401(k) · DOL Form 5500 · 2023
Lpl Financial LLC 401(k) Plan
Data updated 2026-08-11
- $754M
- Total assets
- 7,162
- Participants
- 98th
- Percentile by assets
- $105,288
- Avg per participant
Official DOL plan name: Lpl Financial LLC Profit Sharing 401(k) Plan · Sponsored by Lpl Financial LLC · South Carolina · Finance & Insurance
$754M in assets, 7,162 participants
Lpl Financial LLC's Lpl Financial LLC Profit Sharing 401(k) Plan reported $754M in total assets and 7,162 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 98th percentile by assets (of 127,072 plans)
- #8,578 in Finance & Insurance (8,869 peers)
Coverage in South Carolina
Lpl Financial LLC Profit Sharing 401(k) Plan covers 7,162 participants in South Carolina, 19x the typical South Carolina plan (state average ~369 per filing). Assets: $754M.
- $754M
- total plan assets (2023 EOY)
- 7,162
- covered participants
- 98th
- percentile by assets (of 127,072 plans)
- $105,288
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Lpl Financial LLC Profit Sharing 401(k) Plan reported net income rose from -$57M in the plan year 2022 filing to $192M in the plan year 2023 filing.
- Lpl Financial LLC Profit Sharing 401(k) Plan end-of-year assets rose from $563M in the plan year 2022 filing to $754M in the plan year 2023 filing.
- Lpl Financial LLC Profit Sharing 401(k) Plan reported participants rose from 6,251 in the plan year 2022 filing to 7,162 in the plan year 2023 filing.
Participants vs South Carolina filers
In South Carolina, the average filing covers about 369 participants across 1,490 plans. Lpl Financial LLC Profit Sharing 401(k) Plan reports 7,162 participants - 19x that state average ($754M EOY assets).
South Carolina filing particulars
| Total Assets (Beginning of Year) | $563M |
|---|---|
| Net Assets (End of Year) | $754M |
| Net Income | $192M |
| Employer EIN | 952834236 |
| Plan Effective Date | 1988-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Lpl Financial LLC)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 6,251 | $563M |
| 2023 | 1 | 7,162 | $754M |
| 2024 | 1 | 8,648 | $940M |
Nearby 401(k) Plans in South Carolina
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Lpl Financial LLC Profit Sharing 401(k) Plan vs. nearby 401(k) plans in South Carolina, assets vs. participants
- Michelin 401(k) Savings Plan $4.1B · 14,439
- The Savannah River Nuclear Solutions, LLC Defined Contribution Plan $2.5B · 8,661
- Sonoco Retirement & Savings Plan $1.6B · 11,311
- Sonoco Retirement & Savings Plan $1.3B · 10,614
- Blue Cross Blue Shield of Sc Employee Savings and Salary Reduction Plan $1.3B · 11,348
Scale composition for Lpl Financial LLC Profit Sharing 401(k) Plan
Lpl Financial LLC Profit Sharing 401(k) Plan reports $754M in end-of-year assets across 7,162 participants (0.006% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.008% of 93,925,755 covered participants) - about $105,288 per participant (76% of the national average assets-per-participant) . Net income for plan year 2023 was $192M.
This plan identity (EIN 952834236, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $563M to $940M (+67.0%) while covered participants moved from 6,251 to 8,648 . Single-year sparse filers cannot show that trail.
| Plan year | Participants | EOY assets | Filing |
|---|---|---|---|
| 2022 | 6,251 | $563M | Open filing |
| 2023 | 7,162 | $754M | This page |
| 2024 · index core | 8,648 | $940M | Open filing |
The same sponsor also keeps 1 other index-core plan on PlainRetire:
- Lpl Financial LLC Profit Sharing 401(k) Plan (401(k), $940M, 8,648 participants)
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Lpl Financial LLC Profit Sharing 401(k) Plan by total assets, not by location.
- Csaa Insurance Group 401(k) Plan (CA) $755M · 3,444
- Atos 401(k) Savings Plan (TX) $756M · 4,505
- Wipfli LLP 401(k) Profit Sharing Plan (WI) $752M · 2,377
- Bellin Health 401(k) Retirement Plan (WI) $757M · 5,261
Frequently Asked Questions
How did Lpl Financial LLC Profit Sharing 401(k) Plan assets move in 2023? ▼
How have Lpl Financial LLC plan assets changed over time? ▼
Where does Lpl Financial LLC Profit Sharing 401(k) Plan rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to Lpl Financial LLC Profit Sharing 401(k) Plan? ▼
Next read for Lpl Financial LLC Profit Sharing 401(k) …
Filing takeaways
Ways to act on Lpl Financial LLC Profit Sharing 401(k) Plan's numbers.
- By total assets, Lpl Financial LLC Profit Sharing 401(k) Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in South Carolina. Compare plans
- Lpl Financial LLC's sponsor-wide assets have grown 67.0% since 2022 across 3 plan years on file. More Finance & Insurance plans