401(k) · DOL Form 5500 · 2023

Ultimus Fund Solutions, LLC 401(k) Plan

Data updated 2026-08-25

$71M
Total assets Below avg plan size
787
Participants Near avg headcount
89th
Percentile by assets National rank
$90,647
Avg per participant Below avg balance/head
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Official DOL plan name: Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan · Sponsored by Ultimus Fund Solutions, LLC · Ohio · Finance & Insurance

$71M in assets, 787 participants

Ultimus Fund Solutions, LLC's Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan reported $71M in total assets and 787 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,329 in Finance & Insurance (8,869 peers)

Where Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan sits by assets

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan sits in the top quartile of all filed plans by assets, $71M for 787 participants (~$90,647/participant), up 28.7% in 2023.

#7,329
in Finance & Insurance (8,869 peers)
+28.7%
assets growth YoY
0.7×
vs typical plan assets (national mean)

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan's outsized position by total assets

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$71,338,806 Top 11% higher than 89% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan sits mid-pack in the medium band (787 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan reported net income rose from -$9M in the plan year 2022 filing to $16M in the plan year 2023 filing.
  • Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan end-of-year assets rose from $55M in the plan year 2022 filing to $71M in the plan year 2023 filing.
  • Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan reported participants rose from 642 in the plan year 2022 filing to 787 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 311663251 · Ultimus Fund Solutions, LLC PY 2023 · 401(k)

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan · $71M · 787 · 89th

  • SCH $71M
  • SCH 787
  • SCH 89th
  • SCH 401(k)
  • SCH near Duckhorn Wine Company 401(k) Plan
  • SCH ind #7329

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Ohio →

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan in the asset neighbourhood

Yara North America 401(k) Savings PlanYara North America 401(k) Sa…$71MUltimus Fund Solutions, LLC Retirement & Profit Sharing PlanUltimus Fund Solutions, LLC …$71MDuckhorn Wine Company 401(k) PlanDuckhorn Wine Company 401(k)…$71MGrimco, Inc. 401(k) and Profit Sharing PlanGrimco, Inc. 401(k) and Prof…$71MTierpoint 401(k) Plan$71M
End-of-year total assets ($M) among Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$55M
Net Assets (End of Year)$71M
Net Income$16M
Employer EIN311663251
Plan Effective Date2002-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ultimus Fund Solutions, LLC)

Sponsor-wide plan assets over time

All Ultimus Fund Solutions, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$87M 56.899519743585124% vs 2022
2024 filing year
$50M$60M$70M$80M$90M$100M 202220232024 $55.4M $87M ▲ +56.9%
Year Plans Participants Total Assets
2022 1 642 $55M
2023 1 787 $71M
2024 1 928 $87M

Nearby 401(k) Plans in Ohio

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan vs. nearby 401(k) plans in Ohio, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -50510152025 Total assets ($B) Participants Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan, Total assets ($B): 0.071338806 · Participants: 787Ultimus Fund Solutions, LLC Retirement & Profit Sharing PlanGE Retirement Savings Plan, Total assets ($B): 19.485469047 · Participants: 59766GE Retirement Savings PlanThe Sherwin-Williams Company 401(k) Plan, Total assets ($B): 10.12932701 · Participants: 47362The Sherwin-Williams Company 401(k) PlanThe Progressive 401(k) Plan, Total assets ($B): 9.225573063 · Participants: 56176The Progressive 401(k) PlanThe Kroger Co. 401(k) Retirement Savings Account Plan, Total assets ($B): 8.445085 · Participants: 129769The Kroger Co. 401(k) Retirement Savings Account PlanNationwide Savings Plan, Total assets ($B): 7.618883027 · Participants: 24715Nationwide Savings Plan
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan vs. nearby 401(k) plans in Ohio, assets vs. participants
Compare Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan side-by-side with 3 peers →

Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Ohio, the nearest 401(k) by assets is Duckhorn Wine Company 401(k) Plan in CA ($71M); by covered participants it is Alliance Health, Inc. Retirement Plan in MA (787 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($71M here).

Similar participant headcount

Nearest other-state filings by covered participants (787 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan assets move in 2023? ▼
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan grew sharply - up 28.7% during 2023, from $55M to $71M. Reported net income was $16M.
How have Ultimus Fund Solutions, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Ultimus Fund Solutions, LLC's sponsor-wide assets grew 56.9%, from $55M to $87M.
Where does Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Duckhorn Wine Company 401(k) Plan in CA ($71M, 476 participants).
Which 401(k) plans cover a similar participant headcount to Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Alliance Health, Inc. Retirement Plan in MA (787 participants, $21M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 311663251.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.