401(k) · DOL Form 5500 · 2023

Whitney Carleton Co., Inc. T/a Carleton Insurance 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
12
Participants Small participant base
41st
Percentile by assets National rank
$356,058
Avg per participant High balance/head
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Official DOL plan name: Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan · Sponsored by Whitney Carleton Co., Inc. T/a Carleton Insurance · New Jersey · Finance & Insurance

$4M in assets, 12 participants

Whitney Carleton Co., Inc. T/a Carleton Insurance's Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan reported $4M in total assets and 12 participants in its 2023 DOL Form 5500 filing, ranking in the 41st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,584 in Finance & Insurance (8,869 peers)

2023 asset change

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan grew sharply 18.0% in 2023 ($4M → $4M) for 12 participants.

#2,584
in Finance & Insurance (8,869 peers)
+18.0%
assets growth YoY

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,272,700 41st percentile higher than 41% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan is a small filing (12 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan reported net income rose from -$612K in the plan year 2022 filing to $652K in the plan year 2023 filing.
  • Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan end-of-year assets rose from $4M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan reported participants fell from 13 in the plan year 2022 filing to 12 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 221811276 · Whitney Carleton Co., Inc. T/a Carleton Insurance PY 2023 · 401(k)

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan · $4M · 12 · 41st

  • EBSA $4M
  • EBSA 12
  • EBSA 41st
  • EBSA 401(k)
  • EBSA near Ksm Castings USA 401(k) Plan
  • EBSA ind #2584

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan in the asset neighbourhood

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) PlanWhitney Carleton Co. Inc. T/…$4MKsm Castings USA 401(k) Plan$4MTotal Dynamic Solutions, LLC 401(k) PlanTotal Dynamic Solutions, LLC…$4MAvocado Green Brands 401(k) PlanAvocado Green Brands 401(k) …$4MStake Center Locating 401(k) PlanStake Center Locating 401(k)…$4M
End-of-year total assets ($M) among Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Whitney Carleton Co., Inc. T/a Carleton Insurance years around the 2023 move

Sponsor-wide plan assets over time

All Whitney Carleton Co., Inc. T/a Carleton Insurance plans reported in each filing year

Latest sponsor-wide plan assets
$4M 2.781667790857429% vs 2022
2024 filing year
$3.4M$3.6M$3.8M$4M$4.2M$4.4M 202220232024 $3.62M $3.72M ▲ +2.8%
Year Plans Participants Total Assets
2022 1 13 $4M
2023 1 12 $4M
2024 1 13 $4M

2023 asset-move particulars

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$4M
Net Income$652K
Employer EIN221811276
Plan Effective Date1991-04-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -1001020304050 Total assets ($B) Participants Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan, Total assets ($B): 0.0042727 · Participants: 12Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) PlanJPMorgan Chase 401(k) Savings Plan, Total assets ($B): 44.552237022 · Participants: 176610JPMorgan Chase 401(k) Savings PlanVerizon Savings Plan for Management Employees, Total assets ($B): 27.825640157 · Participants: 78072Verizon Savings Plan for Management EmployeesJohnson and Johnson Savings Plan, Total assets ($B): 22.177853595 · Participants: 41291Johnson and Johnson Savings PlanErnst & Young Retirement Savings Plan, Total assets ($B): 15.543526764 · Participants: 59346Ernst & Young Retirement Savings PlanMerck US Savings Plan, Total assets ($B): 13.424416176 · Participants: 26850Merck US Savings Plan
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan vs. nearby 401(k) plans in New Jersey, assets vs. participants
Compare Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan side-by-side with 3 peers →

Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New Jersey, the nearest 401(k) by assets is Ksm Castings USA 401(k) Plan in NC ($4M); by covered participants it is Maryland Home Care Solutions Retirement Plan in MD (12 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($4M here).

Similar participant headcount

Nearest other-state filings by covered participants (12 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan assets move in 2023? ▼
Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan grew sharply - up 18.0% during 2023, from $4M to $4M. Reported net income was $652K.
How have Whitney Carleton Co., Inc. T/a Carleton Insurance plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Whitney Carleton Co., Inc. T/a Carleton Insurance's sponsor-wide assets grew 2.8%, from $4M to $4M.
Which 401(k) plans are similar in size to Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ksm Castings USA 401(k) Plan in NC ($4M, 255 participants).
Which 401(k) plans cover a similar participant headcount to Whitney Carleton Co. Inc. T/a Carleton Insurance Agency 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Maryland Home Care Solutions Retirement Plan in MD (12 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 221811276.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.