401(k) · DOL Form 5500 · 2023

Prospect Capital Management, LP 401(k) Plan

Data updated 2026-08-25

$32M
Total assets Below avg plan size
107
Participants Small participant base
80th
Percentile by assets National rank
$296,430
Avg per participant High balance/head
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Official DOL plan name: Prospect Capital Management, LP Profit Sharing Plan and Trust · Sponsored by Prospect Capital Management, LP · Florida · Finance & Insurance

$32M in assets, 107 participants

Prospect Capital Management, LP's Prospect Capital Management, LP Profit Sharing Plan and Trust reported $32M in total assets and 107 participants in its 2023 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,157 in Finance & Insurance (8,869 peers)

Coverage in Florida

Prospect Capital Management, LP Profit Sharing Plan and Trust covers 107 participants in Florida, about 17% of the average Florida filer (state average ~628 per filing). Assets: $32M.

#6,157
in Finance & Insurance (8,869 peers)
+30.7%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Prospect Capital Management, LP Profit Sharing Plan and Trust's outsized position by total assets

Prospect Capital Management, LP Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$31,718,056 Top 20% higher than 80% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Prospect Capital Management, LP Profit Sharing Plan and Trust among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Prospect Capital Management, LP Profit Sharing Plan and Trust sits mid-pack in the medium band (107 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Prospect Capital Management, LP Profit Sharing Plan and Trust reported net income rose from -$3M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Prospect Capital Management, LP Profit Sharing Plan and Trust end-of-year assets rose from $24M in the plan year 2022 filing to $32M in the plan year 2023 filing.
  • Prospect Capital Management, LP Profit Sharing Plan and Trust reported participants rose from 98 in the plan year 2022 filing to 107 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 113716501 · Prospect Capital Management, LP PY 2023 · 401(k)

Prospect Capital Management, LP Profit Sharing Plan and Trust · $32M · 107 · 80th

  • PHOTO $32M
  • PHOTO 107
  • PHOTO 80th
  • PHOTO 401(k)
  • PHOTO near Featherlite Exiss Sooner 401(k) Retirement Plan
  • PHOTO ind #6157

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Florida →

Prospect Capital Management, LP Profit Sharing Plan and Trust in the asset neighbourhood

Prospect Capital Management, LP Profit Sharing Plan and TrustProspect Capital Management,…$32MFeatherlite Exiss Sooner 401(k) Retirement PlanFeatherlite Exiss Sooner 401…$32MNaugatuck Valley Radiological Associates, P.C. 401(k) Profit Sharing PlanNaugatuck Valley Radiologica…$32MInnovative Driven 401(k) Plan$32MIewc Corp. 401(k) Plan$32M
End-of-year total assets ($M) among Prospect Capital Management, LP Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Florida filing particulars

Total Assets (Beginning of Year)$24M
Net Assets (End of Year)$32M
Net Income$7M
Employer EIN113716501
Plan Effective Date1998-10-20
Filing StatusFILING RECEIVED

Sponsor Plan History (Prospect Capital Management, LP)

Sponsor-wide plan assets over time

All Prospect Capital Management, LP plans reported in each filing year

Latest sponsor-wide plan assets
$38M 58.57844139197883% vs 2022
2024 filing year
$20M$25M$30M$35M$40M 202220232024 $24.3M $38.5M ▲ +58.5%
Year Plans Participants Total Assets
2022 1 98 $24M
2023 1 107 $32M
2024 1 122 $38M

Nearby 401(k) Plans in Florida

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Prospect Capital Management, LP Profit Sharing Plan and Trust vs. nearby 401(k) plans in Florida, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000 -505101520 Total assets ($B) Participants Prospect Capital Management, LP Profit Sharing Plan and Trust, Total assets ($B): 0.031718056 · Participants: 107Prospect Capital Management, LP Profit Sharing Plan and TrustL3harris Retirement Savings Plan, Total assets ($B): 15.384363901 · Participants: 40665L3harris Retirement Savings PlanSavings Plan for Employees and Partners of Pwc, Total assets ($B): 11.333196569 · Participants: 50817Savings Plan for Employees and Partners of PwcAdp Totalsource Retirement Savings Plan, Total assets ($B): 8.025816173 · Participants: 308867Adp Totalsource Retirement Savings PlanTrinet 401(k) Plan, Total assets ($B): 7.029692551 · Participants: 157945Trinet 401(k) PlanPublix Super Markets, Inc. 401(k) Smart Plan, Total assets ($B): 6.572590596 · Participants: 184674Publix Super Markets, Inc. 401(k) Smart Plan
Prospect Capital Management, LP Profit Sharing Plan and Trust vs. nearby 401(k) plans in Florida, assets vs. participants
Compare Prospect Capital Management, LP Profit Sharing Plan and Trust side-by-side with 3 peers →

Prospect Capital Management, LP Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Florida, the nearest 401(k) by assets is Featherlite Exiss Sooner 401(k) Retirement Plan in IA ($32M); by covered participants it is Northern Architectural Systems, Inc. 401(k) Plan in NJ (107 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (107 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Prospect Capital Management, LP Profit Sharing Plan and Trust assets move in 2023? ▼
Prospect Capital Management, LP Profit Sharing Plan and Trust surged - up 30.7% during 2023, from $24M to $32M. Reported net income was $7M.
How have Prospect Capital Management, LP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Prospect Capital Management, LP's sponsor-wide assets grew 58.6%, from $24M to $38M.
Where does Prospect Capital Management, LP Profit Sharing Plan and Trust rank by assets among Form 5500 filers? ▼
Prospect Capital Management, LP Profit Sharing Plan and Trust ranks in the 80th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Prospect Capital Management, LP Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Featherlite Exiss Sooner 401(k) Retirement Plan in IA ($32M, 616 participants).
Which 401(k) plans cover a similar participant headcount to Prospect Capital Management, LP Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Northern Architectural Systems, Inc. 401(k) Plan in NJ (107 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113716501.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.