401(k) · DOL Form 5500 · 2023
Ubs Financial Services Inc. 401(k) Plan
Data updated 2026-08-25
- $53M
- Total assets Below avg plan size
- 155
- Participants Small participant base
- 86th
- Percentile by assets National rank
- $344,103
- Avg per participant High balance/head
Official DOL plan name: Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust · Sponsored by Ubs Financial Services Inc. · New Jersey · Finance & Insurance
$53M in assets, 155 participants
Ubs Financial Services Inc.'s Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust reported $53M in total assets and 155 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,979 in Finance & Insurance (8,869 peers)
Coverage in New Jersey
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust covers 155 participants in New Jersey, about 18% of the average New Jersey filer (state average ~844 per filing). Assets: $53M.
- #6,979
- in Finance & Insurance (8,869 peers)
- +16.4%
- assets growth YoY
- 0.5×
- vs typical plan assets (national mean)
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust's outsized position by total assets
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$53,336,010 Top 14% higher than 86% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust sits mid-pack in the medium band (155 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust reported net income rose from -$9M in the plan year 2022 filing to $8M in the plan year 2023 filing.
- Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust end-of-year assets rose from $46M in the plan year 2022 filing to $53M in the plan year 2023 filing.
- Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust reported participants fell from 159 in the plan year 2022 filing to 155 in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 132638166 · Ubs Financial Services Inc. PY 2023 · 401(k)
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust · $53M · 155 · 86th
- BOOK $53M
- BOOK 155
- BOOK 86th
- BOOK 401(k)
- BOOK near Maclean Power 401(k) Plan
- BOOK ind #6979
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust in the asset neighbourhood
New Jersey filing particulars
| Total Assets (Beginning of Year) | $46M |
|---|---|
| Net Assets (End of Year) | $53M |
| Net Income | $8M |
| Employer EIN | 132638166 |
| Plan Effective Date | 2000-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ubs Financial Services Inc.)
Sponsor-wide plan assets over time
All Ubs Financial Services Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $636M 7.833911740210367% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 1,389 | $690M |
| 2023 | 2 | 1,279 | $684M |
| 2024 | 2 | 1,122 | $636M |
Nearby 401(k) Plans in New Jersey
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- JPMorgan Chase 401(k) Savings Plan $44.6B · 176,610
- Verizon Savings Plan for Management Employees $27.8B · 78,072
- Johnson and Johnson Savings Plan $22.2B · 41,291
- Ernst & Young Retirement Savings Plan $15.5B · 59,346
- Merck US Savings Plan $13.4B · 26,850
Ubs Financial Services Inc of Puerto Rico Savings Plus Plan Trust's out-of-state 401(k) peers by assets and headcount
Outside New Jersey, the nearest 401(k) by assets is Maclean Power 401(k) Plan in SC ($53M); by covered participants it is Fraser Business Equipment Salary Deferral Plan in PA (155 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($53M here).
Similar participant headcount
Nearest other-state filings by covered participants (155 participants); asset peers above are excluded.
- Fraser Business Equipment Salary Deferral Plan (PA) 155 · 0 off
- Pacific Bath Company 401(k) Plan (OR) 155 · 0 off
- New Mexican/Taos News 401(k) Plan (NM) 155 · 0 off
- Mayacama Golf Club, LLC 401(k) Profit Sharing Plan and Trust (CA) 155 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.