401(k) · DOL Form 5500 · 2024

Lpl Financial LLC 401(k) Plan

Data updated 2026-08-11

$940M
Total assets
8,648
Participants
98th
Percentile by assets
$108,655
Avg per participant
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Official DOL plan name: Lpl Financial LLC Profit Sharing 401(k) Plan · Sponsored by Lpl Financial LLC · California · Finance & Insurance

$940M in assets, 8,648 participants

Lpl Financial LLC's Lpl Financial LLC Profit Sharing 401(k) Plan reported $940M in total assets and 8,648 participants in its 2024 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 98th percentile by assets (of 123,622 plans)
  • #8,286 in Finance & Insurance (8,549 peers)

Coverage in California

Lpl Financial LLC Profit Sharing 401(k) Plan covers 8,648 participants in California, 14x the typical California plan (state average ~630 per filing). Assets: $940M.

$940M
total plan assets (2024 EOY)
8,648
covered participants
98th
percentile by assets (of 123,622 plans)
$108,655
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Lpl Financial LLC Profit Sharing 401(k) Plan end-of-year assets rose from $754M in the plan year 2023 filing to $940M in the plan year 2024 filing.
  • Lpl Financial LLC Profit Sharing 401(k) Plan reported participants rose from 7,162 in the plan year 2023 filing to 8,648 in the plan year 2024 filing.
  • Lpl Financial LLC Profit Sharing 401(k) Plan reported net income fell from $192M in the plan year 2023 filing to $186M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Participants vs California filers

In California, the average filing covers about 630 participants across 15,291 plans. Lpl Financial LLC Profit Sharing 401(k) Plan reports 8,648 participants - 14x that state average ($940M EOY assets).

California filing particulars

Total Assets (Beginning of Year)$754M
Net Assets (End of Year)$940M
Net Income$186M
Employer EIN952834236
Plan Effective Date1988-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Lpl Financial LLC)

$400M$600M$800M$1,000M 202220232024 $563M $940M ▲ +67.0%
Total plan assets by year, all Lpl Financial LLC plans on file
Year Plans Participants Total Assets
2022 1 6,251 $563M
2023 1 7,162 $754M
2024 1 8,648 $940M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Lpl Financial LLC Profit Sharing 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Lpl Financial LLC Profit Sharing 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. 050000100000150000 -200204060 Total assets ($B) Participants Lpl Financial LLC Pr…Google LLC 401(k) Sa…Oracle Corporation 4…Intel 401(k) Savings…Apple 401(k) PlanCisco Systems,Inc. 4…
Lpl Financial LLC Profit Sharing 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Scale composition for Lpl Financial LLC Profit Sharing 401(k) Plan

Lpl Financial LLC Profit Sharing 401(k) Plan reports $940M in end-of-year assets across 8,648 participants (0.008% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.009% of 93,925,755 covered participants) - about $108,655 per participant (79% of the national average assets-per-participant) . Net income for plan year 2024 was $186M.

This plan identity (EIN 952834236, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $563M to $940M (+67.0%) while covered participants moved from 6,251 to 8,648 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 6,251 $563M Open filing
2023 7,162 $754M Open filing
2024 · index core 8,648 $940M This page

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Lpl Financial LLC Profit Sharing 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Lpl Financial LLC Profit Sharing 401(k) Plan assets move in 2024?
Lpl Financial LLC Profit Sharing 401(k) Plan grew sharply - up 24.6% during 2024, from $754M to $940M. Reported net income was $186M.
How have Lpl Financial LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Lpl Financial LLC's sponsor-wide assets grew 67.0%, from $563M to $940M.
Where does Lpl Financial LLC Profit Sharing 401(k) Plan rank by assets among Form 5500 filers?
Lpl Financial LLC Profit Sharing 401(k) Plan ranks in the 98th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Lpl Financial LLC Profit Sharing 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Southeastern Grocers 401(k) Savings Plan in FL ($941M, 26,424 participants).

Next read for Lpl Financial LLC Profit Sharing 401(k) …

Filing takeaways

Ways to act on Lpl Financial LLC Profit Sharing 401(k) Plan's numbers.