401(k) · DOL Form 5500 · 2023

Roth & Spellman LLP 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
4
Participants Small participant base
35th
Percentile by assets National rank
$732,677
Avg per participant High balance/head
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Official DOL plan name: Roth and Spellman LLP Employee's 401(k) Plan · Sponsored by Roth & Spellman LLP · New Jersey · Professional & Technical Services

$3M in assets, 4 participants

Roth & Spellman LLP's Roth and Spellman LLP Employee's 401(k) Plan reported $3M in total assets and 4 participants in its 2023 DOL Form 5500 filing, ranking in the 35th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,515 in Professional & Technical Services (20,321 peers)

Roth & Spellman LLP multi-year trail

Roth & Spellman LLP's plans moved +67.7% in assets from 2022 to 2024; this filing shows Roth and Spellman LLP Employee's 401(k) Plan at $3M / 4 participants.

#6,515
in Professional & Technical Services (20,321 peers)
+23.2%
assets growth YoY

Roth and Spellman LLP Employee's 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Roth and Spellman LLP Employee's 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,930,709 35th percentile higher than 35% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Roth and Spellman LLP Employee's 401(k) Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roth and Spellman LLP Employee's 401(k) Plan is a micro filing (4 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Roth and Spellman LLP Employee's 401(k) Plan reported net income rose from -$325K in the plan year 2022 filing to $552K in the plan year 2023 filing.
  • Roth and Spellman LLP Employee's 401(k) Plan end-of-year assets rose from $2M in the plan year 2022 filing to $3M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 223213535 · Roth & Spellman LLP PY 2023 · 401(k)

Roth and Spellman LLP Employee's 401(k) Plan · $3M · 4 · 35th

  • PCT $3M
  • PCT 4
  • PCT 35th
  • PCT 401(k)
  • PCT near Insight Financial Partners Pooled Employer Plan
  • PCT ind #6515

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New Jersey →

Roth and Spellman LLP Employee's 401(k) Plan in the asset neighbourhood

Roth and Spellman LLP Employee's 401(k) PlanRoth and Spellman LLP Employ…$3MInsight Financial Partners Pooled Employer PlanInsight Financial Partners P…$3MRealtor Alliance of Greater CincinnatiRealtor Alliance of Greater …$3MBuchanan Advisors, Inc. 401(k) PlanBuchanan Advisors, Inc. 401(…$3MHauppauge Computer Works, Inc. Retirement PlanHauppauge Computer Works, In…$3M
End-of-year total assets ($M) among Roth and Spellman LLP Employee's 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Roth & Spellman LLP multi-year asset trail

Sponsor-wide plan assets over time

All Roth & Spellman LLP plans reported in each filing year

Latest sponsor-wide plan assets
$4M 67.72535966377158% vs 2022
2024 filing year
$2M$2.5M$3M$3.5M$4M$4.5M 202220232024 $2.38M $3.99M ▲ +67.6%
Year Plans Participants Total Assets
2022 1 4 $2M
2023 1 4 $3M
2024 1 5 $4M

Roth & Spellman LLP filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$3M
Net Income$552K
Employer EIN223213535
Plan Effective Date1992-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roth and Spellman LLP Employee's 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -1001020304050 Total assets ($B) Participants Roth and Spellman LLP Employee's 401(k) Plan, Total assets ($B): 0.002930709 · Participants: 4Roth and Spellman LLP Employee's 401(k) PlanJPMorgan Chase 401(k) Savings Plan, Total assets ($B): 44.552237022 · Participants: 176610JPMorgan Chase 401(k) Savings PlanVerizon Savings Plan for Management Employees, Total assets ($B): 27.825640157 · Participants: 78072Verizon Savings Plan for Management EmployeesJohnson and Johnson Savings Plan, Total assets ($B): 22.177853595 · Participants: 41291Johnson and Johnson Savings PlanErnst & Young Retirement Savings Plan, Total assets ($B): 15.543526764 · Participants: 59346Ernst & Young Retirement Savings PlanMerck US Savings Plan, Total assets ($B): 13.424416176 · Participants: 26850Merck US Savings Plan
Roth and Spellman LLP Employee's 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants
Compare Roth and Spellman LLP Employee's 401(k) Plan side-by-side with 3 peers →

Roth and Spellman LLP Employee's 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New Jersey, the nearest 401(k) by assets is Insight Financial Partners Pooled Employer Plan in FL ($3M); by covered participants it is Makingchg, Inc. Retirement Plan in TN (4 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (4 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roth and Spellman LLP Employee's 401(k) Plan assets move in 2023? ▼
Roth and Spellman LLP Employee's 401(k) Plan grew sharply - up 23.2% during 2023, from $2M to $3M. Reported net income was $552K.
How have Roth & Spellman LLP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roth & Spellman LLP's sponsor-wide assets grew 67.7%, from $2M to $4M.
Which 401(k) plans are similar in size to Roth and Spellman LLP Employee's 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Insight Financial Partners Pooled Employer Plan in FL ($3M, 18 participants).
Which 401(k) plans cover a similar participant headcount to Roth and Spellman LLP Employee's 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Makingchg, Inc. Retirement Plan in TN (4 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 223213535.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.