401(k) · DOL Form 5500 · 2023

The Capfinancial Group, LLC 401(k) Plan

Data updated 2026-08-11

$255M
Total assets: 1,364
Participants: 96th
Percentile by assets: $187,290
Avg per participant

Official DOL plan name: The Capfinancial Group, LLC 401(k) Plan · Sponsored by The Capfinancial Group, LLC · North Carolina · Finance & Insurance

$255M in assets, 1,364 participants

The Capfinancial Group, LLC's The Capfinancial Group, LLC 401(k) Plan reported $255M in total assets and 1,364 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

96th percentile by assets (of 127,072 plans)
#8,235 in Finance & Insurance (8,869 peers)

Where The Capfinancial Group, LLC 401(k) Plan sits by assets

The Capfinancial Group, LLC 401(k) Plan sits in the top 5% of all filed plans by assets, $255M for 1,364 participants (~$187,290/participant), up 37.3% in 2023.

$255M
total plan assets (2023 EOY): 1,364
covered participants: 96th
percentile by assets (of 127,072 plans): $187,290
avg assets per participant

The Capfinancial Group, LLC 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $69M in the plan year 2023 filing.
The Capfinancial Group, LLC 401(k) Plan end-of-year assets rose from $186M in the plan year 2022 filing to $255M in the plan year 2023 filing.
The Capfinancial Group, LLC 401(k) Plan reported participants rose from 1,120 in the plan year 2022 filing to 1,364 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

North Carolina

Industry

Finance & Insurance

The Capfinancial Group, LLC 401(k) Plan vs the 2023 asset distribution

By assets, The Capfinancial Group, LLC 401(k) Plan outranks 96% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 2.6x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)	$186M
Net Assets (End of Year)	$255M
Net Income	$69M
Employer EIN	474009638
Plan Effective Date	2002-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (The Capfinancial Group, LLC)

Total plan assets by year, all The Capfinancial Group, LLC plans on file

Year	Plans	Participants	Total Assets
2022	1	1,120	$186M
2023	1	1,364	$255M
2024	1	1,577	$323M

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Capfinancial Group, LLC 401(k) Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants

The Bank of America 401(k) Plan $54.8B · 173,899
Honeywell 401(k) Plan $15.4B · 40,004
Duke Energy Retirement Savings Plan $10.4B · 28,121
Truist Financial Corporation 401(k) Savings Plan $10.1B · 55,480
Nucor Corporation Profit Sharing and Retirement Savings Plan $8.5B · 24,174

Compare The Capfinancial Group, LLC 401(k) Plan side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to The Capfinancial Group, LLC 401(k) Plan by total assets, not by location.

Quantum Corporation Employee Savings and Investment Plan (CA) $255M · 441
Gypsum Management and Supply, Inc. 401(k) Savings Plan (GA) $256M · 5,372
Miter Brands 401(k) Plan (PA) $255M · 5,899
Ipg Photonics Corporation 401(k) Retirement Plan (MA) $255M · 2,177

Frequently Asked Questions

How did The Capfinancial Group, LLC 401(k) Plan assets move in 2023? ▼

The Capfinancial Group, LLC 401(k) Plan surged - up 37.3% during 2023, from $186M to $255M. Reported net income was $69M.

How have The Capfinancial Group, LLC plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), The Capfinancial Group, LLC's sponsor-wide assets grew 73.7%, from $186M to $323M.

Where does The Capfinancial Group, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼

The Capfinancial Group, LLC 401(k) Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).

Which 401(k) plans are similar in size to The Capfinancial Group, LLC 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Quantum Corporation Employee Savings and Investment Plan in CA ($255M, 441 participants).

Next read for The Capfinancial Group, LLC 401(k) Plan

Scale reading

Ways to act on The Capfinancial Group, LLC 401(k) Plan's numbers.

By total assets, The Capfinancial Group, LLC 401(k) Plan ranks in the top 5% of all filed plans by assets. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in North Carolina. Compare plans
The Capfinancial Group, LLC's sponsor-wide assets have grown 73.7% since 2022 across 3 plan years on file. More Finance & Insurance plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 474009638.