401(k) · DOL Form 5500 · 2023
Guggenheim Services, LLC 401(k) Plan
Data updated 2026-08-11
- $611M
- Total assets
- 2,123
- Participants
- 98th
- Percentile by assets
- $287,945
- Avg per participant
Official DOL plan name: Guggenheim Services Retirement Savings Plan · Sponsored by Guggenheim Services, LLC · Illinois · Finance & Insurance
$611M in assets, 2,123 participants
Guggenheim Services, LLC's Guggenheim Services Retirement Savings Plan reported $611M in total assets and 2,123 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 98th percentile by assets (of 127,072 plans)
- #8,531 in Finance & Insurance (8,869 peers)
Coverage in Illinois
Guggenheim Services Retirement Savings Plan covers 2,123 participants in Illinois, 2.7x the typical Illinois plan (state average ~779 per filing). Assets: $611M.
- $611M
- total plan assets (2023 EOY)
- 2,123
- covered participants
- 98th
- percentile by assets (of 127,072 plans)
- $287,945
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Guggenheim Services Retirement Savings Plan reported net income rose from -$94M in the plan year 2022 filing to $109M in the plan year 2023 filing.
- Guggenheim Services Retirement Savings Plan end-of-year assets rose from $502M in the plan year 2022 filing to $611M in the plan year 2023 filing.
- Guggenheim Services Retirement Savings Plan reported participants rose from 2,073 in the plan year 2022 filing to 2,123 in the plan year 2023 filing.
Participants vs Illinois filers
In Illinois, the average filing covers about 779 participants across 5,745 plans. Guggenheim Services Retirement Savings Plan reports 2,123 participants - 2.7x that state average ($611M EOY assets).
Illinois filing particulars
| Total Assets (Beginning of Year) | $502M |
|---|---|
| Net Assets (End of Year) | $611M |
| Net Income | $109M |
| Employer EIN | 364464896 |
| Plan Effective Date | 1996-04-04 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Guggenheim Services, LLC)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 2,073 | $502M |
| 2023 | 1 | 2,123 | $611M |
| 2024 | 1 | 2,186 | $704M |
Nearby 401(k) Plans in Illinois
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Guggenheim Services Retirement Savings Plan vs. nearby 401(k) plans in Illinois, assets vs. participants
- Accenture United States 401(k) Match Savings Plan $17.6B · 69,974
- State Farm 401(k) Savings Plan $16.9B · 60,246
- Abbott Laboratories Stock Retirement Plan $14.5B · 38,012
- United Airlines Pilot Retirement Account Plan $14.4B · 14,959
- Walgreens Retirement Savings Plan $13.4B · 235,331
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Guggenheim Services Retirement Savings Plan by total assets, not by location.
- Hilti Retirement Savings Plan (OK) $611M · 3,520
- Computershare 401(k) Retirement Plan (MA) $612M · 6,368
- Fenwick & West LLP 401(k) Retirement Savings Plan (CA) $612M · 1,225
- Icu Medical, Inc. 401(k) Plan (CA) $611M · 4,530
Frequently Asked Questions
How did Guggenheim Services Retirement Savings Plan assets move in 2023? ▼
How have Guggenheim Services, LLC plan assets changed over time? ▼
Where does Guggenheim Services Retirement Savings Plan rank by assets among Form 5500 filers? ▼
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Next read for Guggenheim Services Retirement Savings P…
Filing takeaways
Ways to act on Guggenheim Services Retirement Savings Plan's numbers.
- By total assets, Guggenheim Services Retirement Savings Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in Illinois. Compare plans
- Guggenheim Services, LLC's sponsor-wide assets have grown 40.0% since 2022 across 3 plan years on file. More Finance & Insurance plans