401(k) · DOL Form 5500 · 2023

Heritage Bank, Inc. 401(k) Plan

Data updated 2026-08-25

$16M
Total assets Small plan by assets
210
Participants Below avg headcount
68th
Percentile by assets National rank
$74,575
Avg per participant Below avg balance/head
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Official DOL plan name: Heritage Bank, Inc. 401(k) Plan · Sponsored by Heritage Bank, Inc. · Kentucky · Finance & Insurance

$16M in assets, 210 participants

Heritage Bank, Inc.'s Heritage Bank, Inc. 401(k) Plan reported $16M in total assets and 210 participants in its 2023 DOL Form 5500 filing, ranking in the 68th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,737 in Finance & Insurance (8,869 peers)

Coverage in Kentucky

Heritage Bank, Inc. 401(k) Plan covers 210 participants in Kentucky, about 32% of the average Kentucky filer (state average ~647 per filing). Assets: $16M.

#4,737
in Finance & Insurance (8,869 peers)
+22.0%
assets growth YoY

Heritage Bank, Inc. 401(k) Plan's outsized position by total assets

Heritage Bank, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$15,660,658 Top 32% higher than 68% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Heritage Bank, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Heritage Bank, Inc. 401(k) Plan sits mid-pack in the medium band (210 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Heritage Bank, Inc. 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Heritage Bank, Inc. 401(k) Plan end-of-year assets rose from $13M in the plan year 2022 filing to $16M in the plan year 2023 filing.
  • Heritage Bank, Inc. 401(k) Plan reported participants fell from 213 in the plan year 2022 filing to 210 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 611174806 · Heritage Bank, Inc. PY 2023 · 401(k)

Heritage Bank, Inc. 401(k) Plan · $16M · 210 · 68th

  • ASSETS $16M
  • ASSETS 210
  • ASSETS 68th
  • ASSETS 401(k)
  • ASSETS near Insurance Organizations' Savings Trust 401(k) Plan
  • ASSETS ind #4737

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Kentucky →

Heritage Bank, Inc. 401(k) Plan in the asset neighbourhood

Heritage Bank, Inc. 401(k) PlanHeritage Bank, Inc. 401(k) P…$16MInsurance Organizations' Savings Trust 401(k) PlanInsurance Organizations' Sav…$16MKl&a 401(k) Plan$16MAgbiome 401(k) Plan$16MGarden Spot Village 401(k) PlanGarden Spot Village 401(k) P…$16M
End-of-year total assets ($M) among Heritage Bank, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Kentucky filing particulars

Total Assets (Beginning of Year)$13M
Net Assets (End of Year)$16M
Net Income$3M
Employer EIN611174806
Plan Effective Date1993-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Heritage Bank, Inc.)

Sponsor-wide plan assets over time

All Heritage Bank, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$19M 51.08467008803766% vs 2022
2024 filing year
$12M$14M$16M$18M$20M$22M 202220232024 $12.8M $19.4M ▲ +51.1%
Year Plans Participants Total Assets
2022 1 213 $13M
2023 1 210 $16M
2024 1 208 $19M

Nearby 401(k) Plans in Kentucky

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Heritage Bank, Inc. 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -20246810 Total assets ($B) Participants Heritage Bank, Inc. 401(k) Plan, Total assets ($B): 0.015660658 · Participants: 210Heritage Bank, Inc. 401(k) PlanCommonspirit Health 401(k) Retirement Savings Plan, Total assets ($B): 7.871320063 · Participants: 86688Commonspirit Health 401(k) Retirement Savings PlanHumana Retirement Savings Plan, Total assets ($B): 7.374962984 · Participants: 45938Humana Retirement Savings PlanUPS/Ipa 401(k) Savings Plan, Total assets ($B): 1.324958147 · Participants: 3159UPS/Ipa 401(k) Savings PlanScionhealth 401(k) Plan, Total assets ($B): 1.221134526 · Participants: 33226Scionhealth 401(k) PlanLexmark Savings Plan, Total assets ($B): 1.205127047 · Participants: 1968Lexmark Savings Plan
Heritage Bank, Inc. 401(k) Plan vs. nearby 401(k) plans in Kentucky, assets vs. participants
Compare Heritage Bank, Inc. 401(k) Plan side-by-side with 3 peers →

Heritage Bank, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Kentucky, the nearest 401(k) by assets is Insurance Organizations' Savings Trust 401(k) Plan in NC ($16M); by covered participants it is B.E.a.T., LLC 401(k) Plan in TX (210 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($16M here).

Similar participant headcount

Nearest other-state filings by covered participants (210 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Heritage Bank, Inc. 401(k) Plan assets move in 2023? ▼
Heritage Bank, Inc. 401(k) Plan grew sharply - up 22.0% during 2023, from $13M to $16M. Reported net income was $3M.
How have Heritage Bank, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Heritage Bank, Inc.'s sponsor-wide assets grew 51.1%, from $13M to $19M.
Which 401(k) plans are similar in size to Heritage Bank, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Insurance Organizations' Savings Trust 401(k) Plan in NC ($16M, 149 participants).
Which 401(k) plans cover a similar participant headcount to Heritage Bank, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is B.E.a.T., LLC 401(k) Plan in TX (210 participants, $8M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 611174806.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.