401(k) · DOL Form 5500 · 2023

Waukesha State Bank 401(k) Plan

Data updated 2026-08-25

$52M
Total assets Below avg plan size
305
Participants Below avg headcount
86th
Percentile by assets National rank
$169,097
Avg per participant Above avg balance/head
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Official DOL plan name: Waukesha State Bank Employees' 401(k) Profit Sharing Plan · Sponsored by Waukesha State Bank · Wisconsin · Finance & Insurance

$52M in assets, 305 participants

Waukesha State Bank's Waukesha State Bank Employees' 401(k) Profit Sharing Plan reported $52M in total assets and 305 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,938 in Finance & Insurance (8,869 peers)

Where Waukesha State Bank Employees' 401(k) Profit Sharing Plan sits by assets

Waukesha State Bank Employees' 401(k) Profit Sharing Plan sits in the top quartile of all filed plans by assets, $52M for 305 participants (~$169,097/participant), up 15.7% in 2023.

#6,938
in Finance & Insurance (8,869 peers)
+15.7%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Waukesha State Bank Employees' 401(k) Profit Sharing Plan's outsized position by total assets

Waukesha State Bank Employees' 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$51,574,619 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Waukesha State Bank Employees' 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Waukesha State Bank Employees' 401(k) Profit Sharing Plan sits mid-pack in the medium band (305 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Waukesha State Bank Employees' 401(k) Profit Sharing Plan reported net income rose from -$7M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Waukesha State Bank Employees' 401(k) Profit Sharing Plan end-of-year assets rose from $45M in the plan year 2022 filing to $52M in the plan year 2023 filing.
  • Waukesha State Bank Employees' 401(k) Profit Sharing Plan reported participants fell from 317 in the plan year 2022 filing to 305 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 390734270 · Waukesha State Bank PY 2023 · 401(k)

Waukesha State Bank Employees' 401(k) Profit Sharing Plan · $52M · 305 · 86th

  • PART $52M
  • PART 305
  • PART 86th
  • PART 401(k)
  • PART near Mortenson Dental Partners 401(k) Plan
  • PART ind #6938

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Waukesha State Bank Employees' 401(k) Profit Sharing Plan in the asset neighbourhood

Woods, Fuller, Shultz & Smith, PC 401(k) Profit Sharing PlanWoods, Fuller, Shultz & Smit…$52MWaukesha State Bank Employees' 401(k) Profit Sharing PlanWaukesha State Bank Employee…$52MMortenson Dental Partners 401(k) PlanMortenson Dental Partners 40…$52MSeverson & Werson, a Professional Corporation, Profit Sharing and Salary Deferral PlanSeverson & Werson, a Profess…$52MStroock & Stroock & Lavan LLP Retirement Plan and Trust for PartnersStroock & Stroock & Lavan LL…$52M
End-of-year total assets ($M) among Waukesha State Bank Employees' 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$45M
Net Assets (End of Year)$52M
Net Income$7M
Employer EIN390734270
Plan Effective Date1971-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Waukesha State Bank)

Sponsor-wide plan assets over time

All Waukesha State Bank plans reported in each filing year

Latest sponsor-wide plan assets
$70M 35.602121423213624% vs 2022
2024 filing year
$40M$50M$60M$70M$80M 202220232024 $51.6M $70M ▲ +35.6%
Year Plans Participants Total Assets
2022 2 581 $52M
2023 2 573 $59M
2024 2 570 $70M

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Waukesha State Bank Employees' 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -20246810 Total assets ($B) Participants Waukesha State Bank Employees' 401(k) Profit Sharing Plan, Total assets ($B): 0.051574619 · Participants: 305Waukesha State Bank Employees' 401(k) Profit Sharing PlanAdvocate Aurora Health 401(k) Plan, Total assets ($B): 9.125723544 · Participants: 76956Advocate Aurora Health 401(k) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 6.160116767 · Participants: 28904Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.81171463 · Participants: 25280Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.550761 · Participants: 11236Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.62235882 · Participants: 8877Rockwell Automation Retirement Savings Plan
Waukesha State Bank Employees' 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Waukesha State Bank Employees' 401(k) Profit Sharing Plan side-by-side with 3 peers →

Waukesha State Bank Employees' 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Mortenson Dental Partners 401(k) Plan in KY ($52M); by covered participants it is Home-Care Pca LLC 401(k) Profit Sharing Plan & Trust in LA (305 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (305 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Waukesha State Bank Employees' 401(k) Profit Sharing Plan assets move in 2023? ▼
Waukesha State Bank Employees' 401(k) Profit Sharing Plan grew sharply - up 15.7% during 2023, from $45M to $52M. Reported net income was $7M.
How have Waukesha State Bank plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Waukesha State Bank's sponsor-wide assets grew 35.6%, from $52M to $70M.
Where does Waukesha State Bank Employees' 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Waukesha State Bank Employees' 401(k) Profit Sharing Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Waukesha State Bank Employees' 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Mortenson Dental Partners 401(k) Plan in KY ($52M, 1,958 participants).
Which 401(k) plans cover a similar participant headcount to Waukesha State Bank Employees' 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Home-Care Pca LLC 401(k) Profit Sharing Plan & Trust in LA (305 participants, $151K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 390734270.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.