401(k) · DOL Form 5500 · 2023

Specialty Underwriters LLC 401(k) Plan

Data updated 2026-08-25

$13M
Total assets Small plan by assets
135
Participants Small participant base
65th
Percentile by assets National rank
$97,904
Avg per participant Below avg balance/head
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Official DOL plan name: Specialty Underwriters LLC Retirement Plan · Sponsored by Specialty Underwriters LLC · Wisconsin · Finance & Insurance

$13M in assets, 135 participants

Specialty Underwriters LLC's Specialty Underwriters LLC Retirement Plan reported $13M in total assets and 135 participants in its 2023 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,405 in Finance & Insurance (8,869 peers)

Coverage in Wisconsin

Specialty Underwriters LLC Retirement Plan covers 135 participants in Wisconsin, about 24% of the average Wisconsin filer (state average ~563 per filing). Assets: $13M.

#4,405
in Finance & Insurance (8,869 peers)
+15.8%
assets growth YoY

Specialty Underwriters LLC Retirement Plan's mid-pack asset rank among Finance & Insurance and all filers

Specialty Underwriters LLC Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$13,217,008 Top 35% higher than 65% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Specialty Underwriters LLC Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Specialty Underwriters LLC Retirement Plan sits mid-pack in the medium band (135 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Specialty Underwriters LLC Retirement Plan reported net income rose from -$9M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Specialty Underwriters LLC Retirement Plan end-of-year assets rose from $11M in the plan year 2022 filing to $13M in the plan year 2023 filing.
  • Specialty Underwriters LLC Retirement Plan reported participants rose from 130 in the plan year 2022 filing to 135 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 391915737 · Specialty Underwriters LLC PY 2023 · 401(k)

Specialty Underwriters LLC Retirement Plan · $13M · 135 · 65th

  • VS-ST $13M
  • BOY 135
  • SCH 65th
  • EBSA 401(k)
  • PART near Alan Wire Company, Inc. Profit Sharing Plan
  • TYPE ind #4405

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Specialty Underwriters LLC Retirement Plan in the asset neighbourhood

Specialty Underwriters LLC Retirement PlanSpecialty Underwriters LLC R…$13MAlan Wire Company, Inc. Profit Sharing PlanAlan Wire Company, Inc. Prof…$13MTrump International Hotel & Tower Condominium 401(k) EmployeTrump International Hotel & …$13MHill Manufacturing Company Inc 401(k) Retirement PlanHill Manufacturing Company I…$13MMaspeth Federal Savings & Loan Association 401(k) PlanMaspeth Federal Savings & Lo…$13M
End-of-year total assets ($M) among Specialty Underwriters LLC Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Wisconsin filing particulars

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$13M
Net Income$2M
Employer EIN391915737
Plan Effective Date1998-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Specialty Underwriters LLC)

Sponsor-wide plan assets over time

All Specialty Underwriters LLC plans reported in each filing year

Latest sponsor-wide plan assets
$15M 31.056451631280062% vs 2022
2024 filing year
$10M$12M$14M$16M 202220232024 $11.4M $15M ▲ +31.0%
Year Plans Participants Total Assets
2022 1 130 $11M
2023 1 135 $13M
2024 1 134 $15M

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Specialty Underwriters LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -50510 Total assets ($B) Participants Specialty Underwriters LLC Retirement Plan, Total assets ($B): 0.013217008 · Participants: 135Specialty Underwriters LLC Retirement PlanAdvocate Aurora Health 401(k) Plan, Total assets ($B): 9.125723544 · Participants: 76956Advocate Aurora Health 401(k) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 6.160116767 · Participants: 28904Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.81171463 · Participants: 25280Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.550761 · Participants: 11236Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.62235882 · Participants: 8877Rockwell Automation Retirement Savings Plan
Specialty Underwriters LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Specialty Underwriters LLC Retirement Plan side-by-side with 3 peers →

Specialty Underwriters LLC Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Alan Wire Company, Inc. Profit Sharing Plan in MO ($13M); by covered participants it is Seven Hills Ob-Gyn Associates, Inc. Profit Sharing Plan in NJ (135 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (135 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Specialty Underwriters LLC Retirement Plan assets move in 2023? ▼
Specialty Underwriters LLC Retirement Plan grew sharply - up 15.8% during 2023, from $11M to $13M. Reported net income was $2M.
How have Specialty Underwriters LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Specialty Underwriters LLC's sponsor-wide assets grew 31.1%, from $11M to $15M.
Which 401(k) plans are similar in size to Specialty Underwriters LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Alan Wire Company, Inc. Profit Sharing Plan in MO ($13M, 339 participants).
Which 401(k) plans cover a similar participant headcount to Specialty Underwriters LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Seven Hills Ob-Gyn Associates, Inc. Profit Sharing Plan in NJ (135 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 391915737.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.