · Participants: 15411Skywest, Inc. Employees' Retirement PlanAutoliv Asp, Inc. Employee Savings and Investment Plan, Total assets ($B): 0.633594695 · Participants: 4537Autoliv Asp, Inc. Employee Savings and Investment Plan
97th Floor 401(k) Plan vs. nearby 401(k) plans in Utah, assets vs. participants
Compare 97th Floor 401(k) Plan side-by-side with 3 peers →

97th Floor 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Utah, the nearest 401(k) by assets is The Cottage Gardens, Inc. 401(k) Plan in OH ($3M); by covered participants it is Reliable Appliance Installation Inc. 401(k) Plan in OH (111 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (111 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 97th Floor 401(k) Plan assets move in 2023? ▼
97th Floor 401(k) Plan surged - up 36.2% during 2023, from $2M to $3M. Reported net income was $825K.
How have 97th Floor plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), 97th Floor's sponsor-wide assets grew 58.3%, from $2M to $4M.
Which 401(k) plans are similar in size to 97th Floor 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Cottage Gardens, Inc. 401(k) Plan in OH ($3M, 264 participants).
Which 401(k) plans cover a similar participant headcount to 97th Floor 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Reliable Appliance Installation Inc. 401(k) Plan in OH (111 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 542186389.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.