401(k) · DOL Form 5500 · 2023

The Capfinancial Group, LLC 401(k) Plan

Data updated 2026-08-25

$255M
Total assets Near avg plan size
1,364
Participants Near avg headcount
96th
Percentile by assets National rank
$187,290
Avg per participant Above avg balance/head
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Official DOL plan name: The Capfinancial Group, LLC 401(k) Plan · Sponsored by The Capfinancial Group, LLC · North Carolina · Finance & Insurance

$255M in assets, 1,364 participants

The Capfinancial Group, LLC's The Capfinancial Group, LLC 401(k) Plan reported $255M in total assets and 1,364 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,235 in Finance & Insurance (8,869 peers)

Where The Capfinancial Group, LLC 401(k) Plan sits by assets

The Capfinancial Group, LLC 401(k) Plan sits in the top 5% of all filed plans by assets, $255M for 1,364 participants (~$187,290/participant), up 37.3% in 2023.

#8,235
in Finance & Insurance (8,869 peers)
+37.3%
assets growth YoY
2.6×
vs typical plan assets (national mean)

The Capfinancial Group, LLC 401(k) Plan's outsized position by total assets

The Capfinancial Group, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$255,463,184 Top 4% higher than 96% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Capfinancial Group, LLC 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Capfinancial Group, LLC 401(k) Plan lands in the large band (1,364 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Capfinancial Group, LLC 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $69M in the plan year 2023 filing.
  • The Capfinancial Group, LLC 401(k) Plan end-of-year assets rose from $186M in the plan year 2022 filing to $255M in the plan year 2023 filing.
  • The Capfinancial Group, LLC 401(k) Plan reported participants rose from 1,120 in the plan year 2022 filing to 1,364 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 474009638 · The Capfinancial Group, LLC PY 2023 · 401(k)

The Capfinancial Group, LLC 401(k) Plan · $255M · 1,364 · 96th

  • PART $255M
  • TYPE 1,364
  • NET 96th
  • BOOK 401(k)
  • VS-ST near Quantum Corporation Employee Savings and Investment Plan
  • BOY ind #8235

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in North Carolina →

The Capfinancial Group, LLC 401(k) Plan in the asset neighbourhood

Gypsum Management and Supply, Inc. 401(k) Savings PlanGypsum Management and Supply…$256MThe Capfinancial Group, LLC 401(k) PlanThe Capfinancial Group, LLC …$255MQuantum Corporation Employee Savings and Investment PlanQuantum Corporation Employee…$255MMiter Brands 401(k) Plan$255MIpg Photonics Corporation 401(k) Retirement PlanIpg Photonics Corporation 40…$255M
End-of-year total assets ($M) among The Capfinancial Group, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$186M
Net Assets (End of Year)$255M
Net Income$69M
Employer EIN474009638
Plan Effective Date2002-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (The Capfinancial Group, LLC)

Sponsor-wide plan assets over time

All The Capfinancial Group, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$323M 73.7392074515792% vs 2022
2024 filing year
$150M$200M$250M$300M$350M 202220232024 $186M $323M ▲ +73.7%
Year Plans Participants Total Assets
2022 1 1,120 $186M
2023 1 1,364 $255M
2024 1 1,577 $323M

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Capfinancial Group, LLC 401(k) Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -200204060 Total assets ($B) Participants The Capfinancial Group, LLC 401(k) Plan, Total assets ($B): 0.255463184 · Participants: 1364The Capfinancial Group, LLC 401(k) PlanThe Bank of America 401(k) Plan, Total assets ($B): 54.848846192 · Participants: 173899The Bank of America 401(k) PlanHoneywell 401(k) Plan, Total assets ($B): 15.388124058 · Participants: 40004Honeywell 401(k) PlanDuke Energy Retirement Savings Plan, Total assets ($B): 10.354065 · Participants: 28121Duke Energy Retirement Savings PlanTruist Financial Corporation 401(k) Savings Plan, Total assets ($B): 10.120701726 · Participants: 55480Truist Financial Corporation 401(k) Savings PlanNucor Corporation Profit Sharing and Retirement Savings Plan, Total assets ($B): 8.510660989 · Participants: 24174Nucor Corporation Profit Sharing and Retirement Savings Plan
The Capfinancial Group, LLC 401(k) Plan vs. nearby 401(k) plans in North Carolina, assets vs. participants
Compare The Capfinancial Group, LLC 401(k) Plan side-by-side with 3 peers →

The Capfinancial Group, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside North Carolina, the nearest 401(k) by assets is Quantum Corporation Employee Savings and Investment Plan in CA ($255M); by covered participants it is 4imprint, Inc. 401(k) Plan in WI (1,364 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,364 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Capfinancial Group, LLC 401(k) Plan assets move in 2023? ▼
The Capfinancial Group, LLC 401(k) Plan surged - up 37.3% during 2023, from $186M to $255M. Reported net income was $69M.
How have The Capfinancial Group, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), The Capfinancial Group, LLC's sponsor-wide assets grew 73.7%, from $186M to $323M.
Where does The Capfinancial Group, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
The Capfinancial Group, LLC 401(k) Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to The Capfinancial Group, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Quantum Corporation Employee Savings and Investment Plan in CA ($255M, 441 participants).
Which 401(k) plans cover a similar participant headcount to The Capfinancial Group, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is 4imprint, Inc. 401(k) Plan in WI (1,364 participants, $88M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 474009638.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.