401(k) · DOL Form 5500 · 2023

The Claflin Company 401(k) Plan

Data updated 2026-08-25

$37M
Total assets Below avg plan size
414
Participants Below avg headcount
82nd
Percentile by assets National rank
$88,816
Avg per participant Below avg balance/head
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Official DOL plan name: The Claflin Company Savings & Retirement Plan · Sponsored by The Claflin Company · Rhode Island · Wholesale Trade

$37M in assets, 414 participants

The Claflin Company's The Claflin Company Savings & Retirement Plan reported $37M in total assets and 414 participants in its 2023 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,181 in Wholesale Trade (6,309 peers)

Coverage in Rhode Island

The Claflin Company Savings & Retirement Plan covers 414 participants in Rhode Island, about 29% of the average Rhode Island filer (state average ~1,449 per filing). Assets: $37M.

#5,181
in Wholesale Trade (6,309 peers)
+23.3%
assets growth YoY
0.4×
vs typical plan assets (national mean)

The Claflin Company Savings & Retirement Plan's outsized position by total assets

The Claflin Company Savings & Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$36,769,654 Top 18% higher than 82% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Claflin Company Savings & Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Claflin Company Savings & Retirement Plan sits mid-pack in the medium band (414 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Claflin Company Savings & Retirement Plan reported net income rose from -$4M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • The Claflin Company Savings & Retirement Plan reported participants rose from 324 in the plan year 2022 filing to 414 in the plan year 2023 filing.
  • The Claflin Company Savings & Retirement Plan end-of-year assets rose from $30M in the plan year 2022 filing to $37M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 050375691 · The Claflin Company PY 2023 · 401(k)

The Claflin Company Savings & Retirement Plan · $37M · 414 · 82nd

  • EBSA $37M
  • EBSA 414
  • EBSA 82nd
  • EBSA 401(k)
  • EBSA near Durect Corporation 401(k) Plan
  • EBSA ind #5181

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Rhode Island →

The Claflin Company Savings & Retirement Plan in the asset neighbourhood

The Claflin Company Savings & Retirement PlanThe Claflin Company Savings …$37MDurect Corporation 401(k) PlanDurect Corporation 401(k) Pl…$37MAstrazeneca Savings and Security Plan for Puerto Rico EmployeesAstrazeneca Savings and Secu…$37MKipp Socal Public Schools 401(k) PlanKipp Socal Public Schools 40…$37MNova Financial & Investment Corp. Employees 401(k) Profit Sharing PlanNova Financial & Investment …$37M
End-of-year total assets ($M) among The Claflin Company Savings & Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Rhode Island filing particulars

Total Assets (Beginning of Year)$30M
Net Assets (End of Year)$37M
Net Income$7M
Employer EIN050375691
Plan Effective Date1992-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (The Claflin Company)

Sponsor-wide plan assets over time

All The Claflin Company plans reported in each filing year

Latest sponsor-wide plan assets
$11M 64.34029835367896% vs 2022
2024 filing year
$0M$10M$20M$30M$40M 202220232024 $29.8M $10.6M ▼ -64.4%
Year Plans Participants Total Assets
2022 1 324 $30M
2023 1 414 $37M
2024 1 401 $11M

Nearby 401(k) Plans in Rhode Island

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Claflin Company Savings & Retirement Plan vs. nearby 401(k) plans in Rhode Island, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000 -100102030 Total assets ($B) Participants The Claflin Company Savings & Retirement Plan, Total assets ($B): 0.036769654 · Participants: 414The Claflin Company Savings & Retirement PlanCVS Health Future Fund 401(k) Plan, Total assets ($B): 27.588812025 · Participants: 265760CVS Health Future Fund 401(k) PlanTextron Savings Plan, Total assets ($B): 5.714708993 · Participants: 26580Textron Savings PlanCfg Retirement Savings Plan, Total assets ($B): 2.930113664 · Participants: 19047Cfg Retirement Savings PlanUnfi 401(k) Plan, Total assets ($B): 2.65846631 · Participants: 25475Unfi 401(k) PlanFm Global 401(k) Savings Plan, Total assets ($B): 1.684102096 · Participants: 4295Fm Global 401(k) Savings Plan
The Claflin Company Savings & Retirement Plan vs. nearby 401(k) plans in Rhode Island, assets vs. participants
Compare The Claflin Company Savings & Retirement Plan side-by-side with 3 peers →

The Claflin Company Savings & Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Rhode Island, the nearest 401(k) by assets is Durect Corporation 401(k) Plan in CA ($37M); by covered participants it is Bayer Built Woodworks, Inc. Retirement Plan in MN (414 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (414 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Claflin Company Savings & Retirement Plan assets move in 2023? ▼
The Claflin Company Savings & Retirement Plan grew sharply - up 23.3% during 2023, from $30M to $37M. Reported net income was $7M.
How have The Claflin Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), The Claflin Company's sponsor-wide assets declined 64.3%, from $30M to $11M.
Where does The Claflin Company Savings & Retirement Plan rank by assets among Form 5500 filers? ▼
The Claflin Company Savings & Retirement Plan ranks in the 82nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to The Claflin Company Savings & Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Durect Corporation 401(k) Plan in CA ($37M, 78 participants).
Which 401(k) plans cover a similar participant headcount to The Claflin Company Savings & Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Bayer Built Woodworks, Inc. Retirement Plan in MN (414 participants, $39M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 050375691.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.