401(k) · DOL Form 5500 · 2023

Investment Company Institute 401(k) Plan

Data updated 2026-08-25

$145M
Total assets Near avg plan size
154
Participants Small participant base
93rd
Percentile by assets National rank
$940,811
Avg per participant High balance/head
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Official DOL plan name: Investment Company Institute Section 401(k) Plan · Sponsored by Investment Company Institute · District of Columbia · Other Services

$145M in assets, 154 participants

Investment Company Institute's Investment Company Institute Section 401(k) Plan reported $145M in total assets and 154 participants in its 2023 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,689 in Other Services (7,857 peers)

Coverage in District of Columbia

Investment Company Institute Section 401(k) Plan covers 154 participants in District of Columbia, about 11% of the average District of Columbia filer (state average ~1,456 per filing). Assets: $145M.

#7,689
in Other Services (7,857 peers)
+19.5%
assets growth YoY
1.5×
vs typical plan assets (national mean)

Investment Company Institute Section 401(k) Plan's outsized position by total assets

Investment Company Institute Section 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$144,884,962 Top 7% higher than 93% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Investment Company Institute Section 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Investment Company Institute Section 401(k) Plan sits mid-pack in the medium band (154 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Investment Company Institute Section 401(k) Plan reported net income rose from -$32M in the plan year 2022 filing to $24M in the plan year 2023 filing.
  • Investment Company Institute Section 401(k) Plan end-of-year assets rose from $121M in the plan year 2022 filing to $145M in the plan year 2023 filing.
  • Investment Company Institute Section 401(k) Plan reported participants fell from 160 in the plan year 2022 filing to 154 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 135266605 · Investment Company Institute PY 2023 · 401(k)

Investment Company Institute Section 401(k) Plan · $145M · 154 · 93rd

  • RANK $145M
  • RANK 154
  • RANK 93rd
  • RANK 401(k)
  • RANK near Kean Miller LLP Self Employed Retirement Plan and Trust
  • RANK ind #7689

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in District of Columbia →

Investment Company Institute Section 401(k) Plan in the asset neighbourhood

Hermes of Paris, Inc. Retirement and Savings PlanHermes of Paris, Inc. Retire…$145MLink-Belt Employees' Savings & Investment PlanLink-Belt Employees' Savings…$145MInvestment Company Institute Section 401(k) PlanInvestment Company Institute…$145MKean Miller LLP Self Employed Retirement Plan and TrustKean Miller LLP Self Employe…$145MApple Bank for Savings 401(k) PlanApple Bank for Savings 401(k…$145M
End-of-year total assets ($M) among Investment Company Institute Section 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

District of Columbia filing particulars

Total Assets (Beginning of Year)$121M
Net Assets (End of Year)$145M
Net Income$24M
Employer EIN135266605
Plan Effective Date1976-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Investment Company Institute)

Sponsor-wide plan assets over time

All Investment Company Institute plans reported in each filing year

Latest sponsor-wide plan assets
$165M 36.28611698931463% vs 2022
2024 filing year
$100M$120M$140M$160M$180M 202220232024 $121M $165M ▲ +36.3%
Year Plans Participants Total Assets
2022 1 160 $121M
2023 1 154 $145M
2024 1 163 $165M

Nearby 401(k) Plans in District of Columbia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Investment Company Institute Section 401(k) Plan vs. nearby 401(k) plans in District of Columbia, assets vs. participants Scatter plot of 6 data points. -1000001000020000300004000050000 -202468 Total assets ($B) Participants Investment Company Institute Section 401(k) Plan, Total assets ($B): 0.144884962 · Participants: 154Investment Company Institute Section 401(k) PlanDanaher Corporation & Subsidiaries Savings Plan, Total assets ($B): 5.808883656 · Participants: 29441Danaher Corporation & Subsidiaries Savings PlanGeico 401(k) Savings Plan, Total assets ($B): 5.758063779 · Participants: 39034Geico 401(k) Savings PlanFederal National Mortgage Association Retirement Savings Plan for Employees, Total assets ($B): 3.918113552 · Participants: 8044Federal National Mortgage Association Retirement Savings Plan for EmployeesFinra Savings Plus Plan, Total assets ($B): 2.182175101 · Participants: 3958Finra Savings Plus PlanHogan Lovells US LLP Retirement Savings Plan, Total assets ($B): 1.63036822 · Participants: 1870Hogan Lovells US LLP Retirement Savings Plan
Investment Company Institute Section 401(k) Plan vs. nearby 401(k) plans in District of Columbia, assets vs. participants
Compare Investment Company Institute Section 401(k) Plan side-by-side with 3 peers →

Investment Company Institute Section 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside District of Columbia, the nearest 401(k) by assets is Kean Miller LLP Self Employed Retirement Plan and Trust in LA ($145M); by covered participants it is Eaze Solutions Inc. Retirement Trust in CA (154 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (154 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Investment Company Institute Section 401(k) Plan assets move in 2023? ▼
Investment Company Institute Section 401(k) Plan grew sharply - up 19.5% during 2023, from $121M to $145M. Reported net income was $24M.
How have Investment Company Institute plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Investment Company Institute's sponsor-wide assets grew 36.3%, from $121M to $165M.
Where does Investment Company Institute Section 401(k) Plan rank by assets among Form 5500 filers? ▼
Investment Company Institute Section 401(k) Plan ranks in the 93rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Investment Company Institute Section 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Kean Miller LLP Self Employed Retirement Plan and Trust in LA ($145M, 329 participants).
Which 401(k) plans cover a similar participant headcount to Investment Company Institute Section 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Eaze Solutions Inc. Retirement Trust in CA (154 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 135266605.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.