401(k) · DOL Form 5500 · 2023
Lpl Financial LLC 401(k) Plan
Data updated 2026-08-25
- $754M
- Total assets Above avg plan size
- 7,162
- Participants Above avg headcount
- 98th
- Percentile by assets National rank
- $105,288
- Avg per participant Below avg balance/head
Official DOL plan name: Lpl Financial LLC Profit Sharing 401(k) Plan · Sponsored by Lpl Financial LLC · South Carolina · Finance & Insurance
$754M in assets, 7,162 participants
Lpl Financial LLC's Lpl Financial LLC Profit Sharing 401(k) Plan reported $754M in total assets and 7,162 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #8,578 in Finance & Insurance (8,869 peers)
Coverage in South Carolina
Lpl Financial LLC Profit Sharing 401(k) Plan covers 7,162 participants in South Carolina, 19x the typical South Carolina plan (state average ~369 per filing). Assets: $754M.
- #8,578
- in Finance & Insurance (8,869 peers)
- +34.0%
- assets growth YoY
- 7.6×
- vs typical plan assets (national mean)
Lpl Financial LLC Profit Sharing 401(k) Plan's outsized position by total assets
Lpl Financial LLC Profit Sharing 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$754,074,616 Top 2% higher than 98% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Lpl Financial LLC Profit Sharing 401(k) Plan's large-plan peer group by participant headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Lpl Financial LLC Profit Sharing 401(k) Plan lands in the large band (7,162 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Lpl Financial LLC Profit Sharing 401(k) Plan reported net income rose from -$57M in the plan year 2022 filing to $192M in the plan year 2023 filing.
- Lpl Financial LLC Profit Sharing 401(k) Plan end-of-year assets rose from $563M in the plan year 2022 filing to $754M in the plan year 2023 filing.
- Lpl Financial LLC Profit Sharing 401(k) Plan reported participants rose from 6,251 in the plan year 2022 filing to 7,162 in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 952834236 · Lpl Financial LLC PY 2023 · 401(k)
Lpl Financial LLC Profit Sharing 401(k) Plan · $754M · 7,162 · 98th
- BOY $754M
- SCH 7,162
- EBSA 98th
- PART 401(k)
- TYPE near Csaa Insurance Group 401(k) Plan
- NET ind #8578
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in South Carolina →
Lpl Financial LLC Profit Sharing 401(k) Plan in the asset neighbourhood
South Carolina filing particulars
| Total Assets (Beginning of Year) | $563M |
|---|---|
| Net Assets (End of Year) | $754M |
| Net Income | $192M |
| Employer EIN | 952834236 |
| Plan Effective Date | 1988-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Lpl Financial LLC)
Sponsor-wide plan assets over time
All Lpl Financial LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $940M 67.03802818247931% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 6,251 | $563M |
| 2023 | 1 | 7,162 | $754M |
| 2024 | 1 | 8,648 | $940M |
Nearby 401(k) Plans in South Carolina
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Michelin 401(k) Savings Plan $4.1B · 14,439
- The Savannah River Nuclear Solutions, LLC Defined Contribution Plan $2.5B · 8,661
- Sonoco Retirement & Savings Plan $1.6B · 11,311
- Sonoco Retirement & Savings Plan $1.3B · 10,614
- Blue Cross Blue Shield of Sc Employee Savings and Salary Reduction Plan $1.3B · 11,348
Scale composition for Lpl Financial LLC Profit Sharing 401(k) Plan
Lpl Financial LLC Profit Sharing 401(k) Plan reports $754M in end-of-year assets across 7,162 participants (0.006% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.008% of 93,925,755 covered participants) - about $105,288 per participant (76% of the national average assets-per-participant) . Net income for plan year 2023 was $192M.
This plan identity (EIN 952834236, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $563M to $940M (+67.0%) while covered participants moved from 6,251 to 8,648 . Single-year sparse filers cannot show that trail.
| Plan year | Participants | EOY assets | Filing |
|---|---|---|---|
| 2022 | 6,251 | $563M | Open filing |
| 2023 | 7,162 | $754M | This page |
| 2024 · index core | 8,648 | $940M | Open filing |
The same sponsor also keeps 1 other index-core plan on PlainRetire:
- Lpl Financial LLC Profit Sharing 401(k) Plan (401(k), $940M, 8,648 participants)
Lpl Financial LLC Profit Sharing 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside South Carolina, the nearest 401(k) by assets is Csaa Insurance Group 401(k) Plan in CA ($755M); by covered participants it is Stagwell Global 401(k) Plan in DC (7,161 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($754M here).
- Csaa Insurance Group 401(k) Plan (CA) $755M · 3,444
- Atos 401(k) Savings Plan (TX) $756M · 4,505
- Wipfli LLP 401(k) Profit Sharing Plan (WI) $752M · 2,377
- Bellin Health 401(k) Retirement Plan (WI) $757M · 5,261
Similar participant headcount
Nearest other-state filings by covered participants (7,162 participants); asset peers above are excluded.
- Stagwell Global 401(k) Plan (DC) 7,161 · 1 off
- Smith & Nephew U.S. Savings Plan (TN) 7,159 · 3 off
- Sonic Healthcare USA Savings Plan (TX) 7,170 · 8 off
- Midwest Veterinary Partners 401(k) Plan (MI) 7,153 · 9 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.