401(k) · DOL Form 5500 · 2023

Arete Advisors, LLC 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
213
Participants Below avg headcount
59th
Percentile by assets National rank
$47,779
Avg per participant Low balance/head
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Official DOL plan name: Arete Advisors, LLC 401(k) Plan · Sponsored by Arete Advisors, LLC · Florida · Professional & Technical Services

$10M in assets, 213 participants

Arete Advisors, LLC's Arete Advisors, LLC 401(k) Plan reported $10M in total assets and 213 participants in its 2023 DOL Form 5500 filing, ranking in the 59th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #11,717 in Professional & Technical Services (20,321 peers)

Coverage in Florida

Arete Advisors, LLC 401(k) Plan covers 213 participants in Florida, about 34% of the average Florida filer (state average ~628 per filing). Assets: $10M.

#11,717
in Professional & Technical Services (20,321 peers)
+70.3%
assets growth YoY

Arete Advisors, LLC 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Arete Advisors, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$10,176,924 Top 41% higher than 59% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Arete Advisors, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Arete Advisors, LLC 401(k) Plan sits mid-pack in the medium band (213 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Arete Advisors, LLC 401(k) Plan reported net income rose from $1M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Arete Advisors, LLC 401(k) Plan end-of-year assets rose from $6M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Arete Advisors, LLC 401(k) Plan reported participants fell from 252 in the plan year 2022 filing to 213 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 813930932 · Arete Advisors, LLC PY 2023 · 401(k)

Arete Advisors, LLC 401(k) Plan · $10M · 213 · 59th

  • PART $10M
  • PART 213
  • PART 59th
  • PART 401(k)
  • PART near 403(b) Thrift Plan of Learning Grove, Inc.
  • PART ind #11717

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Florida →

Arete Advisors, LLC 401(k) Plan in the asset neighbourhood

Arete Advisors, LLC 401(k) PlanArete Advisors, LLC 401(k) P…$10M403(b) Thrift Plan of Learning Grove, Inc.403(b) Thrift Plan of Learni…$10MWhite-Spunner Construction, LLC.401(k) PlanWhite-Spunner Construction, …$10MFreeman Manufacturing & Supply Company Employee Capital Accumulation PlanFreeman Manufacturing & Supp…$10MSf Motors 401(k) Plan$10M
End-of-year total assets ($M) among Arete Advisors, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Florida filing particulars

Total Assets (Beginning of Year)$6M
Net Assets (End of Year)$10M
Net Income$4M
Employer EIN813930932
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Arete Advisors, LLC)

Sponsor-wide plan assets over time

All Arete Advisors, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$14M 137.20407603331225% vs 2022
2024 filing year
$5M$10M$15M 202220232024 $5.98M $14.2M ▲ +137.1%
Year Plans Participants Total Assets
2022 1 252 $6M
2023 1 213 $10M
2024 1 252 $14M

Nearby 401(k) Plans in Florida

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Arete Advisors, LLC 401(k) Plan vs. nearby 401(k) plans in Florida, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000 -505101520 Total assets ($B) Participants Arete Advisors, LLC 401(k) Plan, Total assets ($B): 0.010176924 · Participants: 213Arete Advisors, LLC 401(k) PlanL3harris Retirement Savings Plan, Total assets ($B): 15.384363901 · Participants: 40665L3harris Retirement Savings PlanSavings Plan for Employees and Partners of Pwc, Total assets ($B): 11.333196569 · Participants: 50817Savings Plan for Employees and Partners of PwcAdp Totalsource Retirement Savings Plan, Total assets ($B): 8.025816173 · Participants: 308867Adp Totalsource Retirement Savings PlanTrinet 401(k) Plan, Total assets ($B): 7.029692551 · Participants: 157945Trinet 401(k) PlanPublix Super Markets, Inc. 401(k) Smart Plan, Total assets ($B): 6.572590596 · Participants: 184674Publix Super Markets, Inc. 401(k) Smart Plan
Arete Advisors, LLC 401(k) Plan vs. nearby 401(k) plans in Florida, assets vs. participants
Compare Arete Advisors, LLC 401(k) Plan side-by-side with 3 peers →

Arete Advisors, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Florida, the nearest 401(k) by assets is 403(b) Thrift Plan of Learning Grove, Inc. in KY ($10M); by covered participants it is Bnccorp, Inc. 401(k) Savings Plan in ND (213 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (213 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Arete Advisors, LLC 401(k) Plan assets move in 2023? ▼
Arete Advisors, LLC 401(k) Plan surged - up 70.3% during 2023, from $6M to $10M. Reported net income was $4M.
How have Arete Advisors, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Arete Advisors, LLC's sponsor-wide assets grew 137.2%, from $6M to $14M.
Which 401(k) plans are similar in size to Arete Advisors, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is 403(b) Thrift Plan of Learning Grove, Inc. in KY ($10M, 443 participants).
Which 401(k) plans cover a similar participant headcount to Arete Advisors, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Bnccorp, Inc. 401(k) Savings Plan in ND (213 participants, $38M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 813930932.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.