401(k) · DOL Form 5500 · 2023

Smart Energy Systems, Inc. Dba S 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
113
Participants Small participant base
53rd
Percentile by assets National rank
$67,900
Avg per participant Below avg balance/head
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Official DOL plan name: Smart Energy Systems, Inc. 401(k) Plan · Sponsored by Smart Energy Systems, Inc. Dba S · California · Information & Media

$8M in assets, 113 participants

Smart Energy Systems, Inc. Dba S's Smart Energy Systems, Inc. 401(k) Plan reported $8M in total assets and 113 participants in its 2023 DOL Form 5500 filing, ranking in the 53rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,102 in Information & Media (2,818 peers)

Coverage in California

Smart Energy Systems, Inc. 401(k) Plan covers 113 participants in California, about 18% of the average California filer (state average ~630 per filing). Assets: $8M.

#1,102
in Information & Media (2,818 peers)
+51.5%
assets growth YoY

Smart Energy Systems, Inc. 401(k) Plan's mid-pack asset rank among Information & Media and all filers

Smart Energy Systems, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$7,672,683 Top 47% higher than 53% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smart Energy Systems, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smart Energy Systems, Inc. 401(k) Plan sits mid-pack in the medium band (113 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smart Energy Systems, Inc. 401(k) Plan reported net income rose from $809K in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Smart Energy Systems, Inc. 401(k) Plan end-of-year assets rose from $5M in the plan year 2022 filing to $8M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 460760246 · Smart Energy Systems, Inc. Dba S PY 2023 · 401(k)

Smart Energy Systems, Inc. 401(k) Plan · $8M · 113 · 53rd

  • EBSA $8M
  • PART 113
  • TYPE 53rd
  • NET 401(k)
  • BOOK near Rickenbaugh Cadillac/Volvo Company 401(k) Plan
  • VS-ST ind #1102

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Information & Media retirement plans → · Plans in California →

Smart Energy Systems, Inc. 401(k) Plan in the asset neighbourhood

Smart Energy Systems, Inc. 401(k) PlanSmart Energy Systems, Inc. 4…$8MRickenbaugh Cadillac/Volvo Company 401(k) PlanRickenbaugh Cadillac/Volvo C…$8MSarla Consultants, LLC 401(k) PlanSarla Consultants, LLC 401(k…$8MDccc 401(k) Plan$8MPipeliners' Retirement Plan$8M
End-of-year total assets ($M) among Smart Energy Systems, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$8M
Net Income$3M
Employer EIN460760246
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smart Energy Systems, Inc. Dba S)

Sponsor-wide plan assets over time

All Smart Energy Systems, Inc. Dba S plans reported in each filing year

Latest sponsor-wide plan assets
$10M 102.53507580956519% vs 2022
2024 filing year
$4M$6M$8M$10M$12M 202220232024 $5.06M $10.3M ▲ +102.8%
Year Plans Participants Total Assets
2022 1 113 $5M
2023 1 113 $8M
2024 1 132 $10M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smart Energy Systems, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Smart Energy Systems, Inc. 401(k) Plan, Total assets ($B): 0.007672683 · Participants: 113Smart Energy Systems, Inc. 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Smart Energy Systems, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Smart Energy Systems, Inc. 401(k) Plan side-by-side with 3 peers →

Smart Energy Systems, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Rickenbaugh Cadillac/Volvo Company 401(k) Plan in CO ($8M); by covered participants it is Carteret Management Corporation 401(k) Plan in FL (113 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($8M here).

Similar participant headcount

Nearest other-state filings by covered participants (113 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smart Energy Systems, Inc. 401(k) Plan assets move in 2023? ▼
Smart Energy Systems, Inc. 401(k) Plan surged - up 51.5% during 2023, from $5M to $8M. Reported net income was $3M.
How have Smart Energy Systems, Inc. Dba S plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smart Energy Systems, Inc. Dba S's sponsor-wide assets grew 102.5%, from $5M to $10M.
Which 401(k) plans are similar in size to Smart Energy Systems, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Rickenbaugh Cadillac/Volvo Company 401(k) Plan in CO ($8M, 148 participants).
Which 401(k) plans cover a similar participant headcount to Smart Energy Systems, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Carteret Management Corporation 401(k) Plan in FL (113 participants, $475K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 460760246.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.