401(k) · DOL Form 5500 · 2023

Aui, Inc. 401(k) Plan

Data updated 2026-08-25

$18M
Total assets Small plan by assets
255
Participants Below avg headcount
71st
Percentile by assets National rank
$71,802
Avg per participant Below avg balance/head
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Official DOL plan name: Aui, Inc. 401(k) Profit Sharing Plan · Sponsored by Aui, Inc. · New Mexico · Construction

$18M in assets, 255 participants

Aui, Inc.'s Aui, Inc. 401(k) Profit Sharing Plan reported $18M in total assets and 255 participants in its 2023 DOL Form 5500 filing, ranking in the 71st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,292 in Construction (9,030 peers)

Aui, Inc. multi-year trail

Aui, Inc.'s plans moved +26.7% in assets from 2022 to 2024; this filing shows Aui, Inc. 401(k) Profit Sharing Plan at $18M / 255 participants.

#6,292
in Construction (9,030 peers)
+15.2%
assets growth YoY

Aui, Inc. 401(k) Profit Sharing Plan's outsized position by total assets

Aui, Inc. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$18,309,496 Top 29% higher than 71% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Aui, Inc. 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Aui, Inc. 401(k) Profit Sharing Plan sits mid-pack in the medium band (255 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Aui, Inc. 401(k) Profit Sharing Plan reported net income rose from -$5M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Aui, Inc. 401(k) Profit Sharing Plan end-of-year assets rose from $16M in the plan year 2022 filing to $18M in the plan year 2023 filing.
  • Aui, Inc. 401(k) Profit Sharing Plan reported participants fell from 283 in the plan year 2022 filing to 255 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 850341049 · Aui, Inc. PY 2023 · 401(k)

Aui, Inc. 401(k) Profit Sharing Plan · $18M · 255 · 71st

  • PART $18M
  • TYPE 255
  • NET 71st
  • BOOK 401(k)
  • VS-ST near Brotherhood of Locomotive Engineers and Trainmen 4 for Employees of Conrail Saa
  • BOY ind #6292

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Construction retirement plans → · Plans in New Mexico →

Aui, Inc. 401(k) Profit Sharing Plan in the asset neighbourhood

Aui, Inc. 401(k) Profit Sharing PlanAui, Inc. 401(k) Profit Shar…$18MBrotherhood of Locomotive Engineers and Trainmen 4 for Employees of Conrail SaaBrotherhood of Locomotive En…$18MVanguard Furniture Co., Inc. Employees' Retirement Savings PlanVanguard Furniture Co., Inc.…$18MVsolvit LLC 401(k) Profit Sharing PlanVsolvit LLC 401(k) Profit Sh…$18MGrove Street Advisors 401(k) and Profit Sharing PlanGrove Street Advisors 401(k)…$18M
End-of-year total assets ($M) among Aui, Inc. 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Aui, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Aui, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$20M 26.6804692561543% vs 2022
2024 filing year
$14M$16M$18M$20M$22M 202220232024 $15.9M $20.1M ▲ +26.7%
Year Plans Participants Total Assets
2022 1 283 $16M
2023 1 255 $18M
2024 1 244 $20M

Aui, Inc. filing trail (2023)

Total Assets (Beginning of Year)$16M
Net Assets (End of Year)$18M
Net Income$2M
Employer EIN850341049
Plan Effective Date1993-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New Mexico

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Aui, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New Mexico, assets vs. participants Scatter plot of 6 data points. -500005000100001500020000 -202468 Total assets ($B) Participants Aui, Inc. 401(k) Profit Sharing Plan, Total assets ($B): 0.018309496 · Participants: 255Aui, Inc. 401(k) Profit Sharing PlanNtess Savings and Income Plan, Total assets ($B): 6.138288212 · Participants: 14721Ntess Savings and Income PlanTriad 401(k) Retirement Plan, Total assets ($B): 2.017061751 · Participants: 10005Triad 401(k) Retirement PlanTriad 401(k) Savings Plan, Total assets ($B): 0.83962508 · Participants: 2249Triad 401(k) Savings PlanPnm Resources, Inc. Retirement Savings Plan, Total assets ($B): 0.76542965 · Participants: 1531Pnm Resources, Inc. Retirement Savings PlanApplied Research Associates, Inc. 401(k) Profit Sharing Plan & Trust, Total assets ($B): 0.573005592 · Participants: 1962Applied Research Associates, Inc. 401(k) Profit Sharing Plan & Trust
Aui, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New Mexico, assets vs. participants
Compare Aui, Inc. 401(k) Profit Sharing Plan side-by-side with 3 peers →

Aui, Inc. 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New Mexico, the nearest 401(k) by assets is Brotherhood of Locomotive Engineers and Trainmen 4 for Employees of Conrail Saa in NY ($18M); by covered participants it is Johnson & Towers Inc. Thrift Savings Plan in NJ (255 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (255 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Aui, Inc. 401(k) Profit Sharing Plan assets move in 2023? ▼
Aui, Inc. 401(k) Profit Sharing Plan grew sharply - up 15.2% during 2023, from $16M to $18M. Reported net income was $2M.
How have Aui, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Aui, Inc.'s sponsor-wide assets grew 26.7%, from $16M to $20M.
Which 401(k) plans are similar in size to Aui, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Brotherhood of Locomotive Engineers and Trainmen 4 for Employees of Conrail Saa in NY ($18M, 3,444 participants).
Which 401(k) plans cover a similar participant headcount to Aui, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Johnson & Towers Inc. Thrift Savings Plan in NJ (255 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 850341049.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.