401(k) · DOL Form 5500 · 2023

Whitebox Advisors, LLC 401(k) Plan

Data updated 2026-08-25

$30M
Total assets Below avg plan size
59
Participants Small participant base
79th
Percentile by assets National rank
$512,442
Avg per participant High balance/head
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Official DOL plan name: Whitebox Advisors, LLC 401(k) Plan · Sponsored by Whitebox Advisors, LLC · Minnesota · Finance & Insurance

$30M in assets, 59 participants

Whitebox Advisors, LLC's Whitebox Advisors, LLC 401(k) Plan reported $30M in total assets and 59 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,070 in Finance & Insurance (8,869 peers)

Where Whitebox Advisors, LLC 401(k) Plan sits by assets

Whitebox Advisors, LLC 401(k) Plan sits in the top quartile of all filed plans by assets, $30M for 59 participants (~$512,442/participant), up 15.1% in 2023.

#6,070
in Finance & Insurance (8,869 peers)
+15.1%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Whitebox Advisors, LLC 401(k) Plan's outsized position by total assets

Whitebox Advisors, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$30,234,052 Top 21% higher than 79% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Whitebox Advisors, LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Whitebox Advisors, LLC 401(k) Plan is a small filing (59 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Whitebox Advisors, LLC 401(k) Plan reported net income rose from -$5M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Whitebox Advisors, LLC 401(k) Plan end-of-year assets rose from $26M in the plan year 2022 filing to $30M in the plan year 2023 filing.
  • Whitebox Advisors, LLC 401(k) Plan reported participants fell from 60 in the plan year 2022 filing to 59 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 411957584 · Whitebox Advisors, LLC PY 2023 · 401(k)

Whitebox Advisors, LLC 401(k) Plan · $30M · 59 · 79th

  • PART $30M
  • TYPE 59
  • NET 79th
  • BOOK 401(k)
  • VS-ST near Trintech Inc. 401(k) Plan
  • BOY ind #6070

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Minnesota →

Whitebox Advisors, LLC 401(k) Plan in the asset neighbourhood

Orthopaedic Associates of Muskegon, PC 401(k) PlanOrthopaedic Associates of Mu…$30MWhitebox Advisors, LLC 401(k) PlanWhitebox Advisors, LLC 401(k…$30MTrintech Inc. 401(k) Plan$30MBank Midwest 401(k) Profit Sharing Plan & TrustBank Midwest 401(k) Profit S…$30MThe Wright Center for Graduate Medical Education 403(b) PlanThe Wright Center for Gradua…$30M
End-of-year total assets ($M) among Whitebox Advisors, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$26M
Net Assets (End of Year)$30M
Net Income$4M
Employer EIN411957584
Plan Effective Date2008-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Whitebox Advisors, LLC)

Sponsor-wide plan assets over time

All Whitebox Advisors, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$36M 36.693593757969836% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $26.3M $35.9M ▲ +36.7%
Year Plans Participants Total Assets
2022 1 60 $26M
2023 1 59 $30M
2024 1 57 $36M

Nearby 401(k) Plans in Minnesota

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Whitebox Advisors, LLC 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000500000 -50510152025 Total assets ($B) Participants Whitebox Advisors, LLC 401(k) Plan, Total assets ($B): 0.030234052 · Participants: 59Whitebox Advisors, LLC 401(k) PlanUnitedhealth Group 401(k) Savings Plan, Total assets ($B): 22.432100178 · Participants: 198972Unitedhealth Group 401(k) Savings PlanTarget Corporation 401(k) Plan, Total assets ($B): 13.008265857 · Participants: 432617Target Corporation 401(k) PlanMedtronic Savings and Investment Plan, Total assets ($B): 12.931979 · Participants: 44342Medtronic Savings and Investment Plan3M Voluntary Investment Plan and Employee Stock Ownership Plan, Total assets ($B): 12.04661588 · Participants: 360493M Voluntary Investment Plan and Employee Stock Ownership PlanU.S. Bank 401(k) Savings Plan, Total assets ($B): 10.271161911 · Participants: 75272U.S. Bank 401(k) Savings Plan
Whitebox Advisors, LLC 401(k) Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants
Compare Whitebox Advisors, LLC 401(k) Plan side-by-side with 3 peers →

Whitebox Advisors, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Minnesota, the nearest 401(k) by assets is Trintech Inc. 401(k) Plan in TX ($30M); by covered participants it is Pretzels, Inc. 401(k) in IN (59 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (59 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Whitebox Advisors, LLC 401(k) Plan assets move in 2023? ▼
Whitebox Advisors, LLC 401(k) Plan grew sharply - up 15.1% during 2023, from $26M to $30M. Reported net income was $4M.
How have Whitebox Advisors, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Whitebox Advisors, LLC's sponsor-wide assets grew 36.7%, from $26M to $36M.
Where does Whitebox Advisors, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Whitebox Advisors, LLC 401(k) Plan ranks in the 79th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Whitebox Advisors, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Trintech Inc. 401(k) Plan in TX ($30M, 315 participants).
Which 401(k) plans cover a similar participant headcount to Whitebox Advisors, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pretzels, Inc. 401(k) in IN (59 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 411957584.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.