401(k) · DOL Form 5500 · 2023

Dunham Associates, Inc. 401(k) Plan

Data updated 2026-08-25

$39M
Total assets Below avg plan size
140
Participants Small participant base
83rd
Percentile by assets National rank
$279,808
Avg per participant High balance/head
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Official DOL plan name: Dunham Associates, Inc. 401(k) Plan · Sponsored by Dunham Associates, Inc. · Minnesota · Professional & Technical Services

$39M in assets, 140 participants

Dunham Associates, Inc.'s Dunham Associates, Inc. 401(k) Plan reported $39M in total assets and 140 participants in its 2023 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,974 in Professional & Technical Services (20,321 peers)

Coverage in Minnesota

Dunham Associates, Inc. 401(k) Plan covers 140 participants in Minnesota, about 12% of the average Minnesota filer (state average ~1,126 per filing). Assets: $39M.

#16,974
in Professional & Technical Services (20,321 peers)
+26.2%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Dunham Associates, Inc. 401(k) Plan's outsized position by total assets

Dunham Associates, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$39,173,136 Top 17% higher than 83% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Dunham Associates, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dunham Associates, Inc. 401(k) Plan sits mid-pack in the medium band (140 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Dunham Associates, Inc. 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Dunham Associates, Inc. 401(k) Plan end-of-year assets rose from $31M in the plan year 2022 filing to $39M in the plan year 2023 filing.
  • Dunham Associates, Inc. 401(k) Plan reported participants rose from 116 in the plan year 2022 filing to 140 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 460282077 · Dunham Associates, Inc. PY 2023 · 401(k)

Dunham Associates, Inc. 401(k) Plan · $39M · 140 · 83rd

  • EOY $39M
  • EOY 140
  • EOY 83rd
  • EOY 401(k)
  • EOY near Visual Edge Technology, Inc. 401(k) Savings and Retirement Plan
  • EOY ind #16974

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Minnesota →

Dunham Associates, Inc. 401(k) Plan in the asset neighbourhood

Dunham Associates, Inc. 401(k) PlanDunham Associates, Inc. 401(…$39MVisual Edge Technology, Inc. 401(k) Savings and Retirement PlanVisual Edge Technology, Inc.…$39MSuperpac, Inc. Employee's Retirement Savings PlanSuperpac, Inc. Employee's Re…$39MMichael Lewis Company 401(k) PlanMichael Lewis Company 401(k)…$39MBigcommerce 401(k) Plan$39M
End-of-year total assets ($M) among Dunham Associates, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Minnesota filing particulars

Total Assets (Beginning of Year)$31M
Net Assets (End of Year)$39M
Net Income$8M
Employer EIN460282077
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Dunham Associates, Inc.)

Sponsor-wide plan assets over time

All Dunham Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$48M 53.99324092462812% vs 2022
2024 filing year
$20M$30M$40M$50M 202220232024 $31.1M $47.8M ▲ +54.0%
Year Plans Participants Total Assets
2022 1 116 $31M
2023 1 140 $39M
2024 1 141 $48M

Nearby 401(k) Plans in Minnesota

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Dunham Associates, Inc. 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000500000 -50510152025 Total assets ($B) Participants Dunham Associates, Inc. 401(k) Plan, Total assets ($B): 0.039173136 · Participants: 140Dunham Associates, Inc. 401(k) PlanUnitedhealth Group 401(k) Savings Plan, Total assets ($B): 22.432100178 · Participants: 198972Unitedhealth Group 401(k) Savings PlanTarget Corporation 401(k) Plan, Total assets ($B): 13.008265857 · Participants: 432617Target Corporation 401(k) PlanMedtronic Savings and Investment Plan, Total assets ($B): 12.931979 · Participants: 44342Medtronic Savings and Investment Plan3M Voluntary Investment Plan and Employee Stock Ownership Plan, Total assets ($B): 12.04661588 · Participants: 360493M Voluntary Investment Plan and Employee Stock Ownership PlanU.S. Bank 401(k) Savings Plan, Total assets ($B): 10.271161911 · Participants: 75272U.S. Bank 401(k) Savings Plan
Dunham Associates, Inc. 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants
Compare Dunham Associates, Inc. 401(k) Plan side-by-side with 3 peers →

Dunham Associates, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Minnesota, the nearest 401(k) by assets is Visual Edge Technology, Inc. 401(k) Savings and Retirement Plan in OH ($39M); by covered participants it is Pds 401(k) Plan for Corporate Staff Employees in TX (140 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($39M here).

Similar participant headcount

Nearest other-state filings by covered participants (140 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Dunham Associates, Inc. 401(k) Plan assets move in 2023? ▼
Dunham Associates, Inc. 401(k) Plan grew sharply - up 26.2% during 2023, from $31M to $39M. Reported net income was $8M.
How have Dunham Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Dunham Associates, Inc.'s sponsor-wide assets grew 54.0%, from $31M to $48M.
Where does Dunham Associates, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Dunham Associates, Inc. 401(k) Plan ranks in the 83rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Dunham Associates, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Visual Edge Technology, Inc. 401(k) Savings and Retirement Plan in OH ($39M, 1,031 participants).
Which 401(k) plans cover a similar participant headcount to Dunham Associates, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pds 401(k) Plan for Corporate Staff Employees in TX (140 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 460282077.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.