401(k) · DOL Form 5500 · 2023

Sumitomo Mitsui Trust Bank (U.S.a.) Limited 401(k) Plan

Data updated 2026-08-25

$104M
Total assets Near avg plan size
202
Participants Below avg headcount
92nd
Percentile by assets National rank
$516,875
Avg per participant High balance/head
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Official DOL plan name: Smtbusa 401(k) Plan · Sponsored by Sumitomo Mitsui Trust Bank (U.S.a.) Limited · New Jersey · Finance & Insurance

$104M in assets, 202 participants

Sumitomo Mitsui Trust Bank (U.S.a.) Limited's Smtbusa 401(k) Plan reported $104M in total assets and 202 participants in its 2023 DOL Form 5500 filing, ranking in the 92nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,724 in Finance & Insurance (8,869 peers)

Coverage in New Jersey

Smtbusa 401(k) Plan covers 202 participants in New Jersey, about 24% of the average New Jersey filer (state average ~844 per filing). Assets: $104M.

#7,724
in Finance & Insurance (8,869 peers)
+23.5%
assets growth YoY
1.0×
vs typical plan assets (national mean)

Smtbusa 401(k) Plan's outsized position by total assets

Smtbusa 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$104,408,700 Top 8% higher than 92% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smtbusa 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smtbusa 401(k) Plan sits mid-pack in the medium band (202 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smtbusa 401(k) Plan reported net income rose from -$21M in the plan year 2022 filing to $20M in the plan year 2023 filing.
  • Smtbusa 401(k) Plan end-of-year assets rose from $85M in the plan year 2022 filing to $104M in the plan year 2023 filing.
  • Smtbusa 401(k) Plan reported participants rose from 199 in the plan year 2022 filing to 202 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 133382184 · Sumitomo Mitsui Trust Bank (U.S.a.) Limited PY 2023 · 401(k)

Smtbusa 401(k) Plan · $104M · 202 · 92nd

  • EIN $104M
  • EIN 202
  • EIN 92nd
  • EIN 401(k)
  • EIN near Fike Corporation 401(k) Plan and Trust
  • EIN ind #7724

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →

Smtbusa 401(k) Plan in the asset neighbourhood

Arjo Inc. 401(k) Plan$104MFike Corporation 401(k) Plan and TrustFike Corporation 401(k) Plan…$104MSmtbusa 401(k) Plan$104MBuffalo Rock Co. 401(k) Retirement PlanBuffalo Rock Co. 401(k) Reti…$104MStockman Financial Corp 401(k) PlanStockman Financial Corp 401(…$104M
End-of-year total assets ($M) among Smtbusa 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New Jersey filing particulars

Total Assets (Beginning of Year)$85M
Net Assets (End of Year)$104M
Net Income$20M
Employer EIN133382184
Plan Effective Date2002-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Sumitomo Mitsui Trust Bank (U.S.a.) Limited)

Sponsor-wide plan assets over time

All Sumitomo Mitsui Trust Bank (U.S.a.) Limited plans reported in each filing year

Latest sponsor-wide plan assets
$122M 44.2276772844983% vs 2022
2024 filing year
$80M$100M$120M$140M 202220232024 $84.6M $122M ▲ +44.2%
Year Plans Participants Total Assets
2022 1 199 $85M
2023 1 202 $104M
2024 1 210 $122M

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smtbusa 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -1001020304050 Total assets ($B) Participants Smtbusa 401(k) Plan, Total assets ($B): 0.1044087 · Participants: 202Smtbusa 401(k) PlanJPMorgan Chase 401(k) Savings Plan, Total assets ($B): 44.552237022 · Participants: 176610JPMorgan Chase 401(k) Savings PlanVerizon Savings Plan for Management Employees, Total assets ($B): 27.825640157 · Participants: 78072Verizon Savings Plan for Management EmployeesJohnson and Johnson Savings Plan, Total assets ($B): 22.177853595 · Participants: 41291Johnson and Johnson Savings PlanErnst & Young Retirement Savings Plan, Total assets ($B): 15.543526764 · Participants: 59346Ernst & Young Retirement Savings PlanMerck US Savings Plan, Total assets ($B): 13.424416176 · Participants: 26850Merck US Savings Plan
Smtbusa 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants
Compare Smtbusa 401(k) Plan side-by-side with 3 peers →

Smtbusa 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New Jersey, the nearest 401(k) by assets is Fike Corporation 401(k) Plan and Trust in MO ($104M); by covered participants it is Advantage Engineers, LLC 401(k) Plan in MD (202 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($104M here).

Similar participant headcount

Nearest other-state filings by covered participants (202 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smtbusa 401(k) Plan assets move in 2023? ▼
Smtbusa 401(k) Plan grew sharply - up 23.5% during 2023, from $85M to $104M. Reported net income was $20M.
How have Sumitomo Mitsui Trust Bank (U.S.a.) Limited plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Sumitomo Mitsui Trust Bank (U.S.a.) Limited's sponsor-wide assets grew 44.2%, from $85M to $122M.
Where does Smtbusa 401(k) Plan rank by assets among Form 5500 filers? ▼
Smtbusa 401(k) Plan ranks in the 92nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Smtbusa 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Fike Corporation 401(k) Plan and Trust in MO ($104M, 663 participants).
Which 401(k) plans cover a similar participant headcount to Smtbusa 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Advantage Engineers, LLC 401(k) Plan in MD (202 participants, $9M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133382184.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.