401(k) · DOL Form 5500 · 2023
Nova Financial & Investment Corporation 401(k) Plan
Data updated 2026-08-25
- $37M
- Total assets Below avg plan size
- 467
- Participants Below avg headcount
- 82nd
- Percentile by assets National rank
- $78,726
- Avg per participant Below avg balance/head
Official DOL plan name: Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan · Sponsored by Nova Financial & Investment Corporation · Arizona · Finance & Insurance
$37M in assets, 467 participants
Nova Financial & Investment Corporation's Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan reported $37M in total assets and 467 participants in its 2023 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,431 in Finance & Insurance (8,869 peers)
Where Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan sits by assets
Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan sits in the top quartile of all filed plans by assets, $37M for 467 participants (~$78,726/participant), up 0.3% in 2023.
- #6,431
- in Finance & Insurance (8,869 peers)
- +0.3%
- assets growth YoY
- 0.4×
- vs typical plan assets (national mean)
Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan's outsized position by total assets
Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$36,764,963 Top 18% higher than 82% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan sits mid-pack in the medium band (467 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan reported net income rose from -$10M in the plan year 2022 filing to $93K in the plan year 2023 filing.
- Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan reported participants fell from 887 in the plan year 2022 filing to 467 in the plan year 2023 filing.
Published 5500 schedule card
Filing strip 860415227 · Nova Financial & Investment Corporation PY 2023 · 401(k)
Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan · $37M · 467 · 82nd
- IND $37M
- EOY 467
- 5500 82nd
- ASSETS 401(k)
- PCT near Star of the West Savings and Protection Plan
- EIN ind #6431
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Arizona →
Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $37M |
|---|---|
| Net Assets (End of Year) | $37M |
| Net Income | $93K |
| Employer EIN | 860415227 |
| Plan Effective Date | 2005-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Nova Financial & Investment Corporation)
Sponsor-wide plan assets over time
All Nova Financial & Investment Corporation plans reported in each filing year
- Latest sponsor-wide plan assets
- $39M 5.952309436058379% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 888 | $37M |
| 2023 | 1 | 467 | $37M |
| 2024 | 1 | 353 | $39M |
Nearby 401(k) Plans in Arizona
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Bechtel Trust & Thrift Plan $5.7B · 7,448
- Banner Health Employees 401(k) Plan $4.3B · 52,452
- Republic Services, Inc. 401(k) Plan $2.4B · 28,131
- Freeport-Mcmoran Inc. Employee Capital Accumulation Program $2.3B · 13,105
- Stantec 401(k) Plan $2.0B · 10,719
Nova Financial & Investment Corp. Employees 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount
Outside Arizona, the nearest 401(k) by assets is Star of the West Savings and Protection Plan in MI ($37M); by covered participants it is United Fashions of Texas 401(k) Plan in TX (467 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($37M here).
Similar participant headcount
Nearest other-state filings by covered participants (467 participants); asset peers above are excluded.
- United Fashions of Texas 401(k) Plan (TX) 467 · 0 off
- Flexe, Inc. 401(k) Plan (WA) 467 · 0 off
- Mb Precision Company 401(k) Plan (CT) 467 · 0 off
- Cnx Resources Corporation Investment Plan for Salaried Employees (PA) 467 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.