401(k) · DOL Form 5500 · 2023

Dubuque Racing Association, Ltd 401(k) Plan

Data updated 2026-08-25

$14M
Total assets Small plan by assets
375
Participants Below avg headcount
66th
Percentile by assets National rank
$37,379
Avg per participant Low balance/head
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Official DOL plan name: Dubuque Racing Association 401(k) Savings Plan · Sponsored by Dubuque Racing Association, Ltd · Iowa · Food Services & Accommodation

$14M in assets, 375 participants

Dubuque Racing Association, Ltd's Dubuque Racing Association 401(k) Savings Plan reported $14M in total assets and 375 participants in its 2023 DOL Form 5500 filing, ranking in the 66th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,427 in Food Services & Accommodation (3,828 peers)

Food Services & Accommodation sector rank

Within Food Services & Accommodation, Dubuque Racing Association 401(k) Savings Plan ranks #3,427 of 3,828 2023 filers by assets (140% of the sector average)-$14M for 375 participants.

#3,427
in Food Services & Accommodation (3,828 peers)
-0.4%
assets change YoY

The plan reported a net loss of $55K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Dubuque Racing Association 401(k) Savings Plan's mid-pack asset rank among Food Services & Accommodation and all filers

Dubuque Racing Association 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$14,017,134 Top 34% higher than 66% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Dubuque Racing Association 401(k) Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dubuque Racing Association 401(k) Savings Plan sits mid-pack in the medium band (375 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Dubuque Racing Association 401(k) Savings Plan reported net income rose from -$5M in the plan year 2022 filing to -$55K in the plan year 2023 filing.
  • Dubuque Racing Association 401(k) Savings Plan reported participants rose from 306 in the plan year 2022 filing to 375 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 421235183 · Dubuque Racing Association, Ltd PY 2023 · 401(k)

Dubuque Racing Association 401(k) Savings Plan · $14M · 375 · 66th

  • NET $14M
  • BOOK 375
  • VS-ST 66th
  • BOY 401(k)
  • SCH near Kaye Corporation Retirement Plan
  • EBSA ind #3427

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in Iowa →

Dubuque Racing Association 401(k) Savings Plan in the asset neighbourhood

Dubuque Racing Association 401(k) Savings PlanDubuque Racing Association 4…$14MKaye Corporation Retirement PlanKaye Corporation Retirement …$14MArcher Well Company Inc. 401(k) PlanArcher Well Company Inc. 401…$14MTweet-Garot Mechanical, Inc. 401(k) PlanTweet-Garot Mechanical, Inc.…$14MThe Hana Group II, Inc. Retirement PlanThe Hana Group II, Inc. Reti…$14M
End-of-year total assets ($M) among Dubuque Racing Association 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Food Services & Accommodation filing particulars

Total Assets (Beginning of Year)$14M
Net Assets (End of Year)$14M
Net Income-$55K
Employer EIN421235183
Plan Effective Date1998-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Dubuque Racing Association, Ltd)

Sponsor-wide plan assets over time

All Dubuque Racing Association, Ltd plans reported in each filing year

Latest sponsor-wide plan assets
$15M 9.782679526188113% vs 2022
2024 filing year
$13.5M$14M$14.5M$15M$15.5M$16M 202220232024 $14.1M $15.5M ▲ +9.8%
Year Plans Participants Total Assets
2022 1 306 $14M
2023 1 375 $14M
2024 1 384 $15M

Nearby 401(k) Plans in Iowa

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Dubuque Racing Association 401(k) Savings Plan vs. nearby 401(k) plans in Iowa, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -1012345 Total assets ($B) Participants Dubuque Racing Association 401(k) Savings Plan, Total assets ($B): 0.014017134 · Participants: 375Dubuque Racing Association 401(k) Savings PlanThe Principal Select Savings Plan, Total assets ($B): 4.134174305 · Participants: 12827The Principal Select Savings PlanIowa Health System Section 401(k) Retirement Savings Plan, Total assets ($B): 2.955731563 · Participants: 28959Iowa Health System Section 401(k) Retirement Savings PlanThe Hy-Vee and Affiliates 401(k) Plan, Total assets ($B): 2.941182172 · Participants: 56181The Hy-Vee and Affiliates 401(k) PlanThe Rsm US LLP Retirement Plan, Total assets ($B): 2.890404508 · Participants: 14720The Rsm US LLP Retirement PlanTransamerica 401(k) Retirement Savings Plan, Total assets ($B): 2.425600114 · Participants: 6999Transamerica 401(k) Retirement Savings Plan
Dubuque Racing Association 401(k) Savings Plan vs. nearby 401(k) plans in Iowa, assets vs. participants
Compare Dubuque Racing Association 401(k) Savings Plan side-by-side with 3 peers →

Dubuque Racing Association 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Iowa, the nearest 401(k) by assets is Kaye Corporation Retirement Plan in MN ($14M); by covered participants it is Schneider Mills Employees' Trust in NC (375 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($14M here).

Similar participant headcount

Nearest other-state filings by covered participants (375 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Dubuque Racing Association 401(k) Savings Plan assets move in 2023? ▼
Dubuque Racing Association 401(k) Savings Plan held essentially flat - down 0.4% during 2023, from $14M to $14M. Reported net income was -$55K.
How have Dubuque Racing Association, Ltd plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Dubuque Racing Association, Ltd's sponsor-wide assets grew 9.8%, from $14M to $15M.
Which 401(k) plans are similar in size to Dubuque Racing Association 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Kaye Corporation Retirement Plan in MN ($14M, 169 participants).
Which 401(k) plans cover a similar participant headcount to Dubuque Racing Association 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Schneider Mills Employees' Trust in NC (375 participants, $15M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 421235183.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.