401(k) · DOL Form 5500 · 2023

Broadview Financial Management, LLC 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
11
Participants Small participant base
33rd
Percentile by assets National rank
$230,452
Avg per participant Above avg balance/head
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Official DOL plan name: Broadview Financial Management, LLC Retirement Plan · Sponsored by Broadview Financial Management, LLC · Wisconsin · Finance & Insurance

$3M in assets, 11 participants

Broadview Financial Management, LLC's Broadview Financial Management, LLC Retirement Plan reported $3M in total assets and 11 participants in its 2023 DOL Form 5500 filing, ranking in the 33rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,045 in Finance & Insurance (8,869 peers)

Broadview Financial Management, LLC multi-year trail

Broadview Financial Management, LLC's plans moved +21.8% in assets from 2022 to 2024; this filing shows Broadview Financial Management, LLC Retirement Plan at $3M / 11 participants.

#2,045
in Finance & Insurance (8,869 peers)
-2.4%
assets change YoY

The plan reported a net loss of $63K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Broadview Financial Management, LLC Retirement Plan among the smaller filed plans by assets

Broadview Financial Management, LLC Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,534,968 33rd percentile higher than 33% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Broadview Financial Management, LLC Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Broadview Financial Management, LLC Retirement Plan is a small filing (11 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Broadview Financial Management, LLC Retirement Plan reported net income rose from -$319K in the plan year 2022 filing to -$63K in the plan year 2023 filing.
  • Broadview Financial Management, LLC Retirement Plan reported participants rose from 10 in the plan year 2022 filing to 11 in the plan year 2023 filing.
  • Broadview Financial Management, LLC Retirement Plan end-of-year assets fell from $3M in the plan year 2022 filing to $3M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 473857922 · Broadview Financial Management, LLC PY 2023 · 401(k)

Broadview Financial Management, LLC Retirement Plan · $3M · 11 · 33rd

  • IND $3M
  • EOY 11
  • 5500 33rd
  • ASSETS 401(k)
  • PCT near Comprehensive Women's Healthcare 401(k) Plan
  • EIN ind #2045

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Broadview Financial Management, LLC Retirement Plan in the asset neighbourhood

Paul Burrell Management, Inc. 401(k) PlanPaul Burrell Management, Inc…$3MRobert G. Zingale, Md, PLLC 401(k) Profit Sharing PlanRobert G. Zingale, Md, PLLC …$3MSchloegel Remodel & Design, LLC Salary Investment & Profit Sharing PlanSchloegel Remodel & Design, …$3MBroadview Financial Management, LLC Retirement PlanBroadview Financial Manageme…$3MComprehensive Women's Healthcare 401(k) PlanComprehensive Women's Health…$3M
End-of-year total assets ($M) among Broadview Financial Management, LLC Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Broadview Financial Management, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Broadview Financial Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$3M 21.786350810875312% vs 2022
2024 filing year
$2.4M$2.6M$2.8M$3M$3.2M$3.4M 202220232024 $2.6M $3.16M ▲ +21.5%
Year Plans Participants Total Assets
2022 1 10 $3M
2023 1 11 $3M
2024 1 9 $3M

Broadview Financial Management, LLC filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income-$63K
Employer EIN473857922
Plan Effective Date2018-02-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Broadview Financial Management, LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -50510 Total assets ($B) Participants Broadview Financial Management, LLC Retirement Plan, Total assets ($B): 0.002534968 · Participants: 11Broadview Financial Management, LLC Retirement PlanAdvocate Aurora Health 401(k) Plan, Total assets ($B): 9.125723544 · Participants: 76956Advocate Aurora Health 401(k) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 6.160116767 · Participants: 28904Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.81171463 · Participants: 25280Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.550761 · Participants: 11236Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.62235882 · Participants: 8877Rockwell Automation Retirement Savings Plan
Broadview Financial Management, LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Broadview Financial Management, LLC Retirement Plan side-by-side with 3 peers →

Broadview Financial Management, LLC Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Comprehensive Women's Healthcare 401(k) Plan in TX ($3M); by covered participants it is True Colors International, Inc. Retirement Plan in CA (11 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (11 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Broadview Financial Management, LLC Retirement Plan assets move in 2023? ▼
Broadview Financial Management, LLC Retirement Plan edged down modestly - down 2.4% during 2023, from $3M to $3M. Reported net income was -$63K.
How have Broadview Financial Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Broadview Financial Management, LLC's sponsor-wide assets grew 21.8%, from $3M to $3M.
Which 401(k) plans are similar in size to Broadview Financial Management, LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Comprehensive Women's Healthcare 401(k) Plan in TX ($3M, 8 participants).
Which 401(k) plans cover a similar participant headcount to Broadview Financial Management, LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is True Colors International, Inc. Retirement Plan in CA (11 participants, $863K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 473857922.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.