401(k)
2023 plan-year 401(k) DOL Form 5500

Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Midwest Bancorporation, Inc · Missouri · Finance & Insurance

What the 2023 filing shows

Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan holds $31M for 198 participants — about $156,472 per participant, down 10.9% over the 2023 plan year.

$31M
total plan assets (2023 EOY)
198
covered participants
$156,472
avg assets per participant
-10.9%
assets change YoY

The plan reported a net loss of $4M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$31M
Participants
198
State
Industry
Finance & Insurance

What the Filing Says About Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan

Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan is a 401(k) retirement plan sponsored by Midwest Bancorporation, Inc, headquartered in Missouri. As of the 2023 Form 5500 filing, the plan reports $31M in total end-of-year assets and covers 198 participants across the Finance & Insurance industry. The sponsor's EIN on file with the U.S. Department of Labor is 431771852, and the plan has been effective since 1987-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $35M at the beginning of 2023 to $31M at year-end — a decline of 10.9%. Net assets (after liabilities) closed the year at $31M, with reported net income of $-3,774,254 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$35M
Total Assets (End of Year)$31M
Net Assets (End of Year)$31M
Net Income$-3,774,254
Plan Type401(k)
Employer EIN431771852
Plan Effective Date1987-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Midwest Bancorporation, Inc)

Year Plans Participants Total Assets
2022 1 193 $35M
2023 1 198 $31M
2024 1 205 $35M

Nearby 401(k) Plans in Missouri

Peer 401(k) plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan?
As of the 2023 Form 5500 filing, Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan holds $31M in total assets with 198 participants. It is sponsored by Midwest Bancorporation, Inc.
What type of plan is Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan?
Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan is a 401(k) plan. It has been effective since 1987-01-01. The plan is filed with the U.S. Department of Labor under EIN 431771852.
Who sponsors the Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan?
Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan is sponsored by Midwest Bancorporation, Inc, located in Missouri. The sponsor's EIN is 431771852 and the plan operates in the Finance & Insurance industry.
How did Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan perform in 2023?
Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan declined by 10.9% during 2023, moving from $35M to $31M in total assets. Net income was $-3,774,254.
Where can I find official filings for Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan?
Official Form 5500 filings for Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 431771852 or plan name at efast.dol.gov.
How does Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan compare to other plans?
You can compare Midwest Bancorporation, Inc and Affiliates Employee Stock Ownership Plan against other 401(k) plans on the plan type page, or view plans in Missouri on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 431771852.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.