ESOP · DOL Form 5500 · 2023

Wamtones, Inc. ESOP

Data updated 2026-08-25

$5M
Total assets Small plan by assets
118
Participants Small participant base
45th
Percentile by assets National rank
$45,146
Avg per participant Low balance/head
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Official DOL plan name: Zia Record Exchange Employee Stock Ownership Plan · Sponsored by Wamtones, Inc. · Arizona · Retail Trade

$5M in assets, 118 participants

Wamtones, Inc.'s Zia Record Exchange Employee Stock Ownership Plan reported $5M in total assets and 118 participants in its 2023 DOL Form 5500 filing, ranking in the 45th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,722 in Retail Trade (8,414 peers)

Coverage in Arizona

Zia Record Exchange Employee Stock Ownership Plan covers 118 participants in Arizona, about 21% of the average Arizona filer (state average ~564 per filing). Assets: $5M.

#4,722
in Retail Trade (8,414 peers)
+45.6%
assets growth YoY

Zia Record Exchange Employee Stock Ownership Plan's mid-pack asset rank among Retail Trade and all filers

Zia Record Exchange Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,327,269 45th percentile higher than 45% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Zia Record Exchange Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Zia Record Exchange Employee Stock Ownership Plan sits mid-pack in the medium band (118 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Zia Record Exchange Employee Stock Ownership Plan reported net income rose from $822K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Zia Record Exchange Employee Stock Ownership Plan end-of-year assets rose from $4M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Zia Record Exchange Employee Stock Ownership Plan reported participants rose from 115 in the plan year 2022 filing to 118 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 860998725 · Wamtones, Inc. PY 2023 · ESOP

Zia Record Exchange Employee Stock Ownership Plan · $5M · 118 · 45th

  • VS-ST $5M
  • VS-ST 118
  • VS-ST 45th
  • VS-ST ESOP
  • VS-ST near Shawver Well Company Employee Stock Ownership Plan
  • VS-ST ind #4722

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Arizona →

Zia Record Exchange Employee Stock Ownership Plan in the asset neighbourhood

Zia Record Exchange Employee Stock Ownership PlanZia Record Exchange Employee…$5MShawver Well Company Employee Stock Ownership PlanShawver Well Company Employe…$5MAquatic Technologies Employee Stock Ownership PlanAquatic Technologies Employe…$5MMci, Inc. Employee Stock Ownership PlanMci, Inc. Employee Stock Own…$5MMagyar Bank Employee Stock Ownership PlanMagyar Bank Employee Stock O…$5M
End-of-year total assets ($M) among Zia Record Exchange Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Arizona filing particulars

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)-$167K
Net Income$2M
Employer EIN860998725
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Wamtones, Inc.)

Sponsor-wide plan assets over time

All Wamtones, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$7M 81.74054644808744% vs 2022
2024 filing year
$3M$4M$5M$6M$7M 202220232024 $3.66M $6.65M ▲ +81.7%
Year Plans Participants Total Assets
2022 1 115 $4M
2023 1 118 $5M
2024 1 126 $7M

Nearby ESOP Plans in Arizona

Peer ESOP plans, same state, same plan type, ranked by total assets.

Zia Record Exchange Employee Stock Ownership Plan vs. nearby ESOP plans in Arizona, assets vs. participants Scatter plot of 6 data points. -50000500010000150002000025000 -0.500.511.5 Total assets ($B) Participants Zia Record Exchange Employee Stock Ownership Plan, Total assets ($B): 0.005327269 · Participants: 118Zia Record Exchange Employee Stock Ownership PlanThe Sundt Companies Employee Stock Ownership Plan, Total assets ($B): 1.064355538 · Participants: 2392The Sundt Companies Employee Stock Ownership PlanU-Haul Holding Company Employee Stock Ownership Plan, Total assets ($B): 0.61854692 · Participants: 19740U-Haul Holding Company Employee Stock Ownership PlanSpencer's Air Conditioning & Appliance, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.313228026 · Participants: 253Spencer's Air Conditioning & Appliance, Inc. Employee Stock Ownership PlanPima Medical Institute Employee Stock Ownership Plan, Total assets ($B): 0.216174467 · Participants: 1057Pima Medical Institute Employee Stock Ownership PlanWilson Electric Services Corp. Employee Stock Ownership Plan, Total assets ($B): 0.167298665 · Participants: 726Wilson Electric Services Corp. Employee Stock Ownership Plan
Zia Record Exchange Employee Stock Ownership Plan vs. nearby ESOP plans in Arizona, assets vs. participants
Compare Zia Record Exchange Employee Stock Ownership Plan side-by-side with 3 peers →

Zia Record Exchange Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Arizona, the nearest ESOP by assets is Shawver Well Company Employee Stock Ownership Plan in IA ($5M); by covered participants it is Thompson & Litton, Inc. Employee Stock Ownership Plan and Trust in VA (118 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (118 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Zia Record Exchange Employee Stock Ownership Plan assets move in 2023? ▼
Zia Record Exchange Employee Stock Ownership Plan surged - up 45.6% during 2023, from $4M to $5M. Reported net income was $2M.
How have Wamtones, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Wamtones, Inc.'s sponsor-wide assets grew 81.7%, from $4M to $7M.
Which ESOP plans are similar in size to Zia Record Exchange Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Shawver Well Company Employee Stock Ownership Plan in IA ($5M, 20 participants).
Which ESOP plans cover a similar participant headcount to Zia Record Exchange Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Thompson & Litton, Inc. Employee Stock Ownership Plan and Trust in VA (118 participants, $6M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860998725.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.