401(k) · DOL Form 5500 · 2023

Daiwa Corporate Advisory LLC 401(k) Plan

Data updated 2026-08-25

$26M
Total assets Below avg plan size
109
Participants Small participant base
77th
Percentile by assets National rank
$242,898
Avg per participant Above avg balance/head
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Official DOL plan name: Daiwa Corporate Advisory 401(k) LLC Plan · Sponsored by Daiwa Corporate Advisory LLC · District of Columbia · Finance & Insurance

$26M in assets, 109 participants

Daiwa Corporate Advisory LLC's Daiwa Corporate Advisory 401(k) LLC Plan reported $26M in total assets and 109 participants in its 2023 DOL Form 5500 filing, ranking in the 77th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,813 in Finance & Insurance (8,869 peers)

Coverage in District of Columbia

Daiwa Corporate Advisory 401(k) LLC Plan covers 109 participants in District of Columbia, about 7% of the average District of Columbia filer (state average ~1,456 per filing). Assets: $26M.

#5,813
in Finance & Insurance (8,869 peers)
+19.6%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Daiwa Corporate Advisory 401(k) LLC Plan's outsized position by total assets

Daiwa Corporate Advisory 401(k) LLC Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$26,475,911 Top 23% higher than 77% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Daiwa Corporate Advisory 401(k) LLC Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Daiwa Corporate Advisory 401(k) LLC Plan sits mid-pack in the medium band (109 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Daiwa Corporate Advisory 401(k) LLC Plan reported net income rose from -$7M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Daiwa Corporate Advisory 401(k) LLC Plan reported participants rose from 86 in the plan year 2022 filing to 109 in the plan year 2023 filing.
  • Daiwa Corporate Advisory 401(k) LLC Plan end-of-year assets rose from $22M in the plan year 2022 filing to $26M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 200214594 · Daiwa Corporate Advisory LLC PY 2023 · 401(k)

Daiwa Corporate Advisory 401(k) LLC Plan · $26M · 109 · 77th

  • BOOK $26M
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  • BOOK near Qantas Airways Limited Capital Accumulation Plan
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Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in District of Columbia →

Daiwa Corporate Advisory 401(k) LLC Plan in the asset neighbourhood

Daiwa Corporate Advisory 401(k) LLC PlanDaiwa Corporate Advisory 401…$26MQantas Airways Limited Capital Accumulation PlanQantas Airways Limited Capit…$26MContextlogic Inc. 401(k) Plan$26MDream Motor Group 401(k) Plan$26MDt Midstream 401(k) Plan$26M
End-of-year total assets ($M) among Daiwa Corporate Advisory 401(k) LLC Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

District of Columbia filing particulars

Total Assets (Beginning of Year)$22M
Net Assets (End of Year)$26M
Net Income$4M
Employer EIN200214594
Plan Effective Date2004-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Daiwa Corporate Advisory LLC)

Sponsor-wide plan assets over time

All Daiwa Corporate Advisory LLC plans reported in each filing year

Latest sponsor-wide plan assets
$31M 38.26886260272921% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $22.1M $30.6M ▲ +38.3%
Year Plans Participants Total Assets
2022 1 86 $22M
2023 1 109 $26M
2024 1 119 $31M

Nearby 401(k) Plans in District of Columbia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Daiwa Corporate Advisory 401(k) LLC Plan vs. nearby 401(k) plans in District of Columbia, assets vs. participants Scatter plot of 6 data points. -1000001000020000300004000050000 -202468 Total assets ($B) Participants Daiwa Corporate Advisory 401(k) LLC Plan, Total assets ($B): 0.026475911 · Participants: 109Daiwa Corporate Advisory 401(k) LLC PlanDanaher Corporation & Subsidiaries Savings Plan, Total assets ($B): 5.808883656 · Participants: 29441Danaher Corporation & Subsidiaries Savings PlanGeico 401(k) Savings Plan, Total assets ($B): 5.758063779 · Participants: 39034Geico 401(k) Savings PlanFederal National Mortgage Association Retirement Savings Plan for Employees, Total assets ($B): 3.918113552 · Participants: 8044Federal National Mortgage Association Retirement Savings Plan for EmployeesFinra Savings Plus Plan, Total assets ($B): 2.182175101 · Participants: 3958Finra Savings Plus PlanHogan Lovells US LLP Retirement Savings Plan, Total assets ($B): 1.63036822 · Participants: 1870Hogan Lovells US LLP Retirement Savings Plan
Daiwa Corporate Advisory 401(k) LLC Plan vs. nearby 401(k) plans in District of Columbia, assets vs. participants
Compare Daiwa Corporate Advisory 401(k) LLC Plan side-by-side with 3 peers →

Daiwa Corporate Advisory 401(k) LLC Plan's out-of-state 401(k) peers by assets and headcount

Outside District of Columbia, the nearest 401(k) by assets is Qantas Airways Limited Capital Accumulation Plan in CA ($26M); by covered participants it is Mcmanis & Monsalve Associates Profit Sharing Plan in MD (109 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($26M here).

Similar participant headcount

Nearest other-state filings by covered participants (109 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Daiwa Corporate Advisory 401(k) LLC Plan assets move in 2023? ▼
Daiwa Corporate Advisory 401(k) LLC Plan grew sharply - up 19.6% during 2023, from $22M to $26M. Reported net income was $4M.
How have Daiwa Corporate Advisory LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Daiwa Corporate Advisory LLC's sponsor-wide assets grew 38.3%, from $22M to $31M.
Where does Daiwa Corporate Advisory 401(k) LLC Plan rank by assets among Form 5500 filers? ▼
Daiwa Corporate Advisory 401(k) LLC Plan ranks in the 77th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Daiwa Corporate Advisory 401(k) LLC Plan? ▼
Among 401(k) plans in other states, the closest by assets is Qantas Airways Limited Capital Accumulation Plan in CA ($26M, 174 participants).
Which 401(k) plans cover a similar participant headcount to Daiwa Corporate Advisory 401(k) LLC Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Mcmanis & Monsalve Associates Profit Sharing Plan in MD (109 participants, $7M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 200214594.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.