401(k) · DOL Form 5500 · 2023

Cottonwood Capital Management, Inc. 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
187
Participants Below avg headcount
58th
Percentile by assets National rank
$52,976
Avg per participant Low balance/head
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Official DOL plan name: Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan · Sponsored by Cottonwood Capital Management, Inc. · Utah · Finance & Insurance

$10M in assets, 187 participants

Cottonwood Capital Management, Inc.'s Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan reported $10M in total assets and 187 participants in its 2023 DOL Form 5500 filing, ranking in the 58th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,831 in Finance & Insurance (8,869 peers)

Coverage in Utah

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan covers 187 participants in Utah, about 32% of the average Utah filer (state average ~592 per filing). Assets: $10M.

#3,831
in Finance & Insurance (8,869 peers)
+22.6%
assets growth YoY

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan's mid-pack asset rank among Finance & Insurance and all filers

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$9,906,567 Top 42% higher than 58% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan sits mid-pack in the medium band (187 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan reported net income rose from -$1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan end-of-year assets rose from $8M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan reported participants fell from 217 in the plan year 2022 filing to 187 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 262255801 · Cottonwood Capital Management, Inc. PY 2023 · 401(k)

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan · $10M · 187 · 58th

  • VS-ST $10M
  • BOY 187
  • SCH 58th
  • EBSA 401(k)
  • PART near Overair 401(k) Plan
  • TYPE ind #3831

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Utah →

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan in the asset neighbourhood

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement PlanCottonwood Capital Managemen…$10MOverair 401(k) Plan$10MRdsi Section 401(k) Profit Sharing PlanRdsi Section 401(k) Profit S…$10MD2iq, Inc. 401(k) Plan$10MCornhusker International Trucks, Inc. 401(k) PlanCornhusker International Tru…$10M
End-of-year total assets ($M) among Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Utah filing particulars

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$10M
Net Income$2M
Employer EIN262255801
Plan Effective Date2006-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Cottonwood Capital Management, Inc.)

Sponsor-wide plan assets over time

All Cottonwood Capital Management, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$12M 46.39196046792114% vs 2022
2024 filing year
$6M$8M$10M$12M$14M 202220232024 $8.08M $11.8M ▲ +46.4%
Year Plans Participants Total Assets
2022 1 217 $8M
2023 1 187 $10M
2024 1 232 $12M

Nearby 401(k) Plans in Utah

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan vs. nearby 401(k) plans in Utah, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -202468 Total assets ($B) Participants Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan, Total assets ($B): 0.009906567 · Participants: 187Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement PlanIntermountain Healthcare Savings Plus 401(k) Plan, Total assets ($B): 6.015479 · Participants: 46680Intermountain Healthcare Savings Plus 401(k) PlanDeseret 401(k) Plan, Total assets ($B): 5.481729272 · Participants: 24292Deseret 401(k) PlanZions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership Plan, Total assets ($B): 1.662904822 · Participants: 10088Zions Bancorporation, N.a. Payshelter 401(k) and Employee Stock Ownership PlanSkywest, Inc. Employees' Retirement Plan, Total assets ($B): 1.192769515 · Participants: 15411Skywest, Inc. Employees' Retirement PlanAutoliv Asp, Inc. Employee Savings and Investment Plan, Total assets ($B): 0.633594695 · Participants: 4537Autoliv Asp, Inc. Employee Savings and Investment Plan
Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan vs. nearby 401(k) plans in Utah, assets vs. participants
Compare Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan side-by-side with 3 peers →

Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Utah, the nearest 401(k) by assets is Overair 401(k) Plan in CA ($10M); by covered participants it is The Infosoft Group Retirement Plan in WI (187 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($10M here).

Similar participant headcount

Nearest other-state filings by covered participants (187 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan assets move in 2023? ▼
Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan grew sharply - up 22.6% during 2023, from $8M to $10M. Reported net income was $2M.
How have Cottonwood Capital Management, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Cottonwood Capital Management, Inc.'s sponsor-wide assets grew 46.4%, from $8M to $12M.
Which 401(k) plans are similar in size to Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Overair 401(k) Plan in CA ($10M, 130 participants).
Which 401(k) plans cover a similar participant headcount to Cottonwood Capital Management, Inc. 401(k) Safe Harbor Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Infosoft Group Retirement Plan in WI (187 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 262255801.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.